Notice revoking authorization for Lek Securities Corporation, Representation Office in Mexico, and consequent closure

DOF: 28/12/2018

OFFICIAL NOTICE revoking the authorization for the establishment of Lek Securities Corporation, Representation Office in Mexico, and consequently its closure

With a seal at the margin bearing the National Coat of Arms, which reads: United Mexican States.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.- Vice Presidency of Regulation.- Vice Presidency of Stock Market Supervision.- General Directorate of Authorizations to the Financial System.- General Directorate of Supervision of Entities and Stock Market Intermediaries.- Official No.: 312-2/66601/2018.- Exp. CNBV. 312.211.17 (5800).

Subject:

Closure of said Representation Office in Mexico, as well as revocation of the authorization for its establishment.

LEK SECURITIES CORPORATION., REPRESENTATION OFFICE

Bosque de Ciruelos No. 130, 5th floor Col. Bosques de las Lomas Miguel Hidalgo 11700, Mexico City.

Attention:

Mr. Ramiro Pérez Orliacq Representative

We refer to the documents submitted on June 20, July 24, August 17, and October 16, 2018, through which you notified this Commission of the definitive closure of Lek Securities Corporation, Representation Office in Mexico, and consequently requested the revocation of the corresponding authorization.

Considering that the request and documentation submitted comply with the applicable provisions, this Commission, based on the provisions of the Tenth Fifth, fraction VI of the "Rules for representation offices of foreign financial entities," published in the Official Gazette of the Federation on December 31, 2014, has resolved to authorize the closure of Lek Securities Corporation, Representation Office in Mexico.

Furthermore, and based on the aforementioned Tenth Fifth Rule, the members of the Board of Directors of this Commission, in a session held on November 12 of the current year, adopted the following:

AGREEMENT

"TENTH.-

The members of the Board of Directors, based on Article 12, fraction XV of the Law of the National Banking and Securities Commission, in relation to Article 159 of the Securities Market Law and the Tenth Fifth, fraction VI of the Rules for representation offices of foreign financial entities, taking into consideration the favorable opinion issued by the Authorization Committee of the National Banking and Securities Commission in its session held on November 5, 2018, unanimously approved the revocation of the authorization for the establishment in national territory of Lek Securities Corporation, Representation Office in Mexico, granted by the National Banking and Securities Commission through official notice 312-3/33107/2010 dated July 13, 2010, as a consequence of its closure."

This official notice is issued based on Articles 12, in relation to 24, fractions I, subsection f), III and last paragraph, and 40, fractions I and VII of the Internal Regulations of the National Banking and Securities Commission, published in the Official Gazette of the Federation on November 12, 2014.

Respectfully,

Mexico City, November 14, 2018. - The General Director of Authorizations to the Financial System, Alejandro Daniel Haro Acosta. - Signature. - The General Director of Supervision of Entities and Stock Market Intermediaries, Itzel Moreno Macías García. - Signature.

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