2018-03-26

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Information Circular No. 21: Compliance with Notice 910 of 2010

The Financial Services Board mandates that managers and trustees of collective investment schemes achieve full compliance with Notice 910 of 2010. Managers must ensure compliance by 30 June 2014, following the guidance provided in Guidance Note 1. Failure to meet this deadline will trigger enforcement actions, including potential referral to the Enforcement Committee.

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FINANCIAL SERVICES BOARD

Riverwalk Office Park Block B 41 Matroosberg Road Ashlea Gardens Extension 6
Pretoria South Africa 0081 PO Box 35655 Menlo Park Pretoria South Africa 0102
Tel +27 12 428 8000 Fax +27 12 346 6941 E-mail info@fsb.co.za
Toll free 0800 110443/0800 202087 website:www.fsb.co.za

ENQUIRIES:Tholoana MakhUD. DIALLING NO.:+27 12 367 7225
OUR REF:CircularsFAX:+27 12 346 6533
DATE:16 April 2014E-MAIL:tholoane.makhu@fsb.co.za

INFORMATION CIRCULAR NO. 21

TO MANAGERS AND TRUSTEES OF COLLECTIVE INVESTMENT SCHEMES


COMPLIANCE WITH NOTICE 910 OF 2010 ("THE NOTICE")

Pursuant to the guidance note issued on 1 November 2013, Guidance Note 1, the Registrar now advises that managers have until 30 June 2014 to ensure compliance with the Notice following which enforcement action will be taken for non-compliance, which could include referral to the Enforcement Committee.


J A BOYD
REGISTRAR OF COLLECTIVE INVESTMENT SCHEMES


Board Members: AM Sithole (Chairperson) H Wilton (Deputy Chairperson) Z Bassa JV Mogadime
Prof PJ Sutherland FE Groepe D Turpin HMH Ratshefola D Msomi I Momoniat O Makhubela (Alternate)
Executive Officer: DP Tshidi

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