Regulatory Alerts2008-09-23
Added · Updated
Investment products related to Lehman Brothers
The Securities and Futures Commission issued this circular on 23 September 2008 to address investment products linked to Lehman Brothers. The document serves as an annex to a regulatory circular targeting registered institutions involved in wealth management and MPF schemes. It provides specific guidance and requirements concerning the handling and disclosure of these financial instruments following the Lehman Brothers collapse.
CIR
Current
Issue Date:
23 Sep 2008
20080923-2-EN.pdf (794.2 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
23 Sep 2008
Investment products related to Lehman Brothers
CIR
Current
23 Sep 2008
Investment products related to Lehman Brothers
Cross referenced Document
Version History
Superseded Document
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