2018-03-26
Added · Updated
The Financial Services Board mandates that managers and trustees of collective investment schemes achieve full compliance with Notice 910 of 2010. Managers must ensure compliance by 30 June 2014, following the guidance provided in Guidance Note 1. Failure to meet this deadline will trigger enforcement actions, including potential referral to the Enforcement Committee.
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| ENQUIRIES: | Tholoana MakhU | D. DIALLING NO.: | +27 12 367 7225 |
|---|---|---|---|
| OUR REF: | Circulars | FAX: | +27 12 346 6533 |
| DATE: | 16 April 2014 | E-MAIL: | tholoane.makhu@fsb.co.za |
Pursuant to the guidance note issued on 1 November 2013, Guidance Note 1, the Registrar now advises that managers have until 30 June 2014 to ensure compliance with the Notice following which enforcement action will be taken for non-compliance, which could include referral to the Enforcement Committee.
J A BOYD
REGISTRAR OF COLLECTIVE INVESTMENT SCHEMES
Board Members: AM Sithole (Chairperson) H Wilton (Deputy Chairperson) Z Bassa JV Mogadime Prof PJ Sutherland FE Groepe D Turpin HMH Ratshefola D Msomi I Momoniat O Makhubela (Alternate) Executive Officer: DP Tshidi
SABS
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Source: Financial Sector Conduct Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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