Regulatory Alerts2018-10-08
Added · Updated
Internal Controls - Compliance function
The Hong Kong Monetary Authority issued this circular to all Authorized Institutions regarding internal controls and the compliance function. The document serves as a regulatory reference for maintaining compliance with the Banking Ordinance. It provides guidance on the operational requirements for compliance functions within authorized institutions.
CIR
Current
Issue Date:
08 Oct 2018
20181008-1-EN.pdf (119.8 KB)
Topic:
Internal Controls - Compliance function
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Directly related Document
Cross referenced Document
Version History
Superseded Document
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