Regulatory Alerts2026-02-26
Added
Notice on Supervision of Market Participants (SFA 02-N02)
The Monetary Authority of Singapore issues this notice to establish requirements for Recognised Market Operators regarding the supervision of market participants. It mandates compliance with business rules and Part XII of the Securities and Futures Act, while governing participant access to markets and notifications of disciplinary actions. The document outlines the regulatory framework for ensuring market integrity and participant accountability within the securities and futures sector.
Notices
Last Revised Date: 26 February 2026
Requirements for supervision of market participants by Recognised Market Operators
Licensing, Authorisation and Registration
Notifications
Applies to:
Markets and Exchanges
View Notice
Notice on Supervision of Market Participants (SFA 02-N02)
(194.4 KB)
This Notice sets out the requirements for Recognised Market Operators in terms of participant compliance with business rules and Part XII of Securities Futures Act, participant access to markets, and notifications in relation to disciplinary actions taken against a participant.
27 Feb 2026 SFA 02N02 (Amendment) 2026 (201 KB) takes effect
16 Dec 2025 SFA02-N02 (Amendment No. 2) 2025 (200.3 KB) takes effect
12 Nov 2025 SFA02-N02 (Amendment) 2025 (199.4 KB) takes effect
6 Sep 2024 SFA02-N02 (Amendment No. 2) 2024 (183.4 KB) takes effect
15 Aug 2024 SFA02-N02 (Amendment) 2024 (183.4 KB) takes effect
8 Feb 2023 SFA02-N02 (Amendment No. 2) 2023 (178.6 KB) takes effect
27 Jan 2023 SFA02-N02 (Amendment) 2023 (177.7 KB) takes effect
19 Aug 2022 SFA02-N02 (Amendment No. 2) 2022 (174.7 KB) takes effect
23 Mar 2022 SFA02-N02 (Amendment) 2022 (174.8 KB) takes effect
22 Dec 2021 SFA02-N02 (Amendment No. 3) 2021 (173.2 KB) takes effect
14 May 2021 SFA02-N02 (Amendment No. 2) 2021 (172.4 KB) takes effect
06 Jan 2021 SFA02-N02 revised on 6 Jan 2021 (166.7 KB)
06 Jan 2021 SFA02-N02 (Amendment) 2021 (171.6 KB) takes effect
01 Dec 2020 SFA02-N02 revised on 1 Dec 2020 (166.7 KB)
01 Dec 2020 SFA02-N02 (Amendment No. 2) 2020 (164.9 KB) takes effect
18 May 2020 SFA02-N02 revised on 18 May 2020 (568.5 KB)
18 May 2020 SFA02-N02 (Amendment) 2020 (573.3 KB) takes effect
13 Dec 2019 SFA02-N02 revised on 13 Dec 2019 (498.8 KB)
13 Dec 2019 SFA02-N02 (Amendment No. 2) 2019 (502.2 KB) takes effect
01 Mar 2019 SFA02-N02 revised on 1 March 2019 (497.7 KB)
01 Mar 2019 SFA02-N02 (Amendment) 2019 (501.3 KB) takes effect
15 Nov 2018 SFA02-N02 revised on 15 Nov 2018 (498 KB)
15 Nov 2018 SFA02-N02 (Amendment) 2018 (495 KB) takes effect
5 Oct 2018 SFA02-N02 issued on 5 Oct 2018 (556.6 KB)