Regulatory Alerts2022-07-08
Added · Updated
Guidance to Authorized Institutions on Selling of Protection Linked Plan
The Securities and Futures Commission and the Mandatory Provident Fund Schemes Authority issued this circular to provide guidance to Authorized Institutions on the selling of Protection Linked Plans. The document establishes regulatory expectations and practices for institutions when marketing these specific insurance-linked products to clients. It serves as a key reference for compliance alongside related investor protection measures and remuneration disclosure requirements.
CIR
Current
Issue Date:
08 Jul 2022
20220708-5-EN.pdf (257.4 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Insurance products
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
08 Jul 2022
Selling of Protection Linked Plan
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23 Dec 2020
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25 Sep 2019
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17 Dec 2014
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22 Apr 2013
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14 Mar 2011
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Current
08 Jul 2022
Selling of Protection Linked Plan
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23 Dec 2020
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Current
25 Sep 2019
Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
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Current
17 Dec 2014
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CIR
Current
22 Apr 2013
Selling of investment-linked assurance scheme (ILAS) products
CIR
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14 Mar 2011
Enhanced Regulatory Requirements on Selling of Investment-Linked Assurance Scheme (ILAS) Products
Version History
Superseded Document
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