Regulatory Alerts2022-12-23
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HKMA Supervisory Policy Manual SA-1: Risk-based Supervisory Approach
The Hong Kong Monetary Authority issues this non-statutory guideline to establish a risk-based supervisory framework for all authorized institutions. The approach integrates inherent risk assessment with the quality of risk management systems into the CAMEL rating to direct supervisory resources toward areas of greatest risk. It mandates a structured six-step methodology involving institutional understanding, risk assessment, and continuous off-site supervision to ensure proactive monitoring of safety and soundness.
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