2023-11-17

Added · Updated

New Share Subscription and Share Margin Financing

The regulator issued the SPM-SGL guidance document on November 17, 2023, targeting all Authorized Institutions regarding credit risk management. This document addresses new requirements and guidelines for share subscription and share margin financing activities. It serves as a regulatory update to ensure proper oversight of credit risks associated with these specific financial instruments.

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Hong Kong Monetary Authority

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SPM-SGL

Current

Issue Date:

17 Nov 2023

CR-S-4.pdf (789.3 KB)

Topic:

Credit Risk Management - Others

Keyword:

Group:

All Authorized Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

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