Regulatory Alerts2021-08-13 | 2021-17019Added
Procedures for the Commission's Use of Certain Authorities Under Rule 21F-3(b)(3) and Rule 21F-6 of the Securities Exchange Act of 1934
The Securities and Exchange Commission issued this policy statement to clarify interim procedures for addressing issues under Exchange Act Rules 21F-3(b)(3) and 21F-6 while potential amendments are under consideration. The Commission directs staff to utilize exemptive authority under Section 36(a) or hold claims in abeyance to prevent whistleblowers from being disadvantaged by rule components that may be revised. These procedures remain in effect until withdrawn by the Commission to ensure the timely processing of award claims during the review period.
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