Regulatory Alerts2014-12-08
Added · Updated
Practices Expected of Authorized Institutions in Selling Non-Linked Long Term Insurance Products
The Hong Kong Monetary Authority issued this circular to outline the practices expected of Authorized Institutions when selling Non-Linked Long Term Insurance products. The document establishes regulatory standards to ensure that institutions adhere to appropriate conduct and operational procedures during the sales process. It serves as a guideline for maintaining market integrity and protecting consumers in the wealth management sector.
CIR
Current
Issue Date:
08 Dec 2014
20141208-2-EN.pdf (116.1 KB)
Topic:
Wealth Management & MPF - Insurance products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
08 Dec 2014
Annex - Practices expected of AIs in selling of NLTI products
Annex
Current
08 Dec 2014
Annex - Practices expected of AIs in selling of NLTI products
Cross referenced Document
Version History
Superseded Document
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