Regulatory Alerts2019-07-09
Added · Updated
Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
The Hong Kong Monetary Authority issued this circular to provide guidance on the reporting treatment of transactions related to Initial Public Offerings for all authorized institutions. The document clarifies how such transactions should be reported in the calculation of capital and liquidity ratios to ensure regulatory compliance. It serves as a reference for institutions to correctly classify and report IPO-related activities under the prevailing capital adequacy framework.
CIR
Current
Issue Date:
09 Jul 2019
20190709-2-EN.pdf (28.9 KB)
Topic:
Capital Adequacy - Capital Base
Liquidity Risk Management - Statutory liquidity requirements
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
09 Jul 2019
Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
CIR
Current
09 Jul 2019
Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
Cross referenced Document
Version History
Superseded Document
You may also be interested in
CIR
Current
02 Mar 2018
Revised Return of Capital Adequacy Ratio (Form MA(BS)3) (“CAR Return”) and New Return of Leverage Ratio (Form MA(BS)27) (“LR Return”)
Annex 14: Revised CAR Return (Form MA(BS)3) - Completion instructions (CIs): Part II (Capital Base) (Annex)
CPR
Archive
13 Jun 2025
Cryptoassets standard and other miscellaneous amendments: consultation on return templates CIs: MA(BS)3 Part II Cls - Annex
CIR
Current
02 Mar 2018
Revised Return of Capital Adequacy Ratio (Form MA(BS)3) (“CAR Return”) and New Return of Leverage Ratio (Form MA(BS)27) (“LR Return”)
Annex 3: Revised CAR Return (Form MA(BS)3) - Return Template: Part II (Capital Base)