Regulatory Alerts2017-04-27
Added · Updated
OTC Derivative Transactions – Phase 2 Reporting
The Hong Kong Monetary Authority issued this circular to implement Phase 2 reporting requirements for over-the-counter derivative transactions for all authorized institutions. The directive mandates compliance with specific data reporting standards as outlined in the associated Supervisory Policy Manual CR-G-14 regarding margin and risk mitigation. This update supersedes previous interim reporting regimes to align with the new regulatory framework effective from the specified issue date.
CIR
Current
Issue Date:
27 Apr 2017
20170427-2-EN.pdf (103.4 KB)
Topic:
OTC Derivatives - Reporting
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
27 Jan 2017
Enclosure - Letter on training and testing dated 27 Jan 2017
CIR
Archive
27 Jan 2017
Supervisory Policy Manual (SPM): CR-G-14 “Margin and risk mitigation standards for non-centrally cleared OTC derivatives”
Annex
Current
27 Jan 2017
Enclosure - Letter on training and testing dated 27 Jan 2017
CIR
Archive
27 Jan 2017
Supervisory Policy Manual (SPM): CR-G-14 “Margin and risk mitigation standards for non-centrally cleared OTC derivatives”
Version History
Superseded Document
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