2021-11-26

Added · Updated

Regtech Adoption Practice Guide Fourth Issue

The Hong Kong Monetary Authority issued the fourth issue of the Regtech Adoption Practice Guide to provide updated guidance on regulatory technology implementation. This circular targets all authorized institutions and outlines practical measures for adopting regtech solutions to enhance operational efficiency and compliance. The document serves as a reference for financial institutions seeking to align their technological advancements with supervisory expectations.

Hong Kong Monetary Authority logo

Hong Kong

Hong Kong Monetary Authority

Click to view thumbnail

CIR

Current

Issue Date:

26 Nov 2021

20211126-2-EN.pdf (4.8 MB)

Topic:

Fintech - Regtech

Keyword:

Group:

All Authorized Institutions

Directly related Document

Cross referenced Document

Version History

Superseded Document

Directly related Document

CIR

Current

26 Nov 2021

Regtech Adoption Practice Guide

SPM-NGL

Current

13 Apr 2026

IC-5 Stress-testing

SPM-NGL

Current

23 Dec 2022

SA-1 Risk-based Supervisory Approach

CIR

Current

17 Jun 2021

Seventh and Final Issue of Regtech Watch

Enclosure: Regtech Watch Issue No.7

CIR

Current

16 Nov 2020

New Return of Consolidated Accounts and revised submission deadlines for selected returns

SPM-NGL

Current

24 Jun 2003

TM-G-1 General principles for technology risk management

SPM-NGL

Current

28 Dec 2001

SA-2 Outsourcing

CIR

Current

26 Nov 2021

Regtech Adoption Practice Guide

SPM-NGL

Current

13 Apr 2026

IC-5 Stress-testing

SPM-NGL

Current

23 Dec 2022

SA-1 Risk-based Supervisory Approach

CIR

Current

17 Jun 2021

Seventh and Final Issue of Regtech Watch

Enclosure: Regtech Watch Issue No.7

CIR

Current

16 Nov 2020

New Return of Consolidated Accounts and revised submission deadlines for selected returns

SPM-NGL

Current

24 Jun 2003

TM-G-1 General principles for technology risk management

SPM-NGL

Current

28 Dec 2001

SA-2 Outsourcing

Version History

Superseded Document

You may also be interested in

CIR

Current

27 Sep 2021

Regtech Adoption Practice Guide

Enclosure: Third Issue of Regtech Adoption Practice Guide

CIR

Current

28 Apr 2022

Regtech Adoption Practice Guide

Enclosure: Sixth Issue of Regtech Adoption Practice Guide

CIR

Current

25 Jan 2022

Regtech Adoption Practice Guide

Enclosure: Fifth Issue of Regtech Adoption Practice Guide