Regulatory Alerts2010-05-03
Added · Updated
Regulations on the Establishment and Operation of Investment Funds and Private Equity Funds
The China Securities Regulatory Commission promulgated these Regulations, which come into force on the date of promulgation and are subject to its interpretation. The document defines investment funds and private equity funds and mandates that their establishment and operation comply with the Securities Investment Fund Law and specific CSRC provisions. These provisions cover fund filing, information disclosure, investor suitability, custody, valuation, investment scope, manager qualifications, marketing, liquidation, supervision, and risk prevention.
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