Official Letter Authorizing the Organization and Operation of BRIQ FUND, S.A.P.I. de C.V., a Collective Financing Institution

DOF: 26/12/2023

OFFICIAL LETTER through which authorization is granted for the organization and operation of a Collective Financing Institution to be named BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution.

At the margin, a seal with the National Coat of Arms, which reads: United Mexican States.- TREASURY.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.- Presidency.- Official Letter No.: P116/ 2021.

Subject:

Authorization for the organization and operation of a Collective Financing Institution to be named BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution.

BRIQ FUND, S.A.P.I. DE C.V. Av. Revolución No. 356, Floor 7, San Pedro de los Pinos Neighborhood, Postal Code 03800, Benito Juárez, Mexico City.

ATTN.:

MR. JUAN CARLOS CASTRO AERENLUND Legal Representative

With a written submission presented on September 25, 2019, BRIQ FUND, S.A.P.I. de C.V. (BRIQ) requested authorization from the National Banking and Securities Commission (Commission) to organize and operate as a Collective Financing Institution to be named BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution, accompanying the request with the corresponding supporting information and documentation.

As background, it should be noted that this Commission issued a notice to BRIQ within the timeframe established in the Law for the Regulation of Financial Technology Institutions, so that it would address various observations and recommendations regarding its authorization request, granting the requested extension to this authority.

In relation to the above, BRIQ submitted various documents and information in order to respond to the aforementioned notice. Likewise, this authority requested BRIQ to provide various complementary documents and information to be in a position to address its authorization request, so that the company complied with the request for complementary information and sent updated documentation and information regarding its file. The company requested an extension of the resolution deadline, which was granted to it.

Regarding this matter, the Interinstitutional Committee in the session held on May 17, 2021, based on articles 11 and 35, in relation to articles 15 and 16 of the Law for the Regulation of Financial Technology Institutions, and

CONSIDERING

FIRST.- That the documentation and information presented in connection with the authorization request for the organization and operation of the Collective Financing Institution to be named BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution, meets the requirements provided for in article 15, in relation to article 39 of the Law for the Regulation of Financial Technology Institutions and with articles 3, 4 and 6 of the General Provisions applicable to Financial Technology Institutions.

SECOND.- That from the analysis of the documentation and information received, it was concluded that from a legal, financial, and operational standpoint, the requested authorization is appropriate, and therefore the following was adopted:

AGREEMENT

"FOURTH.- The members of the Interinstitutional Committee, based on articles 11 and 35, in relation to article 15 of the Law for the Regulation of Financial Technology Institutions, unanimously approve the authorization for the organization and operation of a Collective Financing Institution to be named BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution, under the terms of the proposal presented to the Committee."

The aforementioned agreement is adopted without prejudice to the other authorizations that must be obtained from the National Banking and Securities Commission in connection with the act described, in accordance with applicable provisions, as well as the exercise of the powers attributed to said Commission during the organization process of BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution, in which all conditions and requirements imposed by said Commission must be met.

The entity whose organization and operation is authorized will be subject to the following:

BASES

FIRST.- The name of the company will be BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution.

SECOND.- It will have its corporate domicile in Mexico City.

THIRD.- Its duration will be indefinite.

FOURTH.- The amount of its initial authorized social capital will be $25,498,005.00 (twenty-five million four hundred ninety-eight thousand five pesos 00/100 M.N.)

FIFTH.- Its corporate purpose will correspond to the activities indicated in article 15 of the Law for the Regulation of Financial Technology Institutions and will carry out the operations and provision of services established in articles 16, fractions I and III and 19, fractions I, II, III, IV, VI, VII, VIII, IX, X, XI of the aforementioned Law for the Regulation of Financial Technology Institutions.

SIXTH.- The authorization referred to in this official letter is, by its very nature, intransmissible.

SEVENTH.- The institution will be subject to the supervision of the National Banking and Securities Commission and the Bank of Mexico, in the exercise of their respective powers, as well as of other competent financial authorities in the terms established by law.

EIGHTH.- The services consisting of collective debt financing and co-ownership or royalties that the institution provides by virtue of this authorization, as well as the other operations it carries out, as well as its organization and operation in general, will be subject, in matters not expressly stated in this official letter, to the Law for the Regulation of Financial Technology Institutions, to the rules and general provisions applicable to Financial Technology Institutions issued by the National Banking and Securities Commission, to the provisions regarding its operations issued by the Bank of Mexico, and to other current and future norms and provisions issued by any competent authority, including those related to operations with funds of illicit origin and terrorism financing, which by their nature are applicable.

In relation to the foregoing, BRIQ FUND, S.A.P.I. de C.V., Collective Financing Institution must observe the terms and comply with the obligations contained in Official Letter No. P117/2021 dated May 20, 2021.

This is issued based on articles 16, fractions I and XVII of the Law of the National Banking and Securities Commission and 12 and 41, fractions I and III of the Internal Regulations of the National Banking and Securities Commission.

Respectfully,

Mexico City, May 20, 2021. - President, Juan Pablo Graf Noriega.- Signature.

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