Regulatory Alerts2015-03-19 | 2015-03125Added
Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information
The Securities and Exchange Commission proposes amendments to Regulation SBSR to assign reporting duties for cleared security-based swaps to registered platforms and clearing agencies. The proposal also prohibits registered security-based swap data repositories from charging fees or imposing usage restrictions on publicly disseminated transaction data. Additionally, the Commission provides guidance on reporting allocations in prime brokerage transactions and establishes a new compliance schedule for existing Regulation SBSR provisions.
Topics
Share