LogoRegulatory Alerts
2025-09-25 | 17/20/3026/С01

Added · Updated

Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms

The National Commission for Securities and Stock Market approves the description of sections and schemes for XML files containing reporting data from investment firms, specifying the use of IrregTrds.xsd, MonthTrds.xsd, and QwartTrds.xsd schemas. The order mandates that corrected data be submitted with a record in the DTSSuprovod structure and repeals Order No. 8 of January 19, 2016. This regulation enters into force on October 1, 2025, and applies to investment firms submitting electronic reporting data.

National Securities and Stock Market Commission logo

Ukraine

National Securities and Stock Market Commission

Click to view thumbnail

NATIONAL COMMISSION FOR SECURITIES AND STOCK MARKET

ORDER

Kyiv

On Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms

In accordance with paragraph 4 of the Decision of the State Commission for Securities and Stock Market dated 13.05.2011 No. 491 "On Approval of the Open Format for Data Transfer between the National Commission for Securities and Stock Market and Subjects of Information Interaction," registered in the Ministry of Justice of Ukraine on 02.06.2011 under No. 658/19396 (with amendments), and with the aim of systematizing the preparation by investment firms of the electronic form of reporting data in accordance with the Regulation on the Procedure for Preparation and Submission of Reporting Data on the Activities of Investment Firms to the National Commission for Securities and Stock Market (hereinafter – the Regulation), approved by the Decision of the National Commission for Securities and Stock Market (hereinafter – the Commission) dated 25.09.2012 No. 1283, registered in the Ministry of Justice of Ukraine on 16.10.2012 under No. 1737/22049 (with amendments),

ORDER:

  1. Approve the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms (attached).

  2. The electronic form of reporting data of investment firms (hereinafter – Data) is prepared in the form of an electronic file named "Report.xml", which complies with the following schemas:

    • "IrregTrds.xsd" for irregular data;
    • "MonthTrds.xsd" for monthly data;
    • "QwartTrds.xsd" for quarterly data.

  3. Corrected Data are submitted in accordance with the deadlines established by the Regulation for the submission of Data in the form of the aforementioned electronic file and must contain the corresponding record in the "DTSSuprovod" structure.

  4. Recognize as having lost its force the Order of the Head of the Commission dated 19.01.2016 No. 8 "On Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Administrative Data of Securities Traders" (with amendments).

  5. The Department of Information Technologies shall ensure the publication of this Order on the official website of the National Commission for Securities and Stock Market.

  6. This Order is a separate normative and technical document.

  7. This Order enters into force on October 1, 2025.

  8. Control over the implementation of this Order shall be entrusted to a member of the National Commission for Securities and Stock Market, Yu. Shapoval.

Head of the Commission Ruslan MAGOMEDOV

APPROVED Order of the Head of the Commission

Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms

1. General Part

1.1. Regulatory Documents

The Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms is prepared based on the following regulatory legal acts:

  • Decision of the State Commission for Securities and Stock Market dated 13.05.2011 No. 491 "On Approval of the Open Format for Data Transfer between the National Commission for Securities and Stock Market and Subjects of Information Interaction," registered in the Ministry of Justice of Ukraine on 02.06.2011 under No. 658/19396 (with amendments);
  • Regulation on the Submission of Administrative Data and Information in the Form of Electronic Documents to the National Commission for Securities and Stock Market, approved by the Decision of the State Commission for Securities and Stock Market dated 13.05.2011 No. 492 (with amendments);
  • Reference System and Classifiers of the National Commission for Securities and Stock Market (hereinafter – the Commission), approved by the Decision of the National Commission for Securities and Stock Market dated 08.05.2012 No. 646 (with amendments) (hereinafter – Reference System and Classifiers);
  • Regulation on the Procedure for Preparation and Submission of Reporting Data on the Activities of Investment Firms to the National Commission for Securities and Stock Market (hereinafter – the Regulation), approved by the Decision of the Commission dated 25.09.2012 No. 1283, registered in the Ministry of Justice of Ukraine on 16.10.2012 under No. 1737/22049 (with amendments).

1.2. General Description

The electronic form of reporting data of investment firms (hereinafter – Data) is prepared in the form of XML files – in the open widely used standard of unified representation of information in electronic form for data exchange between heterogeneous information systems (eXtensible Markup Language, hereinafter – XML), developed by the international W3C consortium (http://www.w3.org/TR/REC-xml).

Files are submitted to the Commission with the name "Report.xml".

Data of different types (irregular, monthly, quarterly) or for different reporting periods are submitted in separate files.

In accordance with the XML specification, electronic form files are composed of structural units of information, which are divided into elements, attributes, processing instructions, and comments.

Certain rules and restrictions apply to the content of files depending on the type of data regarding permissible elements, attributes, and their values. These rules and restrictions, taking into account the rules and restrictions of the XML specification, constitute the specifications of electronic form files depending on the type of data.

The structure and content of data of each separate specification correspond to a certain separate schema, expressed using the XSD schema – a widely used open standard for defining requirements for the structure and composition of data in XML format (hereinafter – XSD), developed by the international W3C consortium (http://www.w3.org/2001/XMLSchema-instance).

Data contain a specification identifier within their composition. The identifier is specified using the special attribute "xmlns" of the root element in accordance with the XML specification. The identifier is used to identify the corresponding XSD schema and assign the data.

Inclusion of textual content in the form of separate structural units provided by the XML specification in the composition of data is not allowed.

Processing instructions and comments are considered insignificant information and are ignored, except for the "xml" processing instruction, which defines the xml specification and the character encoding table used for presenting data.

Restrictions on the use of different character encoding tables and different XML specifications when submitting data are not established. However, all symbols used in the composition of data must be compatible with the windows-1251 encoding table, and the used specification must be compatible with the XML 1.0 specification.

Data are composed of structural elements of the following purposes and according to the following principles:

  • root element with the name "root" – the first and mandatory element of the form, which contains general requisites for all specifications and in the composition of which all other substantive information is submitted;
  • specialized elements – containers of separate substantive parts of data (references) within the root element, which do not contain their own requisites and are intended for presenting information strings of the substantive part within their composition;
  • elements with the name "row" – information strings submitted within containers of the substantive part (references), do not contain other elements within their composition, and present the values of requisites within and in the quantity depending on the requirements for the composition of information of a separate substantive part (reference);
  • elements with a name, the first four characters of which take the value "row_" – specialized information strings submitted within containers similarly to information strings, but performing a certain special function;
  • (optionally) Financial Reporting data block with a name starting with "Fin" ("Fin*"), for data subjects other than banks within the root element of monthly data for the month of March for annual and interim financial reporting within the root element of quarterly data. The structure and composition of the data block are established by a separate normative and technical document regarding the structure and composition of financial reporting and, accordingly, are determined by a separate XSD schema "FinRep.xsd".

The root element contains requisites identifying the data subject and the reporting period, namely:

No.XML AttributePurpose
1.D_EDRPOUIdentification code by the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formations of the data subject
2.D_NAMEName of the data subject
3.STDStart date of the reporting period
4.FIDEnd date of the reporting period
5.NREGSign of irregular data: "True" for irregular data; "False" for regular data
6.TTYPECode of the type of data subject: "003" for investment firms

Attributes of elements are part of the elements if they contain data. A requisite is not included in the composition of information if it does not contain a value.

For requisites whose type is indicated as dateTime in the XSD specification schema, and as the value of the requisite a date is submitted, in addition to the date, the time component is also submitted in all cases, filled with zero values.

Common to all specifications is the element within the root – a container with the name "DTSSuprovod" for presenting the content of the Accompanying Reference for corrected data of the data subject. The information string of this element contains the following requisites:

No.XML AttributePurpose
1.ISPDATDate of completion
2.VIPRAVList of corrections and justification of corrected Data
3.TAGNotes

2. Irregular Data

When submitting irregular data, the specification identifier has the value: "http://nssmc.gov.ua/Schem/IrregTrds"

The XSD schema of irregular data "IrregTrds.xsd" is provided in Appendix 1.

Irregular data include the following XML content containers:

No.XML ElementPurpose
1.DTSNREGAGRReference on executed or terminated contract(s) with financial instruments by the investment firm outside the organized market
2.DTSSUSPICData on the conclusion of contract(s), including "suspicious" contract(s), with financial instruments by the investment firm outside the organized market
3.DTSSANCTReference on persons to whom sanctions have been applied

2.1. Reference on executed or terminated contract(s) with financial instruments by the investment firm outside the organized market

Information strings are filled out for each main contract and each part of the operation under the REPO contract separately.

Information strings are nested into the XML element "DTSNREGAGR" and contain the following requisites:

No.XML AttributePurpose
1.AGRCATType of contract¹
2.DATESTARTDate of conclusion of the contract
3.FINISHDATEDate of execution of the contract / part of the operation under the REPO contract
4.REJECTDATEDate of termination of the contract (date of execution, sum of execution, information about the person accounting for the transfer of ownership rights, etc. is not filled)
5.AGRNUMContract number
6.AGRTYPEMethod of concluding the contract: "1" – by exchanging reciprocal SWIFT messages, "2" – using a software module, "3" – in another way
7.AGRSUSPContract sign: "1" – "suspicious" contract, "0" – contract is not "suspicious"
8.OPERPARTPart of the operation under the REPO contract: "1" – first part of the operation under the REPO contract, "2" – second part of the operation under the REPO contract
9.CTYPEType of contract, for the execution of which contract 1, 2 is concluded
10.AGRNUMNContract number, for the execution of which contract 2 is concluded
11.AGRDATEDate of conclusion of the contract, for the execution of which contract 2 is concluded
12.AGRPERFDATEDate of execution of the contract, for the execution of which contract 2 is concluded
13.AGRNUMRZClient order number (filled when referring to a contract on a master contract)²
14.ZAMBRDSDate of provision/receipt of client order (filled when referring to a contract on a master contract)²
15.ZAMBRDFDate of execution of client order (filled when referring to a contract on a master contract)²
16.ACTIVTYPEType of activity of the investment firm³
17.CONTRTYPEType of client/counterparty of the investment firm⁴
18.CONTRACTType of professional activity carried out by the client/counterparty of the investment firm⁵, ¹⁶
19.CONTRACTTCPType of professional activity in the stock market – activity of trading financial instruments, carried out by the client/counterparty of the investment firm (filled if the client/counterparty of the investment firm is an investment firm)⁶, ¹⁶
20.OSEDRPOUCode by the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formations of the client/counterparty of the investment firm – legal entity – resident¹⁶
21.OSNAMEName of the client/counterparty of the investment firm – legal entity¹⁶
22.OKODNEREZRegistration number according to the commercial, banking or court register or register of a local authority of a foreign state regarding the registration of a legal entity – client/counterparty of the investment firm – non-resident¹⁶
23.OSEDRISICode of the Unified State Register of Investment Funds of the unit investment fund, corporate investment fund, on whose behalf the asset management company – client/counterparty of the investment firm acts¹⁶
24.PIFNAMEName of the unit investment fund, corporate investment fund, on whose behalf the asset management company – client/counterparty of the investment firm acts¹⁶
25.O_IDNRegistration number of the taxpayer's account card or series and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's account card and have notified the relevant controlling body and have a mark in the passport) – physical person – client/counterparty of the investment firm¹⁶
26.OS_FSurname of the physical person – client/counterparty of the investment firm¹⁶
27.OS_IName of the physical person – client/counterparty of the investment firm¹⁶
28.OS_OPatronymic of the physical person – client/counterparty of the investment firm (if available)¹⁶
29.OCOUNTRYCountry of registration of the client/counterparty of the investment firm⁷, ¹⁶
30.FININSTRType of financial instrument that is the object of civil rights under the contract⁸
31.ISINInternational Securities Identification Number or code of another financial instrument
32.VSERIASeries of the promissory note
33.VNUMNumber of the promissory note
34.VDATEDate of issue of the promissory note
35.VENDDATEDate of redemption of the promissory note
36.VFORMForm of settlement for the promissory note: "1" – cash, "2" – non-cash
37.VPERFORMType of transfer of the simple promissory note: "1" – blank endorsement, "2" – named
38.MARKETTYPEType of market⁹
39.MARKETTYPEOPERTypes of markets by the nature of operations¹⁰
40.VSUMSum of the promissory note
41.IPSERTBORGShare of consolidated mortgage debt on the date of registration of the issue (for mortgage participation certificates)
42.PREMIYAPremium (for option certificates)
43.CODEVALType of currency of the security or another financial instrument¹¹
44.KEPEDRPOUCode by the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formations of the depository institution
45.KEPERNAMEName of the depository institution
46.EMMITTYPESign of the person who placed/issued the security or another financial instrument: "1" – issuer, "2" – drawer, "3" – pledgor
47.EMEDRPOUCode by the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formations of the person who placed/issued the security or another financial instrument
48.EMKODNEREZRegistration number according to the commercial, banking or court register or register of a local authority of a foreign state regarding the registration of a legal entity that placed/issued the security – non-resident
49.EM_IDNRegistration number of the taxpayer's account card or series and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's account card and have notified the relevant controlling body and have a mark in the passport) – physical person – client/counterparty of the securities trader
50.EMMITNAMEName of the person (Full Name for a physical person) who placed/issued the security or another financial instrument
51.EDRISICode of the Unified State Register of Investment Funds of the person who placed the security
52.EMCOUNTRYCountry of registration of the person who placed/issued the security⁷
53.KLIENTTYPEType of client of the investment firm, on whose behalf the contract for execution is concluded⁴, ¹⁶
54.KLIENTACTTYPEType of professional activity in the stock market – activity of trading financial instruments, carried out by the client of the investment firm (filled if the client of the investment firm is an investment firm)⁶, ¹⁶
55.TEDRPOUCode by the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formations of the client of the investment firm, on whose behalf the contract for execution is concluded – legal entity – resident¹⁶
56.TNAMEName of the client of the investment firm, on whose behalf the contract for execution is concluded – legal entity¹⁶
57.TKODNEREZRegistration number according to the commercial, banking or court register or register of a local authority of a foreign state regarding the registration of a legal entity – client of the investment firm, on whose behalf the contract for execution is concluded – non-resident¹⁶
58.TEDRISICode of the Unified State Register of Investment Funds of the unit investment fund, corporate investment fund, on whose behalf the asset management company – client of the investment firm, on whose behalf the contract for execution is concluded, acts¹⁶
59.T_PIFNAMEName of the unit investment fund, corporate investment fund, on whose behalf the asset management company – client of the investment firm, on whose behalf the contract for execution is concluded, acts¹⁶
60.T_IDNRegistration number of the taxpayer's account card or series and passport number (for physical persons who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's account card and have notified the relevant controlling body and have a mark in the passport) – physical person – client of the investment firm, on whose behalf the contract for execution is concluded¹⁶
61.T_FSurname of the physical person – client of the investment firm, on whose behalf the contract for execution is concluded¹⁶
62.T_IName of the physical person – client of the investment firm, on whose behalf the contract for execution is concluded¹⁶
63.T_OPatronymic of the physical person – client of the investment firm, on whose behalf the contract for execution is concluded (if available)¹⁶
64.TCOUNTRYCountry of registration of the client of the investment firm, on whose behalf the contract for execution is concluded⁷, ¹⁶
65.PAPSCQuantity of securities when concluding the contract (pcs.)
66.PAPFCQuantity of securities when executing the contract (pcs.)
67.STARTSUMSum of the concluded contract (UAH)¹²
68.CODEVALCType of currency when concluding the contract¹¹
69.CMP_BKPercentage difference of the price of the security under the contract from the last calculated over the last 12 months of the stock exchange rate on the stock exchange¹⁴
70.CMP_EPPercentage difference of the price of the security under the contract from the last calculated over the last 12 months of the closing price of the trading day on the stock exchange¹⁵
71.FINISHSUMSum of the executed contract (UAH)¹³
72.CODEVALFType of currency when executing the contract¹¹
73.KOMISSum of commission fee (UAH)¹³
74.KOMISCODEVALCommission fee (type of currency)¹¹
75.FAVOURTAPEType of service provided by the investment firm: "1" – purchase, "2" – sale, "3" – swap, "4" – loan
76.MOVTYPEType of event under the contract: "1" – credit, "2" – debit
77.MOVBALDDate of credit/debit of securities to/from the balance sheet
78.MONEYDATEDate of credit/debit of monetary funds
79.DOGAGRPresence of additional contracts that make changes to the main contract: "1" – yes, "2" – no
80.CALCTYPESettlements under the contract for financial instruments are carried out through the investment firm: "1" – yes, "2" – no
81.Z_PRYMNotes

¹ Filled in accordance with Reference 15 "Types of Contracts in the Activity of Trading Financial Instruments" of the Reference System and Classifiers. ² Requisites of contracts related to the contract for which information is disclosed are indicated if they exist. ³ Filled in accordance with Reference 13 "Types of Professional Activities in Capital Markets – Activity of Trading Financial Instruments" of the Reference System and Classifiers. ⁴ Filled in accordance with Reference 37 "Types of Depositors, Clients" of the Reference System and Classifiers. ⁵ Filled in accordance with Reference 12 "Types of Professional Activities in Capital Markets and Organized Commodity Markets" of the Reference System and Classifiers. ⁶ Filled in accordance with Reference 13 "Types of Professional Activities in Capital Markets – Activity of Trading Financial Instruments" of the Reference System and Classifiers. ⁷ Filled in accordance with Reference 45 "Classification of Countries of the World" of the Reference System and Classifiers. ⁸ Filled in accordance with Reference 7 "Classification of Financial and Non-Financial Instruments" of the Reference System and Classifiers. ⁹ Filled in accordance with Reference 8 "Types of Markets" of the Reference System and Classifiers. ¹⁰ Filled in accordance with Reference 9 "Types of Markets by the Nature of Operations" of the Reference System and Classifiers. ¹¹ Filled in accordance with Reference 46 "List and Codes of Currencies" of the Reference System and Classifiers. ¹² For operations in foreign currency, the sum – equivalent in UAH at the official UAH exchange rate to foreign currencies established by the National Bank of Ukraine on the day of conclusion is filled. ¹³ For operations in foreign currency, the sum – equivalent in UAH at the official UAH exchange rate is filled. ¹⁴ Filled regarding listed securities and securities used for calculating the stock exchange index, if the contract(s) is/are "suspicious". ¹⁵ Filled regarding unlisted securities, if the contract(s) is/are "suspicious". ¹⁶ If the client is a nominee holder, the corresponding information about the ultimate beneficiary (client of the nominee holder/client of the client of the nominee holder) is indicated.

2.2. Data on the conclusion of contract(s), including "suspicious" contract(s), with financial instruments by the investment firm outside the organized market

Information strings are filled out for each main contract and each part of the operation under the REPO contract separately.

Information strings are nested into the XML element "DTSSUSPIC" and contain the following requisites:

No.XML AttributePurpose
1.DATESTARTDate of conclusion of the contract
2.FINISHDATEDate of execution of the contract, provided by the terms of the contract (if available)
3.AGRCATType of contract⁵
4.AGRNUMContract number
5.AGRTYPEMethod of concluding the contract: "1" – by exchanging reciprocal SWIFT messages, "2" – using a software module, "3" – in another way
6.AGRSUSPContract sign: "1" – "suspicious" contract, "0" – contract is not "suspicious"
7.OPERPARTPart of the operation under the REPO contract: "1" – first part of the operation under the REPO contract, "2" – second part of the operation under the REPO contract
8.CTYPEType of contract, for the execution of which contract 5, 6 is concluded
9.AGRNUMNContract number, for the execution of which contract 6 is concluded
10.AGRDATEDate of conclusion of the contract, for the execution of which contract 6 is concluded
11.AGRPERFDATEDate of execution of the contract, for the execution of which contract 6 is concluded

8 12. AGRNUMRZ Client order number (filled in when referring to the general contract)6 13. ZAMBRDS Date of placing/receiving the client's order (filled in when referring to the general contract)6 14. ZAMBRDF Execution of the client's order (filled in when referring to the general contract)6 15. ACTIVTYPE Type of activity of the investment firm8 16. CONTRTYPE Type of client/counterparty of the investment firm9 17. CONTRACT Type of professional activity carried out by the client/counterparty of the investment firm10, 14 18. CONTRACTTCP Type of professional activity in the securities market - activity in trading financial instruments carried out by the client/counterparty of the investment firm (filled in if the client/counterparty of the investment firm is an investment firm)8, 14 19. OSEDRPOU Code according to the Unified State Register of Legal Entities, Individual Entrepreneurs and Public Formation Organizations (EDRPOU) of the client/counterparty of the investment firm - a legal entity - resident14 20. OSNAME Name of the client/counterparty of the investment firm - a legal entity14 21. OKODNEREZ Registration number according to the commercial, banking or court register or the register of a local authority of a foreign state on the registration of a legal entity - client/counterparty of the investment firm - non-resident14 22. OSEDRISI Code of the EDRISI of the unit investment fund, corporate investment fund, in whose interests the asset management company - client/counterparty of the investment firm acts14 23. PIFNAME Name of the unit investment fund, corporate investment fund, in whose interests the asset management company - client/counterparty of the investment firm acts14 24. O_IDN Registration number of the taxpayer's registration card or series and passport number (for individuals who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's registration card and have informed the relevant controlling body and have a mark in the passport) - a physical person - client/counterparty of the investment firm14 25. OS_F Surname of the physical person - client/counterparty of the investment firm14 26. OS_I First name of the physical person - client/counterparty of the investment firm14 27. OS_O Patronymic of the physical person - client/counterparty of the investment firm (if available)14 28. OCOUNTRY Country of registration of the client/counterparty of the investment firm7, 14 29. FININSTR Type of financial instrument that is the object of civil rights under the contract 1 30. ISIN International Securities Identification Number or code of another financial instrument 31. VSERIA Series of the promissory note 32. VNUM Number of the promissory note 33. VDATE Date of issue of the promissory note 34. VENDDATE Maturity date of the promissory note 35. VFORM Form of payment for the promissory note: "1" - cash, "2" - non-cash 36. VPERFORM Type of transfer of a simple promissory note: "1" - blank endorsement, "2" - named

9 37. MARKETTYPE Type of market11 38. MARKETTYPEOPER Types of markets by the nature of transactions12 39. VSUM Amount of the promissory note 40. IPSERTBORG Share of consolidated mortgage debt as of the date of registration of the issue (for mortgage participation certificates) 41. PREMIYA Premium (for option certificates) 42. CODEVAL Type of currency of the security or other financial instrument13 43. KEPEDRPOU Code according to the EDRPOU of the depository institution 44. KEPERNAME Name of the depository institution 45. EMMITTYPE Sign of the person who placed/issued the security or other financial instrument: "1" - issuer, "2" - drawer, "3" - pledgor 46. EMEDRPOU Identification code according to the EDRPOU of the person who placed/issued the security or other financial instrument, or registration number according to the commercial, banking or court register or the register of a local authority of a foreign state on the registration of a legal entity that placed/issued the security - non-resident 47. EM_IDN Registration number of the taxpayer's registration card or series and passport number (for individuals who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's registration card and have informed the relevant controlling body and have a mark in the passport) - a physical person - client/counterparty of the securities dealer 48. EMMITNAME Name of the person (Full Name for a physical person) who placed/issued the security or other financial instrument 49. EDRISI Code of the EDRISI of the person who placed the security 50. EMCOUNTRY Country of registration of the person who placed/issued the security7 51. KLIENTTYPE Type of client of the investment firm, in whose interests the contract for execution is concluded9, 14 52. KLIENTACTTYPE Type of professional activity in the securities market - activity in trading financial instruments carried out by the client of the investment firm (filled in if the client of the investment firm is an investment firm)8, 14 53. TEDRPOU Code according to the EDRPOU of the client of the investment firm, in whose interests the contract for execution is concluded, - a legal entity - resident14 54. TNAME Name of the client of the investment firm, in whose interests the contract for execution is concluded, - a legal entity14 55. TKODNEREZ Registration number according to the commercial, banking or court register or the register of a local authority of a foreign state on the registration of a legal entity - client of the investment firm, in whose interests the contract for execution is concluded, - non-resident14 56. TEDRISI Code of the EDRISI of the unit investment fund, corporate investment fund, in whose interests the asset management company - client of the investment firm, in whose interests the contract for execution is concluded, acts14 57. T_PIFNAME Name of the unit investment fund, corporate investment fund, in whose interests the asset management company - client of the investment firm, in whose interests the contract for execution is concluded, acts14

10 58. T_IDN Registration number of the taxpayer's registration card or series and passport number (for individuals who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's registration card and have informed the relevant controlling body and have a mark in the passport) - a physical person - client of the investment firm, in whose interests the contract for execution is concluded14 59. T_F Surname of the physical person - client of the investment firm, in whose interests the contract for execution is concluded14 60. T_I First name of the physical person - client of the investment firm, in whose interests the contract for execution is concluded14 61. T_O Patronymic of the physical person - client of the investment firm, in whose interests the contract for execution is concluded (if available) 14 62. TCOUNTRY Country of registration of the client of the securities dealer, in whose interests the contract for execution is concluded7, 14 63. PAPSC Quantity of securities at the time of concluding the contract (pcs) 64. STARTSUM Amount of the concluded contract (UAH) 2 65. CODEVALC Type of currency at the time of concluding the contract13 66. CMP_BK Percentage difference in the price of the security under the contract from the last calculated over the last 12 months of the stock exchange rate on the stock exchange 3 67. CMP_EP Percentage difference in the price of the security under the contract from the last calculated over the last 12 months of the closing price of the trading day on the stock exchange 4 68. FAVOURTAPE Type of service provided by the investment firm: "1" - purchase, "2" - sale, "3" - swap, "4" - loan 69. MOVTYPE Type of event under the contract: "1" - credit, "2" - debit 70. MOVBALD Date of crediting/debiting securities to/from the balance sheet 71. MONEYDATE Date of crediting/debiting funds 72. DOGAGR Presence of additional contracts that make changes to the main contract: "1" - yes, "2" - no 73. CALCTYPE Settlements under the contract for financial instruments are carried out through the investment firm: "1" - yes, "2" - no 74. Z_PRYM Notes

1 Fill in according to Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers. 2 For transactions in foreign currency, the amount is filled in - equivalent in hryvnia at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 3 Filled in for listed securities and securities used to calculate the stock market index. 4 Filled in for unlisted securities. 5 Fill in according to Reference Book 15 "Types of contracts in the activity of trading financial instruments" of the System of Reference Books and Classifiers. 6 Specify the details of contracts related to the contract for which information is disclosed, if any. 7 Fill in according to Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers. 8 Fill in according to Reference Book 13 "Types of professional activities in capital markets - activity in trading financial instruments" of the System of Reference Books and Classifiers. 9 Fill in according to Reference Book 37 "Types of depositors, clients" of the System of Reference Books and Classifiers. 10 Fill in according to Reference Book 12 "Types of professional activities in capital markets and organized commodity markets" of the System of Reference Books and Classifiers. 11 Fill in according to Reference Book 8 "Types of markets" of the System of Reference Books and Classifiers. 12 Fill in according to Reference Book 9 "Types of markets by the nature of transactions" of the System of Reference Books and Classifiers. 13 Fill in according to Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

11 14 If the client is a nominee holder, the corresponding information about the ultimate beneficiary (client of the nominee holder/client of the client of the nominee holder) is indicated. 2.3. Certificate of persons to whom sanctions have been applied Information rows are embedded into the XML element "DTSSANCT" and contain the following details: No. Attribute XML Purpose

  1. NP Sequential number
  2. DATEPOS Date of discovery by the investment firm of a sanctioned person
  3. DPROTYPE Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied
  4. KLIENTTYPE Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: type1
  5. TGCOUNTRY Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: country of citizenship (for physical persons)2
  6. TCOUNTRY Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: country of registration (except for physical persons)2
  7. REGION Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: territory code (filled in for a legal entity - resident)3
  8. OPF Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: organizational and legal form (for a legal entity - resident)4
  9. TEDRPOU Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: code according to EDRPOU (for a legal entity - resident)
  10. TKODNEREZ Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: identification code from the commercial, court or banking register of the country where the owner of the securities is officially registered (for a legal entity - non-resident)
  11. TNAME Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: full name of the legal entity
  12. T_IDN Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: registration number of the taxpayer's registration card (for a physical person - resident) (if available)
  13. T_F Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: surname of the physical person
  14. T_I Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: first name of the physical person

12 15. T_O Data on: "1" - client; "2" - counterparty; "3" - controlled person of the client/counterparty of the investment firm - a person to whom sanctions are applied: patronymic (if available) of the physical person 16. FININSTR Type of financial instrument5 17. ISIN International Securities Identification Number or code of another financial instrument 18. EMIT Person who placed/issued the security or other financial instrument or who is a party to a derivative contract1 19. OCOUNTRY Country of registration of the person who placed/issued the security or other financial instrument or who is a party to a derivative contract2 20. OSEDRPOU Code according to the EDRPOU of the legal entity that placed/issued the security or other financial instrument or who is a party to a derivative contract 21. O_IDN Registration number of the taxpayer's registration card or series (if available) and passport number (for individuals who, due to their religious beliefs, refuse to accept the registration number of the taxpayer's registration card and have informed the relevant controlling body and have a mark in the passport) of the physical person who issued the security or who is a party to a derivative contract 22. OS_F Surname of the physical person - who issued the security or who is a party to a derivative contract 23. OS_I First name of the physical person - who issued the security or who is a party to a derivative contract 24. OS_O Patronymic of the physical person - who issued the security or who is a party to a derivative contract (if available) 25. CODEVAL Data on securities or other financial instruments: currency code6 26. AGRNUM Data of the derivative contract: number 27. DATESTART Data of the derivative contract: date of conclusion 28. STARTSUM Data of the derivative contract: amount, UAH 29. VSERIA Data of the promissory note: series 30. VNUM Data of the promissory note: number 31. VDATE Data of the promissory note: date of issue 32. VENDDATE Data of the promissory note: maturity date 33. VSUM Data of the promissory note: amount, UAH 34. PAPSC Data on securities or other financial instruments: quantity 35. NOMCPF Data on securities or other financial instruments: nominal value7, UAH 36. ZNOMCPF Data on securities or other financial instruments: total nominal value7, UAH 37. DUKAZ Data on sanctions: date of the Decree8 38. NOMUKAZ Data on sanctions: number of the Decree, number of the appendix, number of the position8 39. VSANCT Data on sanctions8: type of sanction "1" - blocking of assets; "2" - suspension of financial transactions; "3" - suspension of the performance of economic and financial obligations; "4" - suspension of the performance of economic and financial obligations (prohibition to provide loans, loans, financial assistance, guarantees; prohibition to carry out lending through the purchase of securities; prohibition to acquire securities); "5" - prevention of capital outflow beyond Ukraine; "6" - restriction of trade operations;

13 "7" - blocking of assets in the new edition; "8" - complete or partial prohibition of transactions regarding securities, the issuers of which are persons to whom sanctions are applied; "9" - prohibition of activity on the territory of Ukraine; "10" - other sanction. 40. ZAHID Measure applied by the investment firm in accordance with the relevant sanction9 41. DATZAHID Date of application by the investment firm of the measure in accordance with the relevant sanction 42. Z_PRYM Notes

Note. Rows 5-16 are filled out separately for each client/counterparty/controlled person of the client/counterparty. Rows 17-37 are filled out separately for each financial instrument that is in the portfolio of the sanctioned client, the management of which is carried out by the investment firm in the interests of this client (if carried out) 1 Fill in according to Reference Book 37 "Types of depositors, clients" of the System of Reference Books and Classifiers. 2 Fill in according to Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers 3 Fill in according to Reference Book 44 "List and codes of territories (regions) of Ukraine" of the System of Reference Books and Classifiers. 4 Fill in according to Reference Book 41 "Classification of organizational and legal forms of business" of the System of Reference Books and Classifiers. 5 Fill in according to Reference Book 7 "Classification of financial instruments" of the System of Reference Books and Classifiers. 6 Fill in according to Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers. 7 If the type of currency of the security or other financial instrument is a foreign currency, the amount is filled in - equivalent in hryvnia at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 8 Specify the details of the relevant Decree of the President of Ukraine on the entry into force of the Decision of the National Security and Defense Council of Ukraine on the application of personal special economic and other restrictive measures (sanctions). 9 Specify the measures that the investment firm is obliged to take in accordance with the imposed sanction, in accordance with the legislation and normative legal acts of the National Securities and Stock Market Commission of Ukraine. 3. Monthly data When submitting monthly data, the identifier of the specification has the value: "http://nssmc.gov.ua/Schem/MonthTrds" The XSD scheme of monthly data "MonthTrds.xsd" is given in Appendix 2. The following XML content containers are included in the monthly data: No. XML Element Purpose

  1. DTSCOMPANY Certificate of the investment firm
  2. DTSAGROPEN Certificates of unfulfilled client orders and contracts with financial instruments by the investment firm as of the last day of the reporting month
  3. DTSFININSTR Certificate of financial instruments owned by the investment firm as of the last day of the month
  4. DTSCPAPERS Certificates of financial instruments and/or funds held in the management of the investment firm as of the last day of the reporting month
  5. DTSNMORG Certificates of investment firm standards when carrying out margin transactions (except for banks)
  6. DTSDPRUD Content of the certificate of prudential standards of the investment firm (except for banks), certificates of source data for the calculation of: the size indicator of regulatory capital; adequacy ratio of regulatory capital, adequacy ratio of first-tier capital, financial leverage ratio and absolute liquidity ratio; the amount of capital requirement for credit risk

14 7. DTSDPRUDCR Content of certificates of calculation of the credit risk concentration ratio by counterparties: that are not banks or investment firms; that are banks or investment firms 8. DTSGODREP Certificate of the total volume of concluded and executed contracts with financial instruments of the investment firm for the year 9. DTSAGRFRN Certificate of executed contract(s) with financial instruments of foreign issuers, concluded outside Ukraine 10. DTSAUDIT Certificate of the audit report (for data for March) 11. DTSPOSL Certificate of contracts for investment consulting and/or contracts for which additional services are provided 12. Fin* Financial reporting

3.1. Certificate of the investment firm Information rows are embedded into the XML element "DTSCOMPANY" and contain the following details: No. Attribute XML Purpose

  1. PIBKERIVNIKA Surname, first name, patronymic of the director of the investment firm or the person performing his duties
  2. OPF Organizational and legal form1
  3. REGION Region2
  4. SUBREGION District
  5. INDEX Postal index
  6. TOWN Settlement
  7. STREET Street, house
  8. AP Room, apartment
  9. PHONE Contact phone
  10. EMAIL Electronic address
  11. WEB Web page/website of the investment firm in the global information network Internet, on which/which the annual financial report and annual consolidated financial report together with the audit report (independent auditor's report) are published
  12. STCAPITAL Registered size of the charter capital as of the date of preparation of the Data (UAH)
  13. BANKNAME Name of the banking institution servicing the investment firm
  14. ACCOUNT Current account of the investment firm opened in the banking institution servicing the investment firm
  15. BANKMFO MFO of the banking institution servicing the investment firm
  16. GLIADRNUM Number of the general license for carrying out currency transactions issued by the National Bank of Ukraine to non-banking financial institutions (if available)
  17. GLICDATEST Date of issue of the general license for carrying out currency transactions issued by the National Bank of Ukraine to non-banking financial institutions (if available)
  18. PIBBUHG Surname, first name, patronymic of the chief accountant / accountant of the investment firm

15 19. Z_PRYM Notes 1 Filled in accordance with Reference Book 41 "Classification of organizational-legal forms of business" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 44 "List and codes of territories (regions) of Ukraine" of the System of Reference Books and Classifiers. 3 Series and passport number for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have officially notified the relevant controlling authority and have a corresponding mark in their passport. 3.2. Certificate of unfulfilled client orders and contracts with financial instruments by an investment firm as of the last day of the reporting month Information rows are provided for all concluded types of main contracts separately. Information rows are embedded into the XML element «DTSAGROPEN» and contain the following requisites: No. XML Attribute Purpose

  1. AGRCAT Type of contract1
  2. DATESTART Date of concluding the contract / providing a client order prior to the general contract
  3. DATEFIN Date of contract performance, as stipulated by the contract terms (if applicable)
  4. AGRNUM Contract/client order number
  5. OPERPART Part of the REPO transaction: "1" – first part of the REPO transaction, "2" – second part of the REPO transaction
  6. CONTRTYPE Type of client/counterparty of the investment firm2
  7. CONTRACT Type of professional activity conducted by the client/counterparty of the investment firm3
  8. CONTRACTTCP Type of professional activity on the securities market – trading of financial instruments, conducted by the client/counterparty of the investment firm (filled if the client/counterparty is an investment firm)4, 12
  9. OSEDRPOU Code according to EDRPOU of the client/counterparty of the investment firm – legal entity – resident12
  10. OSNAME Name of the client/counterparty of the investment firm – legal entity12
  11. OKODNEREZ Registration number according to the commercial, banking, or court register or the register of a local government body of a foreign state regarding the registration of a legal entity – client/counterparty of the investment firm – non-resident12
  12. OSEDRISI Code of EDRISI of a unit investment fund, corporate investment fund, on whose behalf the asset management company acts – client/counterparty of the investment firm 12
  13. PIRNAME Name of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts – client/counterparty of the investment firm 12
  14. OS_F Surname of the individual – client/counterparty of the investment firm12
  15. OS_I First name of the individual – client/counterparty of the investment firm12
  16. OS_O Patronymic of the individual – client/counterparty of the investment firm (if available) 12

16 17. O_IDN Taxpayer registration number card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have notified the relevant controlling authority and have a mark in their passport) – individual – client/counterparty of the investment firm12 18. OCOUNTRY Country of registration of the client/counterparty of the investment firm5, 12 19. ACTTCP Type of activity of the investment firm4 20. FININSTR Type of financial instrument that is the object of civil rights under the contract6 21. ISINORCFI International Securities Identification Number or code of another financial instrument 22. BILLSERIYA Bill series 23. BILLNUMBER Bill number 24. BILLDATE Date of issue of the bill 25. BILLENDDATE Maturity date of the bill 26. MARKETTYPE Type of market7 27. MARKETTYPEOPER Types of markets by nature of operations8 28. MARKETUGOD Conclusion of contract outside the organized market (outside the trading organizer) - "1"; on an organized market - "2" 29. BILLSUM Amount of the bill 30. IPSERTBORG Share of consolidated mortgage debt at the date of registration of the issue (for mortgage participation certificates) 31. OPCSERTPREMIYA Premium (for option certificates) 32. CURRENCYTYPE Currency type9 33. MARKETTYPE2 Type of market for exercising rights regarding securities10 34. EMIT Person who placed/issued the security or other financial instrument 2 35. EMITSIGN Sign of the person who placed/issued the security or other financial instrument: "1" – issuer, "2" – bill issuer, "3" – pledgor 36. EMEDRPOU Code according to EDRPOU of the person who placed/issued the security or other financial instrument 37. EM_IDN Taxpayer registration number card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have notified the relevant controlling authority and have a mark in their passport) – individual – client/counterparty of the securities trader 38. EMMITNAME Name of the person (Full Name for an individual) who placed/issued the security or other financial instrument 39. EMEDRISI Code of EDRISI of the person who issued the security 40. EMKODNEREZ Registration number according to the commercial, banking, or court register or the register of a local government body of a foreign state regarding the registration of a legal entity – non-resident who placed/issued the security 41. EMCOUNTRY Country of registration of the person who placed/issued the security 5 42. PAPSC Quantity of securities or financial instruments under the contract (pcs.) 43. XATYPE Type of client of the investment firm, on whose behalf the contract for execution was concluded2, 12

17 44. XAACTTCP Type of professional activity on the securities market – trading of financial instruments, conducted by the investment firm (filled if the client of the investment firm is an investment firm)4, 12 45. XAEDRPOU Code according to EDRPOU of the client of the investment firm, on whose behalf the contract for execution was concluded – legal entity – resident12 46. XANAME Name of the client of the investment firm, on whose behalf the contract for execution was concluded – legal entity12 47. XAKODNEREZ Registration number according to the commercial, banking, or court register or the register of a local government body of a foreign state regarding the registration of a legal entity – client of the investment firm, on whose behalf the contract for execution was concluded – non-resident12 48. XAEDRISI Code of EDRISI of a unit investment fund, corporate investment fund, on whose behalf the asset management company acts – client of the investment firm, on whose behalf the contract for execution was concluded12 49. XAPINAME Name of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts – client of the investment firm, on whose behalf the contract for execution was concluded12 50. XA_IDN Taxpayer registration number card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have notified the relevant controlling authority and have a mark in their passport) – individual – client of the investment firm, on whose behalf the contract for execution was concluded12 51. XA_F Surname of the individual – client of the investment firm, on whose behalf the contract for execution was concluded12 52. XA_I First name of the individual – client of the investment firm, on whose behalf the contract for execution was concluded12 53. XA_O Patronymic of the individual – client of the investment firm, on whose behalf the contract for execution was concluded (if available) 12 54. XACOUNTRY Country of registration of the client of the investment firm, on whose behalf the contract for execution was concluded5, 12 55. STARTSUM Amount of the concluded contract (if available) (UAH) 11 56. CODEVAL Currency type 9 57. FAVOURTAPE Type of service provided by the investment firm: "1" – purchase, "2" – sale, "3" – exchange 58. CALCTYPE Settlements for contracts regarding financial instruments are carried out through the investment firm: "1" – yes, "2" – no 59. Z_PRYM Notes 1 Filled in accordance with Reference Book 15 "Types of contracts in activities related to trading financial instruments" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 37 "Types of depositors, clients" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 12 "Types of professional activities on capital markets and organized commodity markets" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 13 "Types of professional activities on capital markets – trading of securities" of the System of Reference Books and Classifiers. 5 Filled in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers. 6 Filled in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers. 7 Filled in accordance with Reference Book 8 "Types of markets" of the System of Reference Books and Classifiers.

18 8 Filled in accordance with Reference Book 9 "Types of markets by nature of operations" of the System of Reference Books and Classifiers. 9 Filled in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers. 10 Filled in accordance with Reference Book 16 "Type of market for exercising rights regarding securities" of the System of Reference Books and Classifiers. 11 If the currency type under the contract is foreign currency, the amount – equivalent in hryvnia at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion is filled. 12 If the client is a nominee holder, the corresponding information about the ultimate beneficiary (client of the nominee holder/client of the client of the nominee holder) is indicated. 3.3. Certificate of financial instruments held by the investment firm as of the last day of the month Information rows are specified for each financial instrument separately. Information rows are embedded into the XML element «DTSFININSTR» and contain the following requisites: No. XML Attribute Purpose

  1. ISIN International Securities Identification Number or code of another financial instrument
  2. FININSTR Type of financial instrument1
  3. VSERIA Bill series
  4. VNUM Bill number
  5. VSUM Bill amount
  6. VBORGCH Share of consolidated mortgage debt at the date of registration of the issue (for mortgage participation certificates)
  7. VPREM Premium (for option certificates)
  8. CODEVAL Currency type of the security or other financial instrument2
  9. EMMITTYPE Sign of the person who placed/issued the security or other financial instrument: "1" – issuer, "2" – bill issuer, "3" – pledgor
  10. EMEDRPOU Code according to EDRPOU of the person who placed/issued the security or other financial instrument
  11. EMKODNEREZ Registration number according to the commercial, banking, or court register or the register of a local government body of a foreign state regarding the registration of a legal entity – non-resident who placed/issued the security
  12. EM_IDN Taxpayer registration number card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have notified the relevant controlling authority and have a mark in their passport) – individual – client/counterparty of the securities trader
  13. EMMITNAME Name of the person who placed/issued the security or other financial instrument
  14. EMCOUNTRY Country of registration of the person who placed/issued the security or other financial instrument3
  15. EMEDRISI Code of EDRISI of the person who placed/issued the security
  16. PAPERCOUNT Quantity of securities/financial instruments (pcs.)
  17. BALCPF Book value of securities or other financial instruments (UAH)
  18. FAIRCPF Fair value of securities or other financial instruments (UAH)
  19. Z_PRYM Notes

19 1 Filled in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers. 3.4. Certificate of financial instruments and/or funds held in management by the investment firm as of the last day of the reporting month Information rows are embedded into the XML element «DTSCPAPERS» and contain the following requisites: No. XML Attribute Purpose

  1. OBJECT Object of management: "1" – financial instruments, "2" – funds
  2. FININSTR Type of financial instrument1
  3. ISIN International Securities Identification Number or code of another financial instrument
  4. VSERIA Bill series
  5. VNUM Bill number
  6. EMMITTYPE Sign of the person who placed/issued the security or other financial instrument: "1" – issuer, "2" – bill issuer, "3" – pledgor
  7. EMEDRPOU Code according to EDRPOU of the person who placed/issued the security or other financial instrument
  8. EM_IDN Taxpayer registration number card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration number card and have notified the relevant State Tax Service authority and have a mark in their passport) – individual – client/counterparty of the securities trader
  9. EMMITNAME Name of the person who placed/issued the security or other financial instrument
  10. EMCOUNTRY Country of registration of the person who placed/issued the security or other financial instrument2
  11. EMEDRISI Code of EDRISI of the person who placed/issued the security
  12. PAPERCOUNT Quantity of securities/financial instruments (pcs.)
  13. MONEY Total amount of funds transferred to the management of the investment firm3
  14. CODEVAL Currency type4
  15. Z_PRYM Notes 1 Filled in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers. 3 If funds are transferred to management in foreign currency, the amount – equivalent in hryvnia at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of execution is filled. 4 Filled in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers. 3.5. Certificate of investment firm standards when conducting margin operations Information rows are embedded into the XML element «DTSNMORG» and contain the following requisites: No. XML Attribute Purpose
  16. DATEROZ Date of calculation of margin operation indicators

20 2. SUMZAB Amount of indebtedness of all clients to the investment firm for obligations arising from the results of the investment firm conducting margin operations on behalf of clients, for payment of guarantee collateral resulting from the investment firm conducting forward transactions on behalf of clients, other indebtedness of these clients to the investment firm resulting from other contracts concluded by the investment firm on behalf of clients (UAH) 3. VLCAPITAL Own capital of the investment firm (UAH) 4. LC_3_01 Deviation from the standard of the maximum permissible size of indebtedness of all clients to the investment firm (+, -) 5. LC_3_02 Maximum indebtedness of one client to the investment firm 6. LC_3_03 Maximum deviation from the standard of the maximum permissible size of indebtedness of one client to the investment firm (+, -) 7. Z_PRYM Notes 3.6. Content of the certificate of prudential standards of the investment firm (except banks), certificates of input data for the calculation of: the size indicator of regulatory capital; the adequacy standard of regulatory capital, the adequacy standard of tier 1 capital, the financial leverage coefficient, and the absolute liquidity coefficient; the amount of capital requirement for credit risk Information rows are embedded into the XML element «DTSDPRUD» and contain requisites. As the reporting year and reporting month for which certificates are submitted, the year and month of the reporting period specified in the root element of the general part of the data are accepted. For one date of calculation of prudential standards, the content of different certificates is provided as part of one information row. Requisites in the part of certificates that do not provide content for this date are not included in such an information row. All data specified in hryvnias are filled with rounding to two decimal places. In the case where the subject of submission is not a bank, information rows contain the following requisites: No. XML Attribute Purpose

  1. DATEROZ Date on which the calculation of prudential standards was made
  2. RRKMIN Minimum size of regulatory capital (UAH)
  3. RZNARK Adequacy standard of regulatory capital1, %
  4. RZNAKF Adequacy standard of tier 1 capital1, %
  5. RZKFL Financial leverage coefficient1
  6. RZKAL Absolute liquidity coefficient1, 2
  7. CCRSK_NP Credit risk concentration standard for counterparties that are not banks or investment firms1, %
  8. CCRSK_BT Credit risk concentration standard for counterparties that are banks or investment firms1, %
  9. Z_PRYM Notes: certificate of prudential standards of the securities trader
  10. RRK Size of regulatory capital (UAH)
  11. RKFR Size of tier 1 capital (UAH)
  12. RKSR Size of tier 2 capital (UAH)
  13. FSSK Registered share capital (UAH)

21 14. RK Reserve capital (UAH) 15. DK Additional capital (UAH) 16. NRPR Undistributed profit at the beginning of the reporting year (UAH) 17. PR_NP Profit of the current year (if the financial result is profit) upon confirmation of its size by an auditor (audit firm) in accordance with International Standards on Auditing (UAH) 18. NPSK Unpaid share capital (UAH) 19. RMSK Withdrawn share capital (UAH) 20. PRDZ Overdue by more than 30 days accounts receivable (UAH) 21. DZD Long-term accounts receivable, including extended, the payment term of which has not arrived, UAH 22. DZK Short-term accounts receivable, the total extension period of which exceeds 30 days and the payment term of which has not arrived (UAH) 23. NA_ZV Intangible assets at residual value (UAH) 24. NA_KV Capital investments in intangible assets (UAH) 25. RPR Profit at the beginning of the reporting year, which was distributed in the reporting year, UAH 26. NZB Uncovered loss at the beginning of the reporting year (UAH) 27. PR_NZ Losses of the current year (if the financial result is a loss) (UAH) 28. FIP15P Financial investments in the share capital of enterprises (except private joint-stock companies, shares of which are in the stock exchange list of a stock exchange, public joint-stock companies, and financial institutions) in the case where the total amount of such investments exceeds 15% of the share capital of the institution, in the amount of such excess, UAH 29. FIF10 Financial investments in the share capital of financial institutions and unit investment funds in the amount of 10 percent or more of their share capital (total nominal value of the registered issue of investment certificates of a unit investment fund), UAH 30. BALCP Book value of securities, trade in which on stock exchanges is prohibited by Ukrainian legislation (except shares of private joint-stock companies, which according to Ukrainian legislation may be in the stock exchange list of a stock exchange), decisions of the Commission or court decisions, which are not in the stock exchange list of at least one of the stock exchanges, except for securities issued or given by central executive bodies, local executive bodies, the National Bank of Ukraine, and the State Mortgage Institution, securities issued (released) by a foreign state or the corresponding state body of a foreign state, which has an international credit rating not lower than investment grade according to the classification of an international rating agency included in the list of international rating agencies recognized by the Commission, as well as securities of international financial organizations and securities of a foreign issuer, admitted to trade at least on one of the foreign stock exchanges included in the list approved by the Commission (UAH) 31. BALCPSUS Book value of securities, trade in which on stock exchanges is prohibited by Ukrainian legislation (except shares of private joint-stock companies, which according to Ukrainian legislation cannot be in the stock exchange list of a stock exchange, and bills), decisions of the Commission or court decisions, as well as securities regarding which changes to the system of depository accounting of securities have been suspended or their circulation has been suspended on the basis of a court decision, decision

22 Commissions or orders of an authorized person of the Commission on imposing sanctions for violations in the securities market (UAH) 32. GUDVL Goodwill (UAH) 33. VLOD Bills of exchange acquired and received, if the securities of the drawer are not included in the exchange registry of at least one of the stock exchanges, and bills of exchange issued by individuals (UAH) 34. VIDPAKT Deferred tax assets (UAH) 35. VMP Expenses of future periods (UAH) 36. VNRS Contributions to unregistered share capital (UAH) 37. DCKP Capital in revaluations (UAH) 38. Z_PRYMRK Notes: reference on the source data for calculating the regulatory capital ratio 39. REQCPCR Capital requirement for credit risk (UAH) 40. REQCPOR Capital requirement for operational risk (UAH) 41. ROZFO Size of liabilities (UAH) 42. ROZVK Size of equity (UAH) 43. HILAK Value of highly liquid assets (UAH) 44. GKG Cash (UAH) 45. GKOP Funds in current accounts, as well as demand deposits and time deposits, under the terms of which funds can be returned on demand at any time in full amount, in banks, except for banks where a temporary administration has been introduced or liquidation procedures are being conducted (UAH) 46. GKOPP Funds in current accounts and demand deposits in banks, except for banks where a temporary administration has been introduced or liquidation procedures are being conducted, and income accrued on them (UAH) 47. FININVEST Current financial investments, except for current financial investments in securities that are not included in the exchange registry of at least one of the stock exchanges (including those whose trading on stock exchanges is prohibited by Ukrainian legislation), or regarding which changes to the depository accounting system have been suspended based on a court decision, a Commission decision, or other grounds established by law, or whose circulation or trading on any stock exchange has been suspended based on a court decision, a Commission decision, or other grounds established by legislation, as well as current financial investments in securities of issuers undergoing liquidation procedures, and in corporate rights in a form other than securities (UAH) 48. PZOB Current liabilities (UAH) 49. Z_PRYMKK Notes: reference on the source data for calculating the regulatory capital adequacy ratio, Tier 1 capital adequacy ratio, financial leverage ratio, and absolute liquidity ratio 50. AST1AM Value of Group I assets with a risk degree of 0 percent (K1 = 0) 51. HILSEC Government securities, securities guaranteed by the state, and income accrued on them (including securities issued by a foreign state or the corresponding state authority of a foreign state that has an international credit rating not lower than investment grade according to the classification of an international rating agency included in the list of international rating agencies recognized by the Commission) (UAH) 52. AST2AM Value of Group II assets with a risk degree of 20 percent (K2 = 0.2)

23 53. GKDP Time deposits in banks, except for banks where a temporary administration has been introduced or liquidation procedures are being conducted, and income accrued on them (UAH) 54. SERSEC Securities included in the exchange registry of at least one of the stock exchanges, except for the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 55. FILSEC Securities of a foreign issuer admitted to trading on at least one of the foreign stock exchanges included in the list approved by the Commission (UAH) 56. AST3AM Value of Group III assets with a risk degree of 50 percent (K3 = 0.5) 57. NRLSEC Securities not included in the exchange registry but included in the exchange list of at least one of the stock exchanges, except for securities of venture investment funds and the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 58. SERBIL Bills of exchange acquired and received, if the securities of the drawer are included in the exchange registry of at least one of the stock exchanges (UAH) 59. DZNK Short-term accounts receivable with a payment term not yet due (UAH) 60. AST4AM Value of Group IV assets with a risk degree of 100 percent (K4 = 1) 61. GKNA Funds in current accounts and deposits in banks where a temporary administration has been introduced or liquidation procedures are being conducted (UAH) 62. SELVEN Securities of venture investment funds not included in the exchange registry but included in the exchange list of at least one of the stock exchanges, except for the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 63. IC_NF Uncompleted capital investments, except for the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 64. ASETC Assets that did not fall into other asset groups, except for assets by the amount of which Tier 1 capital is reduced (UAH) 65. AST5AM Value of Group V assets with a risk degree of 150 percent (K5 = 1.5) 66. LQPSEC Securities of issuers undergoing liquidation procedures, except for the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 67. LQPENT Financial investments in the share capital of enterprises (except for joint-stock companies) undergoing liquidation procedures, except for the corresponding assets by the amount of which Tier 1 capital is reduced (UAH) 68. Z_PRYMAR Notes: reference on the source data for calculating the capital requirement for credit risk 69. D_NET1DY Net income amount for year 1, UAH 70. D_NET2DY Net income amount for year 2, UAH 71. D_NET3DY Net income amount for year 3, UAH 72. D_NETAVG Average value of positive net income, UAH 1 Specified with rounding to four decimal places. 2 Not filled in if current liabilities (UAH) equal zero. In the event that the reporting entity is a bank, instead of information rows to explain their absence, one specialized row with the name "row_bank" is specified, which contains the following requisites: No. / p XML Attribute Purpose

  1. IS_BANK Bank indicator, must contain the value "1" (or "true")

24 3.7. Content of references on the calculation of the credit risk concentration ratio by counterparties: those that are not banks or investment firms; those that are banks or investment firms Information rows are nested into the XML element "DTSDPRUDCR" and contain requisites. As the reporting year and reporting month for which the references are submitted, the year and month of the reporting period specified in the root element of the general part of the data are accepted. Information is specified in a separate information row for each individual counterparty. All data specified in UAH are filled in with rounding to two decimal places. In the event that the reporting entity is not a bank, in the presence of counterparties, information rows contain the following requisites: No. / p XML Attribute Purpose

  1. DATEROZ Date on which prudential ratios were calculated
  2. CPKIND Indicator of the reference on the calculation of the credit risk concentration ratio: "1" – for counterparties that are not banks or securities dealers; "2" – for counterparties that are banks or securities dealers
  3. CP_LENAME Name of the counterparty - legal entity
  4. CP_LIDCODE Code according to the Unified State Register of Legal Entities (EDRPOU) of the counterparty - legal entity - resident
  5. CP_FIDCODE Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a legal entity - counterparty - non-resident
  6. CP_PLNAME Surname of the individual - counterparty
  7. CP_PFNAME First name of the individual - counterparty
  8. CP_PPNAME Patronymic of the individual - counterparty (if available)
  9. CP_PIDCODE Taxpayer registration card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have notified the corresponding controlling authority and have a mark in their passport) of the individual - counterparty
  10. CPCTRY Country of registration of the counterparty 1
  11. REGVAL Size of regulatory capital, UAH
  12. CAPVAL Share in the share capital of the legal entity, UAH
  13. SECVAL Securities and income accrued on them, except for government securities, securities guaranteed by the state, and income accrued on them (including securities issued by a foreign state or the corresponding state authority of a foreign state that has an international credit rating not lower than investment grade according to the classification of an international rating agency included in the list of international rating agencies recognized by the Commission), UAH
  14. DBTVAL Accounts receivable, UAH
  15. BNKVAL Funds in current accounts and deposits in banks, as well as income accrued on them, UAH
  16. ASTVAL Sum of assets constituting the investment firm's claims against the counterparty, UAH
  17. CCRSK Credit risk concentration ratio 2 , %
  18. Z_PRYM Notes 1 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 2 Specified with rounding to four decimal places.

25 In the event that the reporting entity is not a bank, in the absence of counterparties, instead of information rows to explain their absence, one specialized row with the name "row_no_counterparties" is specified, which contains the requisites: No. / p XML Attribute Purpose

  1. IS_ABSENT Indicator of the absence of counterparties, must contain the value "1" (or "true")
  2. Z_PRYM Notes In the event that the reporting entity is a bank, instead of information rows to explain their absence, one specialized row with the name "row_bank" is specified, which contains the requisites: No. / p XML Attribute Purpose
  3. IS_BANK Bank indicator, must contain the value "1" (or "true") 3.8. Reference on the total volume of concluded and executed contracts with financial instruments of the investment firm for the year Information rows are specified for main contracts for each type of currency separately; when calculating the number of concluded and executed contracts, all contracts are taken into account; when calculating the sum of concluded contracts, the sums of all concluded contracts are taken into account; when calculating the sum of executed contracts, the sums of contracts for execution and the sums of purchase-sale contracts are taken into account. Information rows are nested into the XML element "DTSGODREP" and contain the requisites: No. / p XML Attribute Purpose
  4. CODEVAL Type of currency 1
  5. ST_TYPE Type of financial instrument 2
  6. MKTYPEA Place of conclusion of contracts 3
  7. MKTYPEX Place of execution of contracts 3
  8. GR_01 Total number of concluded contracts in underwriting (pcs.)
  9. GR_02 Total sum of concluded contracts in underwriting (UAH) 4
  10. GR_03 Total number of executed contracts in underwriting (pcs.)
  11. GR_04 Total sum of executed contracts in underwriting (UAH) 5
  12. GR_06 Total number of concluded contracts in brokerage activity (pcs.)
  13. GR_07 Total sum of concluded contracts in brokerage activity (UAH) 4
  14. GR_08 Total number of executed contracts in brokerage activity (pcs.)
  15. GR_09 Total sum of executed contracts in brokerage activity (UAH) 5
  16. GR_10 Total number of concluded contracts in dealing activity (pcs.)
  17. GR_11 Total sum of concluded contracts in dealing activity (UAH) 4

26 15. GR_12 Total number of executed contracts in dealing activity (pcs.) 16. GR_13 Total sum of executed contracts in dealing activity (UAH) 5 17. GRAPC Total number (total) of contracts concluded by the investment firm (pcs.) 18. GRAAM Total sum (total) of contracts concluded by the investment firm (UAH) 4 19. GRXPC Total number (total) of contracts executed by the investment firm (pcs.) 20. GRXAM Total sum (total) of contracts executed by the investment firm (UAH) 5 21. Z_PRYM Notes 1 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 2 Filled in according to Reference 7 "Classification of Financial and Non-Financial Instruments" of the System of References and Classifiers. 3 Filled in according to Reference 16 "Type of Market for Conducting Transactions with Securities" of the System of References and Classifiers. 4 For operations in foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 5 For operations in foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of execution. 3.9. Reference on executed contract(s) with financial instruments of foreign issuers, concluded outside Ukraine Information rows are nested into the XML element "DTSAGRFRN" and contain the requisites: No. / p XML Attribute Purpose

  1. AGRCAT Type of contract 1
  2. T_IDN Code according to EDRPOU of the client of the investment firm - legal entity - resident, or taxpayer registration card number, or series (if available) and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have officially notified the corresponding controlling authority and have a mark in their passport) - individual - client of the investment firm
  3. TNAME Full name of the individual - client of the investment firm or name of the legal entity
  4. FNAME Name of the foreign investment firm
  5. F_IDN Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a foreign investment firm
  6. FCOUNTRY Country of registration of the foreign investment firm 2
  7. EMMITNAME Name of the person who placed/issued the security or other financial instrument
  8. ISIN International Securities Identification Number or code of another financial instrument (if available)
  9. CFI Code of classification of financial instruments (CFI code) (if available)
  10. PAPFC Number of securities (financial instruments) in the execution of the contract (pcs.)
  11. FINISHSUM Sum of the executed contract
  12. CODEVALF Currency at the time of contract execution 3

27 13. FAVOURTAPE Type of service provided by the investment firm: "1" – purchase, "2" – sale 14. CALCTYPE Settlements on contracts for financial instruments are carried out through the investment firm: "1" - yes, "2" - no 15. Z_PRYM Notes 1 Filled in for a purchase-sale contract and a contract for execution according to Reference 15 "Types of Contracts in Financial Instrument Trading Activity" of the System of References and Classifiers. 2 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 3 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 3.10. Reference on the audit report (for data for March). Information rows are nested into the XML element "DTSAUDIT" and contain the requisites: No. / p XML Attribute Purpose

  1. AUD_EDRPU Code according to EDRPOU of the audit activity subject
  2. AUD_PIB Name of the audit activity subject
  3. AUD_ADDR Location of the audit activity subject
  4. CHMB_RGNN Registration number in the Register of Auditors and Audit Activity Subjects
  5. CHMB_RGTYPE Section of the Register of Auditors and Audit Activity Subjects (3 – audit activity subjects authorized to conduct mandatory audits of financial statements, 4 – audit activity subjects authorized to conduct mandatory audits of financial statements of enterprises of public interest
  6. AUD_REPFID Reporting period for which the audit of financial statements was conducted – the last date of the period is specified
  7. AUD_REPSTD Reporting period for which the audit of financial statements was conducted – the first date of the period is specified
  8. AUD_OPIN Auditor's opinion (01 – unmodified, 02 – qualified, 03 – adverse, 04 – disclaimer of opinion)
  9. AUD_EXPL Presence of an Explanatory Paragraph (01 – yes, 02 – no)
  10. AUD_SVCNM Number and date of the contract for conducting the audit: Number
  11. AUD_SVCDT Number and date of the contract for conducting the audit: Date
  12. AUD_BEG Start date and end date of the audit: Start date
  13. AUD_END Start date and end date of the audit: End date
  14. AUD_DATE Date of the audit report
  15. AUD_FEE Amount of remuneration for conducting the annual financial statement audit (UAH) 3.11. Reference on contracts for investment consulting and/or contracts under which additional services are to be provided. Information rows are nested into the XML element "DTSPOSL" and contain the requisites: No. / p XML Attribute Purpose
  16. POSLTAPE Type of service: "1" - investment consulting, "2" - additional services
  17. DATESTART Date of contract conclusion
  18. FINISHDATE Date of contract execution, provided for in the contract terms (if available)
  19. FACTDATE Date of actual contract execution

28 5. REJECTDATE Date of contract termination 6. AGRNUM Contract number 7. KLIENTTYPE Type of investment firm client 1 8. CATTYPE Client category: "1" - professional, "2" - non-professional 9. TEDRPOU Code according to EDRPOU of the investment firm client - legal entity - resident 10. TNAME Name of the investment firm client - legal entity 11. TKODNEREZ Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a legal entity - client of the investment firm – non-resident 12. TEDRISI Code of EDRISI of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts - client of the investment firm 13. T_PIFNAME Name of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts - client of the investment firm 14. T_NPFNAME Name of the non-state pension fund on whose behalf the administrator acts - client of the investment firm 15. T_F Surname of the individual - client of the investment firm 16. T_I First name of the individual - client of the investment firm 17. T_O Patronymic of the individual - client of the investment firm (if available) 18. T_IDN Taxpayer registration card number or series (if available) and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have notified the corresponding controlling authority and have a mark in their passport) of the individual - client of the investment firm 19. TCOUNTRY Country of registration of the investment firm client 2 20. CTYPE Type of contract under which additional service(s) are to be provided 3 21. CDODTYPE Type of additional service(s) provided according to the concluded contract 4 22. STARTSUM Sum of the concluded contract (if available) (UAH) 5 23. CODEVALC Type of currency of the concluded contract 6 24. KOMIS Sum of all remuneration of the investment firm for the contract (UAH) 5 25. KOMISCODEVAL Sum of all remuneration of the investment firm for the contract (type of currency) 6 26. FACTKOMIS Sum of actual remuneration received by the investment firm (UAH) 5 27. RECOMEND Subject of individual recommendation(s) or additional service(s) 28. OPYS Short description of individual recommendation(s) or additional service(s) 29. Z_PRYM Notes 1 Filled in according to Reference 37 "Types of Depositors, Clients" of the System of References and Classifiers. 2 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 3 Filled in according to Reference 15 "Types of Contracts in Financial Instrument Trading Activity" of the System of References and Classifiers. 4 Filled in according to Reference 55 "Additional Services that an Investment Firm May Provide to Clients" of the System of References and Classifiers.

29 5 If the type of currency under the contract or the currency of the commission remuneration is a foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 6 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 3.12. Financial Reporting Block of financial reporting data for reporting entities other than banks as part of monthly data for March for annual financial reporting. The structure and composition of the block are established by a separate normative and technical document on the structure and composition of financial reporting and are determined by a separate XSD schema "FinRep.xsd". 4. Quarterly Data Submission of quarterly data is carried out by submitting monthly data for the last month of the quarter and submitting other quarterly data defined by the Regulation. Submission of quarterly data, in part of submitting monthly data for the last month of the quarter, is carried out in accordance with point 3 of the Description of sections and XML file schemas of electronic forms of reporting data of an investment firm. When submitting other quarterly data defined by the Regulation, the specification identifier has the value: "http://nssmc.gov.ua/Schem/QwartTrds" The XSD schema for quarterly data "QwartTrds.xsd" is provided in Appendix 3. Quarterly data include the following XML content containers: No. / p XML Element Purpose

  1. DTSASSETS Reference on the composition of assets of the investment firm as of the last day of the reporting quarter (except for banks)
  2. DTSDEBT Reference on liabilities of the investment firm as of the last day of the reporting quarter (except for banks)
  3. DTSNWORTH Reference on the components of equity of the investment firm as of the last day of the reporting quarter (except for banks)
  4. DTSFINREZ Reference on financial results and other comprehensive income of the investment firm received during the reporting year (except for banks)
  5. Fin* Financial reporting 4.1. Reference on the composition of assets of the investment firm in securities as of the last day of the reporting quarter (except for banks) Information rows are nested into the XML element "DTSASSETS" and contain the requisites: No. / p XML Attribute Purpose 1 TRCASH Cash (UAH) 2 CLBMONEY Funds of clients of the investment firm placed in current accounts in banks, except for banks where a temporary administration has been introduced, and banks being liquidated (UAH) 3 CLBLMONEY Funds of clients of the investment firm placed in current accounts in banks where a temporary administration has been introduced, or which are being liquidated (UAH) 4 TRBMONEY Other monetary funds (except for funds of clients of the investment firm), placed in current accounts in banks, except for banks where

24 3.7. Content of references on the calculation of the credit risk concentration ratio by counterparties: those that are not banks or investment firms; those that are banks or investment firms Information rows are nested into the XML element "DTSDPRUDCR" and contain requisites. As the reporting year and reporting month for which the references are submitted, the year and month of the reporting period specified in the root element of the general part of the data are accepted. Information is specified in a separate information row for each individual counterparty. All data specified in UAH are filled in with rounding to two decimal places. In the event that the reporting entity is not a bank, in the presence of counterparties, information rows contain the following requisites: No. / p XML Attribute Purpose

  1. DATEROZ Date on which prudential ratios were calculated
  2. CPKIND Indicator of the reference on the calculation of the credit risk concentration ratio: "1" – for counterparties that are not banks or securities dealers; "2" – for counterparties that are banks or securities dealers
  3. CP_LENAME Name of the counterparty - legal entity
  4. CP_LIDCODE Code according to the Unified State Register of Legal Entities (EDRPOU) of the counterparty - legal entity - resident
  5. CP_FIDCODE Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a legal entity - counterparty - non-resident
  6. CP_PLNAME Surname of the individual - counterparty
  7. CP_PFNAME First name of the individual - counterparty
  8. CP_PPNAME Patronymic of the individual - counterparty (if available)
  9. CP_PIDCODE Taxpayer registration card number or series and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have notified the corresponding controlling authority and have a mark in their passport) of the individual - counterparty
  10. CPCTRY Country of registration of the counterparty 1
  11. REGVAL Size of regulatory capital, UAH
  12. CAPVAL Share in the share capital of the legal entity, UAH
  13. SECVAL Securities and income accrued on them, except for government securities, securities guaranteed by the state, and income accrued on them (including securities issued by a foreign state or the corresponding state authority of a foreign state that has an international credit rating not lower than investment grade according to the classification of an international rating agency included in the list of international rating agencies recognized by the Commission), UAH
  14. DBTVAL Accounts receivable, UAH
  15. BNKVAL Funds in current accounts and deposits in banks, as well as income accrued on them, UAH
  16. ASTVAL Sum of assets constituting the investment firm's claims against the counterparty, UAH
  17. CCRSK Credit risk concentration ratio 2 , %
  18. Z_PRYM Notes 1 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 2 Specified with rounding to four decimal places.

25 In the event that the reporting entity is not a bank, in the absence of counterparties, instead of information rows to explain their absence, one specialized row with the name "row_no_counterparties" is specified, which contains the requisites: No. / p XML Attribute Purpose

  1. IS_ABSENT Indicator of the absence of counterparties, must contain the value "1" (or "true")
  2. Z_PRYM Notes In the event that the reporting entity is a bank, instead of information rows to explain their absence, one specialized row with the name "row_bank" is specified, which contains the requisites: No. / p XML Attribute Purpose
  3. IS_BANK Bank indicator, must contain the value "1" (or "true") 3.8. Reference on the total volume of concluded and executed contracts with financial instruments of the investment firm for the year Information rows are specified for main contracts for each type of currency separately; when calculating the number of concluded and executed contracts, all contracts are taken into account; when calculating the sum of concluded contracts, the sums of all concluded contracts are taken into account; when calculating the sum of executed contracts, the sums of contracts for execution and the sums of purchase-sale contracts are taken into account. Information rows are nested into the XML element "DTSGODREP" and contain the requisites: No. / p XML Attribute Purpose
  4. CODEVAL Type of currency 1
  5. ST_TYPE Type of financial instrument 2
  6. MKTYPEA Place of conclusion of contracts 3
  7. MKTYPEX Place of execution of contracts 3
  8. GR_01 Total number of concluded contracts in underwriting (pcs.)
  9. GR_02 Total sum of concluded contracts in underwriting (UAH) 4
  10. GR_03 Total number of executed contracts in underwriting (pcs.)
  11. GR_04 Total sum of executed contracts in underwriting (UAH) 5
  12. GR_06 Total number of concluded contracts in brokerage activity (pcs.)
  13. GR_07 Total sum of concluded contracts in brokerage activity (UAH) 4
  14. GR_08 Total number of executed contracts in brokerage activity (pcs.)
  15. GR_09 Total sum of executed contracts in brokerage activity (UAH) 5
  16. GR_10 Total number of concluded contracts in dealing activity (pcs.)
  17. GR_11 Total sum of concluded contracts in dealing activity (UAH) 4

26 15. GR_12 Total number of executed contracts in dealing activity (pcs.) 16. GR_13 Total sum of executed contracts in dealing activity (UAH) 5 17. GRAPC Total number (total) of contracts concluded by the investment firm (pcs.) 18. GRAAM Total sum (total) of contracts concluded by the investment firm (UAH) 4 19. GRXPC Total number (total) of contracts executed by the investment firm (pcs.) 20. GRXAM Total sum (total) of contracts executed by the investment firm (UAH) 5 21. Z_PRYM Notes 1 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 2 Filled in according to Reference 7 "Classification of Financial and Non-Financial Instruments" of the System of References and Classifiers. 3 Filled in according to Reference 16 "Type of Market for Conducting Transactions with Securities" of the System of References and Classifiers. 4 For operations in foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 5 For operations in foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of execution. 3.9. Reference on executed contract(s) with financial instruments of foreign issuers, concluded outside Ukraine Information rows are nested into the XML element "DTSAGRFRN" and contain the requisites: No. / p XML Attribute Purpose

  1. AGRCAT Type of contract 1
  2. T_IDN Code according to EDRPOU of the client of the investment firm - legal entity - resident, or taxpayer registration card number, or series (if available) and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have officially notified the corresponding controlling authority and have a mark in their passport) - individual - client of the investment firm
  3. TNAME Full name of the individual - client of the investment firm or name of the legal entity
  4. FNAME Name of the foreign investment firm
  5. F_IDN Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a foreign investment firm
  6. FCOUNTRY Country of registration of the foreign investment firm 2
  7. EMMITNAME Name of the person who placed/issued the security or other financial instrument
  8. ISIN International Securities Identification Number or code of another financial instrument (if available)
  9. CFI Code of classification of financial instruments (CFI code) (if available)
  10. PAPFC Number of securities (financial instruments) in the execution of the contract (pcs.)
  11. FINISHSUM Sum of the executed contract
  12. CODEVALF Currency at the time of contract execution 3

27 13. FAVOURTAPE Type of service provided by the investment firm: "1" – purchase, "2" – sale 14. CALCTYPE Settlements on contracts for financial instruments are carried out through the investment firm: "1" - yes, "2" - no 15. Z_PRYM Notes 1 Filled in for a purchase-sale contract and a contract for execution according to Reference 15 "Types of Contracts in Financial Instrument Trading Activity" of the System of References and Classifiers. 2 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 3 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 3.10. Reference on the audit report (for data for March). Information rows are nested into the XML element "DTSAUDIT" and contain the requisites: No. / p XML Attribute Purpose

  1. AUD_EDRPU Code according to EDRPOU of the audit activity subject
  2. AUD_PIB Name of the audit activity subject
  3. AUD_ADDR Location of the audit activity subject
  4. CHMB_RGNN Registration number in the Register of Auditors and Audit Activity Subjects
  5. CHMB_RGTYPE Section of the Register of Auditors and Audit Activity Subjects (3 – audit activity subjects authorized to conduct mandatory audits of financial statements, 4 – audit activity subjects authorized to conduct mandatory audits of financial statements of enterprises of public interest
  6. AUD_REPFID Reporting period for which the audit of financial statements was conducted – the last date of the period is specified
  7. AUD_REPSTD Reporting period for which the audit of financial statements was conducted – the first date of the period is specified
  8. AUD_OPIN Auditor's opinion (01 – unmodified, 02 – qualified, 03 – adverse, 04 – disclaimer of opinion)
  9. AUD_EXPL Presence of an Explanatory Paragraph (01 – yes, 02 – no)
  10. AUD_SVCNM Number and date of the contract for conducting the audit: Number
  11. AUD_SVCDT Number and date of the contract for conducting the audit: Date
  12. AUD_BEG Start date and end date of the audit: Start date
  13. AUD_END Start date and end date of the audit: End date
  14. AUD_DATE Date of the audit report
  15. AUD_FEE Amount of remuneration for conducting the annual financial statement audit (UAH) 3.11. Reference on contracts for investment consulting and/or contracts under which additional services are to be provided. Information rows are nested into the XML element "DTSPOSL" and contain the requisites: No. / p XML Attribute Purpose
  16. POSLTAPE Type of service: "1" - investment consulting, "2" - additional services
  17. DATESTART Date of contract conclusion
  18. FINISHDATE Date of contract execution, provided for in the contract terms (if available)
  19. FACTDATE Date of actual contract execution

28 5. REJECTDATE Date of contract termination 6. AGRNUM Contract number 7. KLIENTTYPE Type of investment firm client 1 8. CATTYPE Client category: "1" - professional, "2" - non-professional 9. TEDRPOU Code according to EDRPOU of the investment firm client - legal entity - resident 10. TNAME Name of the investment firm client - legal entity 11. TKODNEREZ Registration number according to the commercial, banking, or judicial register or the register of the local authority of a foreign state regarding the registration of a legal entity - client of the investment firm – non-resident 12. TEDRISI Code of EDRISI of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts - client of the investment firm 13. T_PIFNAME Name of the unit investment fund, corporate investment fund, on whose behalf the asset management company acts - client of the investment firm 14. T_NPFNAME Name of the non-state pension fund on whose behalf the administrator acts - client of the investment firm 15. T_F Surname of the individual - client of the investment firm 16. T_I First name of the individual - client of the investment firm 17. T_O Patronymic of the individual - client of the investment firm (if available) 18. T_IDN Taxpayer registration card number or series (if available) and passport number (for individuals who, due to their religious beliefs, refuse to accept a taxpayer registration card number and have notified the corresponding controlling authority and have a mark in their passport) of the individual - client of the investment firm 19. TCOUNTRY Country of registration of the investment firm client 2 20. CTYPE Type of contract under which additional service(s) are to be provided 3 21. CDODTYPE Type of additional service(s) provided according to the concluded contract 4 22. STARTSUM Sum of the concluded contract (if available) (UAH) 5 23. CODEVALC Type of currency of the concluded contract 6 24. KOMIS Sum of all remuneration of the investment firm for the contract (UAH) 5 25. KOMISCODEVAL Sum of all remuneration of the investment firm for the contract (type of currency) 6 26. FACTKOMIS Sum of actual remuneration received by the investment firm (UAH) 5 27. RECOMEND Subject of individual recommendation(s) or additional service(s) 28. OPYS Short description of individual recommendation(s) or additional service(s) 29. Z_PRYM Notes 1 Filled in according to Reference 37 "Types of Depositors, Clients" of the System of References and Classifiers. 2 Filled in according to Reference 45 "Classification of Countries of the World" of the System of References and Classifiers. 3 Filled in according to Reference 15 "Types of Contracts in Financial Instrument Trading Activity" of the System of References and Classifiers. 4 Filled in according to Reference 55 "Additional Services that an Investment Firm May Provide to Clients" of the System of References and Classifiers.

29 5 If the type of currency under the contract or the currency of the commission remuneration is a foreign currency, the sum is filled in - equivalent in UAH at the official exchange rate of the hryvnia to foreign currencies established by the National Bank of Ukraine on the day of conclusion. 6 Filled in according to Reference 46 "List and Codes of Currencies" of the System of References and Classifiers. 3.12. Financial Reporting Block of financial reporting data for reporting entities other than banks as part of monthly data for March for annual financial reporting. The structure and composition of the block are established by a separate normative and technical document on the structure and composition of financial reporting and are determined by a separate XSD schema "FinRep.xsd". 4. Quarterly Data Submission of quarterly data is carried out by submitting monthly data for the last month of the quarter and submitting other quarterly data defined by the Regulation. Submission of quarterly data, in part of submitting monthly data for the last month of the quarter, is carried out in accordance with point 3 of the Description of sections and XML file schemas of electronic forms of reporting data of an investment firm. When submitting other quarterly data defined by the Regulation, the specification identifier has the value: "http://nssmc.gov.ua/Schem/QwartTrds" The XSD schema for quarterly data "QwartTrds.xsd" is provided in Appendix 3. Quarterly data include the following XML content containers: No. / p XML Element Purpose

  1. DTSASSETS Reference on the composition of assets of the investment firm as of the last day of the reporting quarter (except for banks)
  2. DTSDEBT Reference on liabilities of the investment firm as of the last day of the reporting quarter (except for banks)
  3. DTSNWORTH Reference on the components of equity of the investment firm as of the last day of the reporting quarter (except for banks)
  4. DTSFINREZ Reference on financial results and other comprehensive income of the investment firm received during the reporting year (except for banks)
  5. Fin* Financial reporting 4.1. Reference on the composition of assets of the investment firm in securities as of the last day of the reporting quarter (except for banks) Information rows are nested into the XML element "DTSASSETS" and contain the requisites: No. / p XML Attribute Purpose 1 TRCASH Cash (UAH) 2 CLBMONEY Funds of clients of the investment firm placed in current accounts in banks, except for banks where a temporary administration has been introduced, and banks being liquidated (UAH) 3 CLBLMONEY Funds of clients of the investment firm placed in current accounts in banks where a temporary administration has been introduced, or which are being liquidated (UAH) 4 TRBMONEY Other monetary funds (except for funds of clients of the investment firm), placed in current accounts in banks, except for banks where

30 introduced temporary administration, and banks being liquidated (UAH) 5 TRBLMONEY Other monetary funds (excluding funds of an investment firm), placed in current accounts in banks where temporary administration has been introduced or which are being liquidated (UAH) 6 BANKDEP Demand deposits in banks, excluding banks where temporary administration has been introduced, and banks being liquidated (UAH) 7 BANKDEP_T Demand deposits in banks where temporary administration has been introduced, or in banks being liquidated (UAH) 8 SBANKDEP Term deposits in banks, excluding banks where temporary administration has been introduced, and banks being liquidated, with a maturity of less than three months (UAH) 9 SLBANKDEP Term deposits in banks, excluding banks where temporary administration has been introduced, and banks being liquidated, with a maturity of more than three months (UAH) 10 SBANKDEP_T Term deposits in banks where temporary administration has been introduced, or in banks being liquidated (UAH) 11 DEP_INC Income accrued on funds placed in current accounts and demand deposits in banks, excluding banks where temporary administration has been introduced, and banks being liquidated (UAH) 12 DEP_INC_T Income accrued on funds placed in current accounts and demand deposits in banks where temporary administration has been introduced, or banks being liquidated (UAH) 13 DEPS_INC Income accrued on funds placed in term deposits in banks, excluding banks where temporary administration has been introduced, and banks being liquidated (UAH) 14 DEPS_INC_T Income accrued on funds placed in term deposits in banks where temporary administration has been introduced or which are being liquidated (UAH) 15 INV_GOV Investments in government securities and securities guaranteed by the state (UAH) 16 INC_GOV Income accrued on government securities and securities guaranteed by the state (UAH) 17 VECS_U Bills of exchange issued by legal entities (UAH) 18 VECS_F Bills of exchange issued by natural persons (UAH) 19 FI_PART Financial investments accounted for using the equity method of other enterprises (UAH) 20 FI_FAIRR Financial investments measured at fair value through profit or loss (UAH) 21 FI_FAIRINC Financial investments measured at fair value through other comprehensive income (UAH) 22 FI_AMORT Financial investments measured at amortized cost (UAH) 23 DEB_STR Overdue accounts receivable (UAH)1 24 DEB_PL Rolled-over accounts receivable (UAH)2 25 DEB_OTHC Other short-term (current) accounts receivable (UAH)3 26 DEB_OTHL Other long-term accounts receivable (UAH)4 27 INT_ASSETS Intangible assets at net book value (UAH) 28 NFCI_NA Unfinished capital investments in intangible assets (UAH)

31 29 OTH_NFCI Other unfinished capital investments (UAH) 30 FIX_ASSETS Fixed assets at net book value (UAH) 31 INV_RE Investment property (UAH) 32 F_TAX_ASSET Deferred tax assets (UAH) 33 GOODWILL Goodwill (UAH) 34 F_COSTS Prepaid expenses (UAH) 35 OTH_OASSETS Other current assets (UAH) 36 OTH_NASSETS Other non-current assets (UAH) 37 SELNASSET Non-current assets held for sale, and disposal groups (UAH) 38 ASSETSSUM Total assets (UAH)5 1 Unpaid accounts receivable, the payment term of which has expired as of the reporting date. 2 The sum of accounts receivable for which the payment term was extended to a later date. 3 The sum of accounts receivable arising in the normal course of the operating cycle or to be settled within twelve months from the reporting date. 4 The sum of accounts receivable that does not arise in the normal course of the operating cycle and will be settled after twelve months from the reporting date. 5 The total amount of all assets of the securities dealer as of the reporting date is indicated, it must equal the sum of all previous rows. 4.2. Reference on liabilities of an investment firm as of the last day of the reporting quarter (excluding banks) Information rows are embedded into the XML element «DTSDEBT» and contain the following attributes: No. / p XML Attribute Purpose 1 LB_CREDIT Liabilities under long-term bank loans (UAH)1 2 CURLB_CREDIT Current portion of liabilities under long-term bank loans (UAH)2 3 CURB_CREDIT Current (short-term) liabilities under bank loans (UAH)2 4 LCL_DEBT Long-term liabilities under contracts with clients and under transactions made using client funds (UAH)1 5 CURCL_DEBT_F Current (short-term) liabilities under contracts with clients and under transactions made using client funds, measured at fair value (UAH)2 6 CURCL_DEBT_A Current (short-term) liabilities under contracts with clients and under transactions made using client funds, measured at amortized cost (UAH)2 7 OTH_L_DEBT Other long-term payables (UAH)1,3 8 OTH_C_DEBT_F Other current (short-term) payables, measured at fair value (UAH)2,4 9 OTH_C_DEBT_A Other current (short-term) payables, measured at amortized cost (UAH)2,4 10 F_TAX_DUTY Deferred tax liabilities (UAH) 11 SECUREMENT Collateral (UAH) 12 F_INCOME Income of future periods (UAH) 13 OTH_DEBT Other liabilities (UAH) 14 OBLIG_SELLNA Liabilities related to non-current assets held for sale, and disposal groups (UAH) 15 SUM_DEBT Total liabilities (UAH)5 1 Long-term liabilities/long-term obligations – obligations that do not arise during the normal operating cycle or are to be settled after twelve months from the reporting date. 2 Current (short-term) liabilities/current (short-term) obligations – obligations that arise during the normal operating cycle or are to be settled within twelve months from the reporting date.

32 3 The sum of long-term payables is indicated, excluding liabilities under long-term bank loans and long-term liabilities under contracts with clients and under transactions made using client funds. 4 The sum of current (short-term) payables is indicated, excluding current (short-term) liabilities under bank loans (including the current portion of liabilities under long-term bank loans) and current (short-term) liabilities under contracts with clients and under transactions made using client funds. 5 The total amount of all liabilities as of the reporting date is indicated, it must equal the sum of all previous rows. 4.3. Reference on the components of equity of an investment firm as of the last day of the reporting quarter (excluding banks) Information rows are embedded into the XML element «DTSNWORTH» and contain the following attributes: No. / p XML Attribute Purpose

  1. REG_SHCAP Registered share capital (UAH)
  2. DEPTO_SHCAP Contributions to unregistered share capital (UAH)
  3. CAPREF_RNA Capital in revaluations: revaluation of non-current assets (UAH)
  4. CAPREF_MNA Capital in revaluations: write-down of non-current assets (UAH)1
  5. CAPREF_RFI Capital in revaluations: revaluation of financial instruments (UAH)
  6. CAPREF_MFI Capital in revaluations: write-down of financial instruments (UAH)1
  7. ADDCAP_EMIN Additional capital: issue income (UAH)
  8. ADDCAP_DEP Additional capital: capital contributed by founders in excess of share capital (UAH)
  9. ADDCAP_CURR Additional capital: accumulated exchange differences (UAH)2
  10. ADDCAP_OTH Other additional capital (UAH)
  11. REZCAP Reserve capital (UAH)
  12. INCOME_NR Undistributed profit (UAH)
  13. LOSS_NP Uncovered loss (UAH)1
  14. CAP_NPAID Unpaid capital (UAH)1
  15. EXCL_CAP Excluded capital (UAH)1
  16. CAP_SUM Total equity (UAH)3 1 Indicated with a negative sign. 2 Indicated with a positive or negative sign. 3 The amount of equity of the securities dealer as of the reporting date is indicated, it must equal the sum of all previous rows. 4.4. Reference on financial results and other comprehensive income of an investment firm, received during the reporting year (excluding banks) Information rows are embedded into the XML element «DTSFINREZ» and contain the following attributes: No. / p XML Attribute Purpose
  17. NETINCFPROD Net revenue from sales of products (goods, works, services) (UAH)
  18. COSTOFSALES Cost of goods sold (products, goods, works, services) (UAH)1
  19. OTHOPERINC Other operating income (UAH)
  20. CHNGFIINC Income from changes in the value of financial instruments measured at fair value (UAH)
  21. CHNGNAINC Income from changes in the value of non-current assets measured at fair value (UAH)
  22. ADMCOST Administrative expenses (UAH)1
  23. SELLEXPENS Selling expenses (UAH)1
  24. OTHOPEREXP Other operating expenses (UAH)1

33 9. CHNGFICOST Expenses from changes in the value of financial instruments measured at fair value (UAH)1 10. CHNGNACOST Expenses from changes in the value of non-current assets measured at fair value (UAH)1 11. PART_INCOME Income from equity participation (UAH) 12. FIN_INCOME Financial income (UAH) 13. OTH_INCOME Other income (UAH) 14. FIN_COST Financial expenses (UAH)1 15. PART_COST Losses from equity participation (UAH)1 16. OTH_COST Other expenses (UAH)1 17. TXPROF_COST Expenses for income tax (UAH)1 18. TXPROF_INC Income from income tax (UAH) 19. TXSTOP_COST Profit from discontinued activities after tax (UAH) 20. TXSTOP_INC Loss from discontinued activities after tax (UAH)1 21. PUREFINREZ Net financial result (UAH)2 22. OTHSUMINC Other comprehensive income 1 Indicated with a negative sign. 2 The financial result received by the securities dealer from the beginning of the reporting year is displayed; indicated with a positive sign if profit is received, or with a negative sign if a loss is received; must equal the sum of all previous rows. 4.5. Financial reporting Block of financial reporting data for reporting entities other than banks as part of quarterly data for interim financial reporting. The structure and composition of the block are established by a separate normative-technical document on the structure and composition of financial reporting and are determined by a separate XSD schema «FinRep.xsd».

34 Appendix 1. XSD Schema «IrregTrds» of irregular data. No. / p Schema Row 1 <?xml version='1.0' encoding='windows-1251'?> 2 <schema 3 xmlns="http://www.w3.org/2001/XMLSchema" 4 xmlns:z="http://nssmc.gov.ua/Schem/IrregTrds" 5 targetNamespace="http://nssmc.gov.ua/Schem/IrregTrds" 6 elementFormDefault="qualified" 7 > 8 <simpleType name="EDRPOU"> 9 <restriction base="string"> 10 <maxLength value="12"/> 11 </restriction> 12 </simpleType> 13 <simpleType name="ISIN"> 14 <restriction base="string"> 15 <maxLength value="12"/> 16 </restriction> 17 </simpleType> 18 <simpleType name="Type100"> 19 <restriction base="string"> 20 <maxLength value="100"/> 21 </restriction> 22 </simpleType> 23 <simpleType name="Type12"> 24 <restriction base="string"> 25 <maxLength value="12"/> 26 </restriction> 27 </simpleType> 28 <simpleType name="Type254"> 29 <restriction base="string"> 30 <maxLength value="254"/> 31 </restriction> 32 </simpleType> 33 <simpleType name="Type50"> 34 <restriction base="string"> 35 <maxLength value="50"/> 36 </restriction> 37 </simpleType> 38 <simpleType name="Type10"> 39 <restriction base="string"> 40 <maxLength value="10"/> 41 </restriction> 42 </simpleType> 43 <simpleType name="Type19"> 44 <restriction base="string"> 45 <maxLength value="19"/> 46 </restriction> 47 </simpleType> 48 <simpleType name="TypeSanktOpinion"> 49 <restriction base="string"> 50 <enumeration value="1"/> 51 <enumeration value="2"/> 52 <enumeration value="3"/> 53 <enumeration value="4"/> 54 <enumeration value="5"/> 55 <enumeration value="6"/> 56 <enumeration value="7"/> 57 <enumeration value="8"/> 58 <enumeration value="9"/> 59 <enumeration value="10"/> 60 </restriction>

35 61 </simpleType> 62 <simpleType name="TypeOsOpinion"> 63 <restriction base="string"> 64 <enumeration value="1"/> 65 <enumeration value="2"/> 66 <enumeration value="3"/> 67 </restriction> 68 </simpleType> 69 <element name="root"> 70 <complexType> 71 <all> 72 <element name="DTSSuprovod"> 73 <complexType> 74 <sequence minOccurs="0" maxOccurs="unbounded"> 75 <element name="row" form="qualified"> 76 <complexType> 77 <attribute name="ISPDAT" type="dateTime" use="required"/> 78 <attribute name="VIPRAV" type="string" use="required"/> 79 <attribute name="TAG" type="string" use="required"/> 80 </complexType> 81 </element> 82 </sequence> 83 </complexType> 84 </element> 85 <element name="DTSNREGAGR"> 86 <complexType> 87 <sequence minOccurs="0" maxOccurs="unbounded"> 88 <element name="row" form="qualified"> 89 <complexType> 90 <attribute name="AGRCAT" type="z:Type10" use="required"/> 91 <attribute name="DATESTART" type="dateTime" use="required"/> 92 <attribute name="FINISHDATE" type="dateTime"/> 93 <attribute name="REJECTDATE" type="dateTime"/> 94 <attribute name="AGRNUM" type="z:Type100" use="required"/> 95 <attribute name="AGRTYPE" type="z:Type10"/> 96 <attribute name="AGRSUSP" type="boolean"/> 97 <attribute name="OPERPART" type="double"/> 98 <attribute name="CTYPE" type="z:Type100"/> 99 <attribute name="AGRNUMN" type="z:Type100"/> 100 <attribute name="AGRDATE" type="dateTime"/> 101 <attribute name="AGRPERFDATE" type="dateTime"/> 102 <attribute name="AGRNUMRZ" type="z:Type100"/> 103 <attribute name="ZAMBRDS" type="dateTime"/> 104 <attribute name="ZAMBRDF" type="dateTime"/> 105 <attribute name="ACTIVTYPE" type="z:Type100" use="required"/> 106 <attribute name="CONTRTYPE" type="z:Type100"/> 107 <attribute name="CONTRACT" type="z:Type100"/> 108 <attribute name="CONTRACTTCP" type="z:Type100"/> 109 <attribute name="OSEDRPOU" type="z:Type12"/> 110 <attribute name="OSNAME" type="z:Type254"/> 111 <attribute name="OKODNEREZ" type="z:Type50"/> 112 <attribute name="OSEDRISI" type="z:Type50"/> 113 <attribute name="PIFNAME" type="z:Type254"/> 114 <attribute name="O_IDN" type="z:Type254"/> 115 <attribute name="OS_F" type="z:Type254"/> 116 <attribute name="OS_I" type="z:Type254"/> 117 <attribute name="OS_O" type="z:Type254"/> 118 <attribute name="OCOUNTRY" type="z:Type100"/> 119 <attribute name="FININSTR" type="z:Type100"/> 120 <attribute name="ISIN" type="z:ISIN"/> 121 <attribute name="VSERIA" type="z:Type10"/> 122 <attribute name="VNUM" type="z:Type50"/> 123 <attribute name="VFORM" type="z:Type10"/> 124 <attribute name="VPERFORM" type="z:Type10"/> 125 <attribute name="VDATE" type="dateTime"/> 126 <attribute name="VENDDATE" type="dateTime"/> 127 <attribute name="MARKETTYPE" type="z:Type50"/> 128 <attribute name="MARKETTYPEOPER" type="z:Type50"/>

36 129 <attribute name="VSUM" type="double"/> 130 <attribute name="IPSERTBORG" type="double"/> 131 <attribute name="PREMIYA" type="double"/> 132 <attribute name="CODEVAL" type="z:Type100"/> 133 <attribute name="KEPEDRPOU" type="z:Type12"/> 134 <attribute name="KEPERNAME" type="z:Type254"/> 135 <attribute name="EMMITTYPE" type="z:Type50"/> 136 <attribute name="EMEDRPOU" type="z:Type12"/> 137 <attribute name="EMKODNEREZ" type="z:Type50"/> 138 <attribute name="EM_IDN" type="z:Type50"/> 139 <attribute name="EMMITNAME" type="z:Type254"/> 140 <attribute name="EDRISI" type="z:Type50"/> 141 <attribute name="EMCOUNTRY" type="z:Type100"/> 142 <attribute name="KLIENTTYPE" type="z:Type100"/> 143 <attribute name="KLIENTACTTYPE" type="z:Type100"/> 144 <attribute name="TEDRPOU" type="z:Type12"/> 145 <attribute name="TNAME" type="z:Type254"/> 146 <attribute name="TKODNEREZ" type="z:Type50"/> 147 <attribute name="TEDRISI" type="z:Type50"/> 148 <attribute name="T_PIFNAME" type="z:Type254"/> 149 <attribute name="T_IDN" type="z:Type50"/> 150 <attribute name="T_F" type="z:Type254"/> 151 <attribute name="T_I" type="z:Type254"/> 152 <attribute name="T_O" type="z:Type254"/> 153 <attribute name="TCOUNTRY" type="z:Type100"/> 154 <attribute name="PAPSC" type="double"/> 155 <attribute name="PAPFC" type="double"/> 156 <attribute name="STARTSUM" type="double"/> 157 <attribute name="CODEVALC" type="z:Type100"/> 158 <attribute name="CMP_BK" type="double"/> 159 <attribute name="CMP_EP" type="double"/> 160 <attribute name="FINISHSUM" type="double"/> 161 <attribute name="CODEVALF" type="z:Type100"/> 162 <attribute name="KOMIS" type="double"/> 163 <attribute name="KOMISCODEVAL" type="z:Type100"/> 164 <attribute name="FAVOURTAPE" type="z:Type100"/> 165 <attribute name="MOVTYPE" type="z:Type100"/> 166 <attribute name="MOVBALD" type="dateTime"/> 167 <attribute name="MONEYDATE" type="dateTime"/> 168 <attribute name="DOGAGR" type="z:Type100"/> 169 <attribute name="CALCTYPE" type="z:Type100"/> 170 <attribute name="Z_PRYM" type="z:Type254"/> 171 </complexType> 172 </element> 173 </sequence> 174 </complexType> 175 </element> 176 <element name="DTSSUSPIC"> 177 <complexType> 178 <sequence minOccurs="0" maxOccurs="unbounded"> 179 <element name="row" form="qualified"> 180 <complexType> 181 <attribute name="AGRCAT" type="z:Type10" use="required"/> 182 <attribute name="DATESTART" type="dateTime" use="required"/> 183 <attribute name="FINISHDATE" type="dateTime"/> 184 <attribute name="AGRNUM" type="z:Type100" use="required"/> 185 <attribute name="AGRTYPE" type="z:Type10"/> 186 <attribute name="AGRSUSP" type="boolean"/> 187 <attribute name="OPERPART" type="double"/> 188 <attribute name="CTYPE" type="z:Type100"/> 189 <attribute name="AGRNUMN" type="z:Type100"/> 190 <attribute name="AGRDATE" type="dateTime"/> 191 <attribute name="AGRPERFDATE" type="dateTime"/> 192 <attribute name="AGRNUMRZ" type="z:Type100"/> 193 <attribute name="ZAMBRDS" type="dateTime"/> 194 <attribute name="ZAMBRDF" type="dateTime"/> 195 <attribute name="ACTIVTYPE" type="z:Type100" use="required"/> 196 <attribute name="CONTRTYPE" type="z:Type100"/>

37 197 <attribute name="CONTRACT" type="z:Type100"/> 198 <attribute name="CONTRACTTCP" type="z:Type100"/> 199 <attribute name="OSEDRPOU" type="z:Type12"/> 200 <attribute name="OSNAME" type="z:Type254"/> 201 <attribute name="OKODNEREZ" type="z:Type50"/> 202 <attribute name="OSEDRISI" type="z:Type50"/> 203 <attribute name="PIFNAME" type="z:Type254"/> 204 <attribute name="O_IDN" type="z:Type254"/> 205 <attribute name="OS_F" type="z:Type254"/> 206 <attribute name="OS_I" type="z:Type254"/> 207 <attribute name="OS_O" type="z:Type254"/> 208 <attribute name="OCOUNTRY" type="z:Type100"/> 209 <attribute name="FININSTR" type="z:Type100"/> 210 <attribute name="ISIN" type="z:ISIN"/> 211 <attribute name="VSERIA" type="z:Type10"/> 212 <attribute name="VNUM" type="z:Type50"/> 213 <attribute name="VFORM" type="z:Type10"/> 214 <attribute name="VPERFORM" type="z:Type10"/> 215 <attribute name="VDATE" type="dateTime"/> 216 <attribute name="VENDDATE" type="dateTime"/> 217 <attribute name="MARKETTYPE" type="z:Type50"/> 218 <attribute name="MARKETTYPEOPER" type="z:Type50"/> 219 <attribute name="VSUM" type="double"/> 220 <attribute name="IPSERTBORG" type="double"/> 221 <attribute name="PREMIYA" type="double"/> 222 <attribute name="CODEVAL" type="z:Type100"/> 223 <attribute name="KEPEDRPOU" type="z:Type12"/> 224 <attribute name="KEPERNAME" type="z:Type254"/> 225 <attribute name="EMMITTYPE" type="z:Type50"/> 226 <attribute name="EMEDRPOU" type="z:Type12"/> 227 <attribute name="EM_IDN" type="z:Type50"/> 228 <attribute name="EMMITNAME" type="z:Type254"/> 229 <attribute name="EDRISI" type="z:Type50"/> 230 <attribute name="EMCOUNTRY" type="z:Type100"/> 231 <attribute name="KLIENTTYPE" type="z:Type100"/> 232 <attribute name="KLIENTACTTYPE" type="z:Type100"/> 233 <attribute name="TEDRPOU" type="z:Type12"/> 234 <attribute name="TNAME" type="z:Type254"/> 235 <attribute name="TKODNEREZ" type="z:Type50"/> 236 <attribute name="TEDRISI" type="z:Type50"/> 237 <attribute name="T_PIFNAME" type="z:Type254"/> 238 <attribute name="T_IDN" type="z:Type50"/> 239 <attribute name="T_F" type="z:Type254"/> 240 <attribute name="T_I" type="z:Type254"/> 241 <attribute name="T_O" type="z:Type254"/> 242 <attribute name="TCOUNTRY" type="z:Type100"/> 243 <attribute name="PAPSC" type="double"/> 244 <attribute name="STARTSUM" type="double"/> 245 <attribute name="CODEVALC" type="z:Type100"/> 246 <attribute name="CMP_BK" type="double"/> 247 <attribute name="CMP_EP" type="double"/> 248 <attribute name="FAVOURTAPE" type="z:Type100"/> 249 <attribute name="MOVTYPE" type="z:Type100"/> 250 <attribute name="MOVBALD" type="dateTime"/> 251 <attribute name="MONEYDATE" type="dateTime"/> 252 <attribute name="DOGAGR" type="z:Type100"/> 253 <attribute name="CALCTYPE" type="z:Type100"/> 254 <attribute name="Z_PRYM" type="z:Type254"/> 255 </complexType> 256 </element> 257 </sequence> 258 </complexType> 259 </element> 260 <element name="DTSSANCT"> 261 <complexType> 262 <sequence minOccurs="0" maxOccurs="unbounded"> 263 <element name="row" form="qualified">

38 264 <complexType> 265 <attribute name="NP" type="z:Type10"/> 266 <attribute name="DATEPOS" type="dateTime" use="required"/> 267 <attribute name="DPROTYPE" type="z:TypeOsOpinion" use="required"/> 268 <attribute name="KLIENTTYPE" type="z:Type100"/> 269 <attribute name="TGCOUNTRY" type="z:Type100"/> 270 <attribute name="TCOUNTRY" type="z:Type100"/> 271 <attribute name="REGION" type="z:Type19"/> 272 <attribute name="OPF" type="z:Type10"/> 273 <attribute name="TEDRPOU" type="z:Type12"/> 274 <attribute name="TKODNEREZ" type="z:Type50"/> 275 <attribute name="TNAME" type="z:Type254"/> 276 <attribute name="T_IDN" type="z:Type50"/> 277 <attribute name="T_F" type="z:Type254"/> 278 <attribute name="T_I" type="z:Type254"/> 279 <attribute name="T_O" type="z:Type254"/> 280 <attribute name="FININSTR" type="z:Type100"/> 281 <attribute name="ISIN" type="z:ISIN"/> 282 <attribute name="EMIT" type="z:Type254"/> 283 <attribute name="OCOUNTRY" type="z:Type100"/> 284 <attribute name="OSEDRPOU" type="z:Type12"/> 285 <attribute name="O_IDN" type="z:Type254"/> 286 <attribute name="OS_F" type="z:Type254"/> 287 <attribute name="OS_I" type="z:Type254"/> 288 <attribute name="OS_O" type="z:Type254"/> 289 <attribute name="CODEVAL" type="z:Type100"/> 290 <attribute name="AGRNUM" type="z:Type100"/> 291 <attribute name="DATESTART" type="dateTime"/> 292 <attribute name="STARTSUM" type="double"/> 293 <attribute name="VSERIA" type="z:Type10"/> 294 <attribute name="VNUM" type="z:Type50"/> 295 <attribute name="VDATE" type="dateTime"/> 296 <attribute name="VENDDATE" type="dateTime"/> 297 <attribute name="VSUM" type="double"/> 298 <attribute name="PAPSC" type="double"/> 299 <attribute name="NOMCPF" type="double"/> 300 <attribute name="ZNOMCPF" type="double"/> 301 <attribute name="DUKAZ" type="dateTime"/> 302 <attribute name="NOMUKAZ" type="z:Type50"/> 303 <attribute name="VSANCT" type="z:TypeSanktOpinion"/> 304 <attribute name="ZAHID" type="string"/> 305 <attribute name="DATZAHID" type="dateTime"/> 306 <attribute name="Z_PRYM" type="string"/> 307 </complexType> 308 </element> 309 </sequence> 310 </complexType> 311 </element> 312 </all> 313 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 314 <attribute name="D_NAME" type="string"/> 315 <attribute name="STD" type="dateTime"/> 316 <attribute name="FID" type="dateTime"/> 317 <attribute name="NREG" type="string"/> 318 <attribute name="TTYPE" type="string"/> 319 </complexType> 320 </element> 321 </schema> Додаток 2. Схема XSD «MonthTrds» щомісячних даних

39 № з/п Рядок схеми 1 <?xml version='1.0' encoding='windows-1251'?> 2 <schema 3 xmlns="http://www.w3.org/2001/XMLSchema" 4 xmlns:z="http://nssmc.gov.ua/Schem/MonthTrds" 5 targetNamespace="http://nssmc.gov.ua/Schem/MonthTrds" 6 elementFormDefault="qualified"> 7 <include schemaLocation="FinRep.xsd"/> 8 <simpleType name="EDRPOU"> 9 <restriction base="string"> 10 <maxLength value="12"/> 11 </restriction> 12 </simpleType> 13 <simpleType name="ISIN"> 14 <restriction base="string"> 15 <maxLength value="12"/> 16 </restriction> 17 </simpleType> 18 <simpleType name="Type100"> 19 <restriction base="string"> 20 <maxLength value="100"/> 21 </restriction> 22 </simpleType> 23 <simpleType name="Type12"> 24 <restriction base="string"> 25 <maxLength value="12"/> 26 </restriction> 27 </simpleType> 28 <simpleType name="Type254"> 29 <restriction base="string"> 30 <maxLength value="254"/> 31 </restriction> 32 </simpleType> 33 <simpleType name="Type50"> 34 <restriction base="string"> 35 <maxLength value="50"/> 36 </restriction> 37 </simpleType> 38 <simpleType name="Type200"> 39 <restriction base="string"> 40 <maxLength value="200"/> 41 </restriction> 42 </simpleType> 43 <simpleType name="Type10"> 44 <restriction base="string"> 45 <maxLength value="10"/> 46 </restriction> 47 </simpleType> 48 <simpleType name="Type19"> 49 <restriction base="string"> 50 <maxLength value="19"/> 51 </restriction> 52 </simpleType> 53 <simpleType name="money"> 54 <restriction base="decimal"> 55 <fractionDigits value="2"/> 56 </restriction> 57 </simpleType> 58 <simpleType name="TypeAuditOpinion"> 59 <restriction base="string"> 60 <enumeration value="01"/> 61 <enumeration value="02"/> 62 <enumeration value="03"/> 63 <enumeration value="04"/> 64 </restriction> 65 </simpleType>

40 66 <simpleType name="AgrCatCodeType"> 67 <restriction base="string"> 68 <pattern value="[0-9]{4}"/> 69 </restriction> 70 </simpleType> 71 <simpleType name="CountryCodeType"> 72 <restriction base="string"> 73 <pattern value="[0-9]{3}"/> 74 </restriction> 75 </simpleType> 76 <simpleType name="CFICodeType"> 77 <restriction base="string"> 78 <pattern value="[A-Z]{6}"/> 79 </restriction> 80 </simpleType> 81 <simpleType name="CyCodeType"> 82 <restriction base="string"> 83 <pattern value="[0-9]{3}"/> 84 </restriction> 85 </simpleType> 86 <simpleType name="BuySellType"> 87 <restriction base="string"> 88 <enumeration value="1"/> 89 <enumeration value="2"/> 90 </restriction> 91 </simpleType> 92 <simpleType name="Yes1No2Type"> 93 <restriction base="string"> 94 <enumeration value="1"/> 95 <enumeration value="2"/> 96 </restriction> 97 </simpleType> 98 <simpleType name="Not1Is2BankTraderType"> 99 <restriction base="string"> 100 <enumeration value="1"/> 101 <enumeration value="2"/> 102 </restriction> 103 </simpleType> 104 <element name="root"> 105 <complexType> 106 <all> 107 <element ref="z:Fin_sub"/> 108 <element name="DTSSuprovod"> 109 <complexType> 110 <sequence minOccurs="0" maxOccurs="unbounded"> 111 <element name="row" form="qualified"> 112 <complexType> 113 <attribute name="ISPDAT" type="dateTime"/> 114 <attribute name="VIPRAV" type="string"/> 115 <attribute name="TAG" type="string"/> 116 </complexType> 117 </element> 118 </sequence> 119 </complexType> 120 </element> 121 <element name="DTSCOMPANY"> 122 <complexType> 123 <all minOccurs="1" maxOccurs="1"> 124 <element name="row" form="qualified"> 125 <complexType> 126 <attribute name="PIBBUHG" type="string"/> 127 <attribute name="PIBKERIVNIKA" type="string"/> 128 <attribute name="OPF" type="z:Type10"/> 129 <attribute name="REGION" type="z:Type19"/> 130 <attribute name="SUBREGION" type="z:Type100"/> 131 <attribute name="INDEX" type="z:Type12"/> 132 <attribute name="TOWN" type="z:Type100"/> 133 <attribute name="STREET" type="z:Type200"/>

41 134 <attribute name="AP" type="z:Type50"/> 135 <attribute name="PHONE" type="z:Type50"/> 136 <attribute name="EMAIL" type="z:Type254"/> 137 <attribute name="WEB" type="z:Type254"/> 138 <attribute name="STCAPITAL" type="double"/> 139 <attribute name="BANKNAME" type="z:Type254"/> 140 <attribute name="ACCOUNT" type="z:Type50"/> 141 <attribute name="BANKMFO" type="z:Type50"/> 142 <attribute name="GLIADRNUM" type="z:Type254"/> 143 <attribute name="GLICDATEST" type="dateTime"/> 144 <attribute name="Z_PRYM" type="string"/> 145 </complexType> 146 </element> 147 </all> 148 </complexType> 149 </element> 150 <element name="DTSNMORG"> 151 <complexType> 152 <sequence minOccurs="0" maxOccurs="unbounded"> 153 <element name="row" form="qualified"> 154 <complexType> 155 <attribute name="DATEROZ" type="dateTime"/> 156 <attribute name="SUMZAB" type="double"/> 157 <attribute name="VLCAPITAL" type="double"/> 158 <attribute name="LC_3_01" type="double"/> 159 <attribute name="LC_3_02" type="double"/> 160 <attribute name="LC_3_03" type="double"/> 161 <attribute name="Z_PRYM" type="string"/> 162 </complexType> 163 </element> 164 </sequence> 165 </complexType> 166 </element> 167 <element name="DTSDPRUD"> 168 <complexType> 169 <choice> 170 <sequence minOccurs="0" maxOccurs="unbounded"> 171 <element name="row" form="qualified"> 172 <complexType> 173 <attribute name="DATEROZ" type="date" 174 use="required"/> 175 <attribute name="RRKMIN" type="z:money"/> 176 <attribute name="RZNARK" type="double"/> 177 <attribute name="RZNAKF" type="double"/> 178 <attribute name="RZKFL" type="double"/> 179 <attribute name="RZKAL" type="double"/> 180 <attribute name="CCRSK_NP" type="double"/> 181 <attribute name="CCRSK_BT" type="double"/> 182 <attribute name="Z_PRYM" type="string"/> 183 <attribute name="RRK" type="z:money"/> 184 <attribute name="RKFR" type="z:money"/> 185 <attribute name="RKSR" type="z:money"/> 186 <attribute name="FSSK" type="z:money"/> 187 <attribute name="RK" type="z:money"/> 188 <attribute name="DK" type="z:money"/> 189 <attribute name="NRPR" type="z:money"/> 190 <attribute name="PR_NP" type="z:money"/> 191 <attribute name="NPSK" type="z:money"/> 192 <attribute name="RMSK" type="z:money"/> 193 <attribute name="PRDZ" type="z:money"/> 194 <attribute name="DZD" type="z:money"/> 195 <attribute name="DZK" type="z:money"/> 196 <attribute name="NA_ZV" type="z:money"/> 197 <attribute name="NA_KV" type="z:money"/> 198 <attribute name="RPR" type="z:money"/> 199 <attribute name="NZB" type="z:money"/> 200 <attribute name="PR_NZ" type="z:money"/> 201 <attribute name="FIP15P" type="z:money"/>

42 202 <attribute name="FIF10" type="z:money"/> 203 <attribute name="BALCP" type="z:money"/> 204 <attribute name="BALCPSUS" type="z:money"/> 205 <attribute name="GUDVL" type="z:money"/> 206 <attribute name="VLOD" type="z:money"/> 207 <attribute name="VIDPAKT" type="z:money"/> 208 <attribute name="VMP" type="z:money"/> 209 <attribute name="VNRSK" type="z:money"/> 210 <attribute name="DCKP" type="z:money"/> 211 <attribute name="Z_PRYMRK" type="string"/> 212 <attribute name="REQCPCR" type="z:money"/> 213 <attribute name="REQCPOR" type="z:money"/> 214 <attribute name="ROZFO" type="z:money"/> 215 <attribute name="ROZVK" type="z:money"/> 216 <attribute name="HILAK" type="z:money"/> 217 <attribute name="GKG" type="z:money"/> 218 <attribute name="GKOP" type="z:money"/> 219 <attribute name="GKOPP" type="z:money"/> 220 <attribute name="FININVEST" type="z:money"/> 221 <attribute name="PZOB" type="z:money"/> 222 <attribute name="Z_PRYMKK" type="string"/> 223 <attribute name="AST1AM" type="z:money"/> 224 <attribute name="HILSEC" type="z:money"/> 225 <attribute name="AST2AM" type="z:money"/> 226 <attribute name="GKDP" type="z:money"/> 227 <attribute name="SERSEC" type="z:money"/> 228 <attribute name="FILSEC" type="z:money"/> 229 <attribute name="AST3AM" type="z:money"/> 230 <attribute name="NRLSEC" type="z:money"/> 231 <attribute name="SERBIL" type="z:money"/> 232 <attribute name="DZNK" type="z:money"/> 233 <attribute name="AST4AM" type="z:money"/> 234 <attribute name="GKNA" type="z:money"/> 235 <attribute name="SELVEN" type="z:money"/> 236 <attribute name="IC_NF" type="z:money"/> 237 <attribute name="ASETC" type="z:money"/> 238 <attribute name="AST5AM" type="z:money"/> 239 <attribute name="LQPSEC" type="z:money"/> 240 <attribute name="LQPENT" type="z:money"/> 241 <attribute name="Z_PRYMAR" type="string"/> 242 <attribute name="D_NET1DY" type="z:money"/> 243 <attribute name="D_NET2DY" type="z:money"/> 244 <attribute name="D_NET3DY" type="z:money"/> 245 <attribute name="D_NETAVG" type="z:money"/> 246 </complexType> 247 </element> 248 </sequence> 249 <element name="row_bank" form="qualified"> 250 <complexType> 251 <attribute name="IS_BANK" type="boolean" 252 use="required" fixed="true"/> 253 </complexType> 254 </element> 255 </choice> 256 </complexType> 257 <unique name="DPRUD-DATEROZ"> 258 <selector xpath="z:row"/> 259 <field xpath="@DATEROZ"/> 260 </unique> 261 </element> 262 <element name="DTSDPRUDCR"> 263 <complexType> 264 <choice> 265 <sequence minOccurs="0" maxOccurs="unbounded"> 266 <element name="row" form="qualified"> 267 <complexType> 268 <attribute name="DATEROZ" type="date" 269 use="required"/>

43 270 <attribute name="CPKIND" use="required" 271 type="z:Not1Is2BankTraderType"/> 272 <attribute name="CP_LENAME" type="z:Type254"/> 273 <attribute name="CP_LIDCODE" type="z:EDRPOU"/> 274 <attribute name="CP_FIDCODE" type="z:Type50"/> 275 <attribute name="CP_PLNAME" type="z:Type100"/> 276 <attribute name="CP_PFNAME" type="z:Type100"/> 277 <attribute name="CP_PPNAME" type="z:Type100"/> 278 <attribute name="CP_PIDCODE" type="z:Type10"/> 279 <attribute name="CPCTRY" type="z:Type10"/> 280 <attribute name="REGVAL" type="z:money"/> 281 <attribute name="CAPVAL" type="z:money"/> 282 <attribute name="SECVAL" type="z:money"/> 283 <attribute name="DBTVAL" type="z:money"/> 284 <attribute name="BNKVAL" type="z:money"/> 285 <attribute name="ASTVAL" type="z:money"/> 286 <attribute name="CCRSK" type="double"/> 287 <attribute name="Z_PRYM" type="string"/> 288 </complexType> 289 </element> 290 </sequence> 291 <element name="row_no_counterparties" form="qualified"> 292 <complexType> 293 <attribute name="IS_ABSENT" type="boolean" 294 use="required" fixed="true"/> 295 <attribute name="Z_PRYM" type="string" use="required"/> 296 </complexType> 297 </element> 298 <element name="row_bank" form="qualified"> 299 <complexType> 300 <attribute name="IS_BANK" type="boolean" 301 use="required" fixed="true"/> 302 </complexType> 303 </element> 304 </choice> 305 </complexType> 306 </element> 307 <element name="DTSGODREP"> 308 <complexType> 309 <sequence minOccurs="0" maxOccurs="unbounded"> 310 <element name="row" form="qualified"> 311 <complexType> 312 <attribute name="CODEVAL" type="z:Type10"/> 313 <attribute name="ST_TYPE" type="z:Type10"/> 314 <attribute name="MKTYPEA" type="z:Type10"/> 315 <attribute name="MKTYPEX" type="z:Type10"/> 316 <attribute name="GR_01" type="double"/> 317 <attribute name="GR_02" type="double"/> 318 <attribute name="GR_03" type="double"/> 319 <attribute name="GR_04" type="double"/> 320 <attribute name="GR_06" type="double"/> 321 <attribute name="GR_07" type="double"/> 322 <attribute name="GR_08" type="double"/> 323 <attribute name="GR_09" type="double"/> 324 <attribute name="GR_10" type="double"/> 325 <attribute name="GR_11" type="double"/> 326 <attribute name="GR_12" type="double"/> 327 <attribute name="GR_13" type="double"/> 328 <attribute name="GRAPC" type="double"/> 329 <attribute name="GRAAM" type="double"/> 330 <attribute name="GRXPC" type="double"/> 331 <attribute name="GRXAM" type="double"/> 332 <attribute name="Z_PRYM" type="string"/> 333 </complexType> 334 </element> 335 </sequence> 336 </complexType> 337 </element>

44 338 <element name="DTSFININSTR"> 339 <complexType> 340 <sequence minOccurs="0" maxOccurs="unbounded"> 341 <element name="row" form="qualified"> 342 <complexType> 343 <attribute name="ISIN" type="z:ISIN"/> 344 <attribute name="FININSTR" type="z:Type10"/> 345 <attribute name="VSERIA" type="z:Type10"/> 346 <attribute name="VNUM" type="z:Type50"/> 347 <attribute name="VSUM" type="double"/> 348 <attribute name="VBORGCH" type="double"/> 349 <attribute name="VPREM" type="double"/> 350 <attribute name="CODEVAL" type="z:Type10"/> 351 <attribute name="EMMITTYPE" type="z:Type10"/> 352 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 353 <attribute name="EMKODNEREZ" type="z:Type50"/> 354 <attribute name="EM_IDN" type="z:Type50"/> 355 <attribute name="EMMITNAME" type="string"/> 356 <attribute name="EMCOUNTRY" type="z:Type10"/> 357 <attribute name="EMEDRISI" type="z:Type10"/> 358 <attribute name="PAPERCOUNT" type="double"/> 359 <attribute name="BALCPF" type="z:money"/> 360 <attribute name="FAIRCPF" type="z:money"/> 361 <attribute name="Z_PRYM" type="string"/> 362 </complexType> 363 </element> 364 </sequence> 365 </complexType> 366 </element> 367 <element name="DTSCPAPERS"> 368 <complexType> 369 <sequence minOccurs="0" maxOccurs="unbounded"> 370 <element name="row" form="qualified"> 371 <complexType> 372 <attribute name="OBJECT" type="z:Type10"/> 373 <attribute name="FININSTR" type="z:Type10"/> 374 <attribute name="ISIN" type="z:ISIN"/> 375 <attribute name="VSERIA" type="z:Type10"/> 376 <attribute name="VNUM" type="z:Type50"/> 377 <attribute name="EMMITTYPE" type="z:Type10"/> 378 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 379 <attribute name="EM_IDN" type="z:Type50"/> 380 <attribute name="EMMITNAME" type="string"/> 381 <attribute name="EMCOUNTRY" type="z:Type10"/> 382 <attribute name="EMEDRISI" type="z:Type10"/> 383 <attribute name="PAPERCOUNT" type="double"/> 384 <attribute name="MONEY" type="double"/> 385 <attribute name="CODEVAL" type="z:Type10"/> 386 <attribute name="Z_PRYM" type="string"/> 387 </complexType> 388 </element> 389 </sequence> 390 </complexType> 391 </element> 392 <element name="DTSAGROPEN"> 393 <complexType> 394 <sequence minOccurs="0" maxOccurs="unbounded"> 395 <element name="row" form="qualified"> 396 <complexType> 397 <attribute name="AGRCAT" type="z:Type10"/> 398 <attribute name="DATESTART" type="dateTime"/> 399 <attribute name="DATEFIN" type="dateTime"/> 400 <attribute name="AGRNUM" type="z:Type100"/> 401 <attribute name="OPERPART" type="z:Type10"/> 402 <attribute name="CONTRTYPE" type="z:Type10"/> 403 <attribute name="CONTRACT" type="z:Type10"/> 404 <attribute name="CONTRACTTCP" type="z:Type10"/> 405 <attribute name="OSEDRPOU" type="z:EDRPOU"/>

45 406 <attribute name="OSNAME" type="string"/> 407 <attribute name="OKODNEREZ" type="z:Type50"/> 408 <attribute name="OSEDRISI" type="z:Type50"/> 409 <attribute name="PIRNAME" type="string"/> 410 <attribute name="OS_F" type="z:Type254"/> 411 <attribute name="OS_I" type="z:Type254"/> 412 <attribute name="OS_O" type="z:Type254"/> 413 <attribute name="O_IDN" type="z:Type254"/> 414 <attribute name="OCOUNTRY" type="z:Type10"/> 415 <attribute name="ACTTCP" type="z:Type10"/> 416 <attribute name="FININSTR" type="z:Type10"/> 417 <attribute name="ISINORCFI" type="z:Type254"/> 418 <attribute name="BILLSERIYA" type="z:Type10"/> 419 <attribute name="BILLNUMBER" type="z:Type50"/> 420 <attribute name="BILLDATE" type="dateTime"/> 421 <attribute name="BILLENDDATE" type="dateTime"/> 422 <attribute name="MARKETTYPE" type="z:Type10"/> 423 <attribute name="MARKETTYPEOPER" type="z:Type10"/> 424 <attribute name="BILLSUM" type="double"/> 425 <attribute name="IPSERTBORG" type="double"/> 426 <attribute name="OPCSERTPREMIYA" type="double"/> 427 <attribute name="CURRENCYTYPE" type="z:Type10"/> 428 <attribute name="MARKETTYPE2" type="z:Type10"/> 429 <attribute name="EMIT" type="z:Type254"/> 430 <attribute name="EMITSIGN" type="z:Type10"/> 431 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 432 <attribute name="EM_IDN" type="z:Type50"/> 433 <attribute name="EMMITNAME" type="string"/> 434 <attribute name="EMEDRISI" type="z:Type10"/> 435 <attribute name="EMKODNEREZ" type="z:Type50"/> 436 <attribute name="EMCOUNTRY" type="z:Type10"/> 437 <attribute name="PAPSC" type="double"/> 438 <attribute name="XATYPE" type="z:Type10"/> 439 <attribute name="XAACTTCP" type="z:Type10"/> 440 <attribute name="XAEDRPOU" type="z:EDRPOU"/> 441 <attribute name="XANAME" type="string"/> 442 <attribute name="XAKODNEREZ" type="z:Type50"/> 443 <attribute name="XAEDRISI" type="z:Type50"/> 444 <attribute name="XAPINAME" type="string"/> 445 <attribute name="XA_IDN" type="z:Type254"/> 446 <attribute name="XA_F" type="z:Type254"/> 447 <attribute name="XA_I" type="z:Type254"/> 448 <attribute name="XA_O" type="z:Type254"/> 449 <attribute name="XACOUNTRY" type="z:Type10"/> 450 <attribute name="STARTSUM" type="double"/> 451 <attribute name="CODEVAL" type="z:Type10"/> 452 <attribute name="FAVOURTAPE" type="z:Type10"/> 453 <attribute name="CALCTYPE" type="z:Type10"/> 454 <attribute name="MARKETUGOD" type="z:Type10"/> 455 <attribute name="Z_PRYM" type="string"/> 456 </complexType> 457 </element> 458 </sequence> 459 </complexType> 460 </element> 461 <element name="DTSAGRFRN"> 462 <complexType> 463 <sequence minOccurs="0" maxOccurs="unbounded"> 464 <element name="row" form="qualified"> 465 <complexType> 466 <attribute name="AGRCAT" type="z:AgrCatCodeType" use="required"/> 467 <attribute name="T_IDN" type="z:Type50" use="required"/> 468 <attribute name="TNAME" type="z:Type254" use="required"/> 469 <attribute name="FNAME" type="z:Type254" use="required"/> 470 <attribute name="F_IDN" type="z:Type50" use="required"/> 471 <attribute name="FCOUNTRY" type="z:CountryCodeType" use="required"/> 472 <attribute name="EMMITNAME" type="z:Type254" use="required"/>

46 473 <attribute name="ISIN" type="z:ISIN"/> 474 <attribute name="CFI" type="z:CFICodeType"/> 475 <attribute name="PAPFC" type="double" use="required"/> 476 <attribute name="FINISHSUM" type="z:money" use="required"/> 477 <attribute name="CODEVALF" type="z:CyCodeType" use="required"/> 478 <attribute name="FAVOURTAPE" type="z:BuySellType" use="required"/> 479 <attribute name="CALCTYPE" type="z:Yes1No2Type" use="required"/> 480 <attribute name="Z_PRYM" type="string"/> 481 </complexType> 482 </element> 483 </sequence> 484 </complexType> 485 </element> 486 <element name="DTSAUDIT"> 487 <complexType> 488 <all minOccurs="0" maxOccurs="1"> 489 <element name="row" form="qualified"> 490 <complexType> 491 <attribute name="AUD_EDRP" type="z:EDRPOU"/> 492 <attribute name="AUD_PIB" type="string"/> 493 <attribute name="AUD_ADDR" type="string"/> 494 <attribute name="CHMB_RGNN" type="z:Type50"/> 495 <attribute name="CHMB_RGTYPE" type="z:Type50"/> 496 <attribute name="AUD_REPFID" type="date"/> 497 <attribute name="AUD_REPSTD" type="date"/> 498 <attribute name="AUD_BEG" type="date"/> 499 <attribute name="AUD_END" type="date"/> 500 <attribute name="AUD_DATE" type="date"/> 501 <attribute name="AUD_OPIN" type="z:TypeAuditOpinion"/> 502 <attribute name="AUD_EXPL" type="string"/> 503 <attribute name="AUD_SVCNM" type="z:Type50"/> 504 <attribute name="AUD_SVCDT" type="date"/> 505 <attribute name="AUD_FEE" type="z:money"/> 506 </complexType> 507 </element> 508 </all> 509 </complexType> 510 </element> 511 <element name="DTSPOSL"> 512 <complexType> 513 <sequence minOccurs="0" maxOccurs="unbounded"> 514 <element name="row" form="qualified"> 515 <complexType> 516 <attribute name="POSLTAPE" type="z:Yes1No2Type" use="required"/> 517 <attribute name="DATESTART" type="dateTime" use="required"/> 518 <attribute name="FINISHDATE" type="dateTime"/> 519 <attribute name="FACTDATE" type="dateTime"/> 520 <attribute name="REJECTDATE" type="z:Type50"/> 521 <attribute name="AGRNUM" type="z:Type100" use="required"/> 522 <attribute name="KLIENTTYPE" type="z:Type100"/> 523 <attribute name="CATTYPE" type="z:Yes1No2Type" use="required"/> 524 <attribute name="TEDRPOU" type="z:Type12"/> 525 <attribute name="TNAME" type="z:Type254"/> 526 <attribute name="TKODNEREZ" type="z:Type50"/> 527 <attribute name="TEDRISI" type="z:Type50"/> 528 <attribute name="T_PIFNAME" type="z:Type254"/> 529 <attribute name="T_NPFNAME" type="z:Type254"/> 530 <attribute name="T_F" type="z:Type254"/> 531 <attribute name="T_I" type="z:Type254"/> 532 <attribute name="T_O" type="z:Type254"/> 533 <attribute name="T_IDN" type="z:Type50"/> 534 <attribute name="TCOUNTRY" type="z:Type100"/> 535 <attribute name="CTYPE" type="z:Type100"/> 536 <attribute name="CDODTYPE" type="z:Type100"/>

47 537 <attribute name="STARTSUM" type="double"/> 538 <attribute name="CODEVALC" type="z:Type100"/> 539 <attribute name="KOMIS" type="double"/> 540 <attribute name="KOMISCODEVAL" type="z:Type100"/> 541 <attribute name="FACTKOMIS" type="double"/> 542 <attribute name="RECOMEND" type="string"/> 543 <attribute name="OPYS" type="string"/> 544 <attribute name="Z_PRYM" type="string"/> 545 </complexType> 546 </element> 547 </sequence> 548 </complexType> 549 </element> 550 </all> 551 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 552 <attribute name="D_NAME" type="string"/> 553 <attribute name="STD" type="dateTime"/> 554 <attribute name="FID" type="dateTime"/> 555 <attribute name="NREG" type="string"/> 556 <attribute name="TTYPE" type="string"/> 557 </complexType> 558 </element> 559 </schema>

48 Додаток 3. Схема XSD «QwartTrds» щоквартальних даних № зп Рядок схеми

  1. <?xml version='1.0' encoding='windows-1251'?>
  2. <schema
  3. xmlns="http://www.w3.org/2001/XMLSchema"
  4. xmlns:z="http://nssmc.gov.ua/Schem/QwartTrds"
  5. targetNamespace="http://nssmc.gov.ua/Schem/QwartTrds"
  6. elementFormDefault="qualified">
  7. <include schemaLocation="FinRep.xsd"/>
  8. <simpleType name="EDRPOU">
  9. <restriction base="string">
  10. <maxLength value="12"/>
  11. </restriction>
  12. </simpleType>
  13. <simpleType name="money">
  14. <restriction base="decimal">
  15. <fractionDigits value="2"/>
  16. </restriction>
  17. </simpleType>
  18. <simpleType name="Not1Is2BankTraderType">
  19. <restriction base="string">
  20. <enumeration value="1"/>
  21. <enumeration value="2"/>
  22. </restriction>
  23. </simpleType>
  24. <element name="root">
  25. <complexType>
  26. <all>
  27. <element ref="z:Fin_sub"/>
  28. <element name="DTSSuprovod">
  29. <complexType>
  30. <sequence minOccurs="0" maxOccurs="unbounded">
  31. <element name="row" form="qualified">
  32. <complexType>
  33. <attribute name="ISPDAT" type="dateTime"/>
  34. <attribute name="VIPRAV" type="string"/>
  35. <attribute name="TAG" type="string"/>
  36. </complexType>
  37. </element>
  38. </sequence>
  39. </complexType>
  40. </element>
  41. <element name="DTSASSETS">
  42. <complexType>
  43. <all minOccurs="0" maxOccurs="1">
  44. <element name="row" form="qualified">
  45. <complexType>
  46. <attribute name="TRCASH" type="z:money"/>
  47. <attribute name="CLBMONEY" type="z:money"/>
  48. <attribute name="CLBLMONEY" type="z:money"/>
  49. <attribute name="TRBMONEY" type="z:money"/>
  50. <attribute name="TRBLMONEY" type="z:money"/>
  51. <attribute name="BANKDEP" type="z:money"/>
  52. <attribute name="BANKDEP_T" type="z:money"/>
  53. <attribute name="SBANKDEP" type="z:money"/>
  54. <attribute name="SLBANKDEP" type="z:money"/>
  55. <attribute name="SBANKDEP_T" type="z:money"/>
  56. <attribute name="DEP_INC" type="z:money"/>
  57. <attribute name="DEP_INC_T" type="z:money"/>
  58. <attribute name="DEPS_INC" type="z:money"/>
  59. <attribute name="DEPS_INC_T" type="z:money"/>
  60. <attribute name="INV_GOV" type="z:money"/>
  61. <attribute name="INC_GOV" type="z:money"/>
  62. <attribute name="VECS_U" type="z:money"/>
  63. <attribute name="VECS_F" type="z:money"/>

49 64. <attribute name="FI_PART" type="z:money"/> 65. <attribute name="FI_FAIRR" type="z:money"/> 66. <attribute name="FI_FAIRINC" type="z:money"/> 67. <attribute name="FI_AMORT" type="z:money"/> 68. <attribute name="DEB_STR" type="z:money"/> 69. <attribute name="DEB_PL" type="z:money"/> 70. <attribute name="DEB_OTHC" type="z:money"/> 71. <attribute name="DEB_OTHL" type="z:money"/> 72. <attribute name="INT_ASSETS" type="z:money"/> 73. <attribute name="NFCI_NA" type="z:money"/> 74. <attribute name="OTH_NFCI" type="z:money"/> 75. <attribute name="FIX_ASSETS" type="z:money"/> 76. <attribute name="INV_RE" type="z:money"/> 77. <attribute name="F_TAX_ASSET" type="z:money"/> 78. <attribute name="GOODWILL" type="z:money"/> 79. <attribute name="F_COSTS" type="z:money"/> 80. <attribute name="OTH_OASSETS" type="z:money"/> 81. <attribute name="OTH_NASSETS" type="z:money"/> 82. <attribute name="SELNASSET" type="z:money"/> 83. <attribute name="ASSETSSUM" type="z:money"/> 84. </complexType> 85. </element> 86. </all> 87. </complexType> 88. </element> 89. <element name="DTSDEBT"> 90. <complexType> 91. <all minOccurs="0" maxOccurs="1"> 92. <element name="row" form="qualified"> 93. <complexType> 94. <attribute name="LB_CREDIT" type="z:money"/> 95. <attribute name="CURLB_CREDIT" type="z:money"/> 96. <attribute name="CURB_CREDIT" type="z:money"/> 97. <attribute name="LCL_DEBT" type="z:money"/> 98. <attribute name="CURCL_DEBT_F" type="z:money"/> 99. <attribute name="CURCL_DEBT_A" type="z:money"/> 100. <attribute name="OTH_L_DEBT" type="z:money"/> 101. <attribute name="OTH_C_DEBT_F" type="z:money"/> 102. <attribute name="OTH_C_DEBT_A" type="z:money"/> 103. <attribute name="F_TAX_DUTY" type="z:money"/> 104. <attribute name="SECUREMENT" type="z:money"/> 105. <attribute name="F_INCOM" type="z:money"/> 106. <attribute name="OTH_DEBT" type="z:money"/> 107. <attribute name="OBLIG_SELLNA" type="z:money"/> 108. <attribute name="SUM_DEBT" type="z:money"/> 109. </complexType> 110. </element> 111. </all> 112. </complexType> 113. </element> 114. <element name="DTSNWORTH"> 115. <complexType> 116. <all minOccurs="0" maxOccurs="1"> 117. <element name="row" form="qualified"> 118. <complexType> 119. <attribute name="REG_SHCAP" type="z:money"/> 120. <attribute name="DEPTO_SHCAP" type="z:money"/> 121. <attribute name="CAPREF_RNA" type="z:money"/> 122. <attribute name="CAPREF_MNA" type="z:money"/> 123. <attribute name="CAPREF_RFI" type="z:money"/> 124. <attribute name="CAPREF_MFI" type="z:money"/> 125. <attribute name="ADDCAP_EMINC" type="z:money"/> 126. <attribute name="ADDCAP_DEP" type="z:money"/> 127. <attribute name="ADDCAP_CURR" type="z:money"/> 128. <attribute name="ADDCAP_OTH" type="z:money"/> 129. <attribute name="REZCAP" type="z:money"/> 130. <attribute name="INCOME_NR" type="z:money"/> 131. <attribute name="LOSS_NP" type="z:money"/>

50

  1. <attribute name="CAP_NPAID" type="z:money"/>
  2. <attribute name="EXCL_CAP" type="z:money"/>
  3. <attribute name="CAP_SUM" type="z:money"/>
  4. </complexType>
  5. </element>
  6. </all>
  7. </complexType>
  8. </element>
  9. <element name="DTSFINREZ">
  10. <complexType>
  11. <all minOccurs="0" maxOccurs="1">
  12. <element name="row" form="qualified">
  13. <complexType>
  14. <attribute name="NETINCFPROD" type="z:money"/>
  15. <attribute name="COSTOFSALES" type="z:money"/>
  16. <attribute name="OTHOPERINC" type="z:money"/>
  17. <attribute name="CHNGFIINC" type="z:money"/>
  18. <attribute name="CHNGNAINC" type="z:money"/>
  19. <attribute name="ADMCOST" type="z:money"/>
  20. <attribute name="SELLEXPENS" type="z:money"/>
  21. <attribute name="OTHOPEREXP" type="z:money"/>
  22. <attribute name="CHNGFICOST" type="z:money"/>
  23. <attribute name="CHNGNACOST" type="z:money"/>
  24. <attribute name="PART_INCOME" type="z:money"/>
  25. <attribute name="FIN_INCOME" type="z:money"/>
  26. <attribute name="OTH_INCOME" type="z:money"/>
  27. <attribute name="FIN_COST" type="z:money"/>
  28. <attribute name="PART_COST" type="z:money"/>
  29. <attribute name="OTH_COST" type="z:money"/>
  30. <attribute name="TXPROF_COST" type="z:money"/>
  31. <attribute name="TXPROF_INC" type="z:money"/>
  32. <attribute name="TXSTOP_COST" type="z:money"/>
  33. <attribute name="TXSTOP_INC" type="z:money"/>
  34. <attribute name="PUREFINREZ" type="z:money"/>
  35. <attribute name="OTHSUMINC" type="z:money"/>
  36. </complexType>
  37. </element>
  38. </all>
  39. </complexType>
  40. </element>
  41. </all>
  42. <attribute name="D_EDRPOU" type="z:EDRPOU"/>
  43. <attribute name="D_NAME" type="string"/>
  44. <attribute name="STD" type="dateTime"/>
  45. <attribute name="FID" type="dateTime"/>
  46. <attribute name="NREG" type="string"/>
  47. <attribute name="TTYPE" type="string"/>
  48. </complexType>
  49. </element>
  50. </schema>

More like this from NSSMC

NSSMC published 5 documents in the last 30 days. We email you each new one the day it's published.

Topics
disclosure
securities
Share