Regulatory Alerts2022-10-27
Added · Updated
Regtech Adoption Practice Guide Eighth Issue
The Hong Kong Monetary Authority issued the Eighth Issue of the Regtech Adoption Practice Guide to provide updated guidance for Authorized Institutions on implementing regulatory technology. The document outlines expected practices and standards to help financial institutions enhance their operational efficiency and compliance capabilities through technology adoption. It serves as a reference for AIs managing fintech initiatives across wealth management, insurance, and investment product sectors.
CIR
Current
Issue Date:
27 Oct 2022
20221027-2-EN.pdf (5.1 MB)
Topic:
Fintech - Regtech
Wealth Management & MPF - Insurance products
Wealth Management & MPF - MPF products
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
All Authorized Institutions
You may also be interested in
CIR
Current
08 Dec 2014
Selling of Non-Linked Long Term Insurance (“NLTI”) Products
Annex: Practices expected of AIs in selling of NLTI products
CIR
Current
14 Mar 2011
Enhanced Regulatory Requirements on Selling of Investment-Linked Assurance Scheme (ILAS) Products
Annex: Control Measures for Selling of ILAS Products
CIR
Current
20 Oct 2020
Life Insurance Policy Replacement
Annex: Practices of AIs and Expected Standards on Life Insurance Policy Replacement