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2016-05-30 | DOF 5439234

Added 2026-09-01

Resolution issuing the official format for reporting relevant, unusual, and internally concerning operations for unregulated multiple-object financial societies and investment advisors

The resolution establishes the official electronic layout and filling instructions for reporting relevant, unusual, and internally concerning operations for unregulated multiple-object financial societies and investment advisors. It mandates the transmission of these reports via the National Banking and Securities Commission, specifying technical validation rules, field definitions, and catalog codes. The document repeals the previous 2012 resolution and sets the effective date for compliance immediately following its publication in the Official Gazette.

Mexico

Secretaria de Hacienda y Credito Publico

DOF: 30/05/2016

RESOLUTION issuing the official format for the reporting of relevant, unusual, and internally concerning operations contemplated in the general provisions referred to in Article 115 of the Credit Institutions Law in relation to Article 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and Article 95 Bis of the latter legislation, applicable to multiple-object financial societies, with respect to unregulated multiple-object financial societies, and for the reporting of unusual and internally concerning operations contemplated in the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, as well as the instructions for its completion.

At the margin, a seal with the National Coat of Arms, which reads: United Mexican States.- Ministry of Finance and Public Credit.

RESOLUTION ISSUING THE OFFICIAL FORMAT FOR THE REPORTING OF RELEVANT, UNUSUAL, AND INTERNALLY CONCERNING OPERATIONS CONTEMPLATED IN THE GENERAL PROVISIONS REFERRED TO IN ARTICLES 115 OF THE CREDIT INSTITUTIONS LAW IN RELATION TO 87-D OF THE GENERAL LAW OF CREDIT INSTITUTIONS AUXILIARY ORGANIZATIONS AND ACTIVITIES AND 95 BIS OF THIS LATTER LEGISLATION, APPLICABLE TO MULTIPLE-OBJECT FINANCIAL SOCIETIES, WITH RESPECT TO UNREGULATED MULTIPLE-OBJECT FINANCIAL SOCIETIES AND FOR THE REPORTING OF UNUSUAL AND INTERNALLY CONCERNING OPERATIONS CONTEMPLATED IN THE GENERAL PROVISIONS REFERRED TO IN ARTICLE 226 BIS OF THE SECURITIES MARKET LAW, APPLICABLE TO INVESTMENT ADVISORS, AS WELL AS THE INSTRUCTIONS FOR ITS COMPLETION.

ALBERTO BAZBAZ SACAL, Head of the Financial Intelligence Unit of the Ministry of Finance and Public Credit, pursuant to the provisions of Articles 95 Bis of the General Law of Credit Institutions Auxiliary Organizations and Activities and 226 Bis of the Securities Market Law; 28th, 29th, and 34th of the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, and 20th and 24th of the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, in exercise of the powers conferred upon me by Article 15, fraction IV, of the Internal Regulations of the Ministry of Finance and Public Credit; and

CONSIDERING

That on March 17, 2011, the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, were published in the Official Gazette of the Federation, which were last modified on December 31, 2014, the same date on which the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, were published in that official dissemination organ, and which were reformed by publication on December 29, 2015, in the aforementioned official medium, by virtue of which the harmonization of standards applicable to different entities and financial activities in Mexico continued, in matters of prevention, detection, and reporting of operations possibly related to crimes involving proceeds of illicit resources or terrorism financing;

That in accordance with the aforementioned General Provisions, the Ministry of Finance and Public Credit must issue the official format, as well as establish the terms and specifications so that the obligated subjects referred to in said Provisions remit to this Department, through the National Banking and Securities Commission, their reports of Relevant, Unusual, and Internally Concerning Operations, as appropriate;

That on May 31, 2012, the Resolution issuing the official format for the reporting of relevant, unusual, and internally concerning operations contemplated in the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, as well as the instructions for its completion, with respect to unregulated multiple-object financial societies, was published in the Official Gazette of the Federation;

That in accordance with Article 15, fraction IV, of the Internal Regulations of the Ministry of Finance and Public Credit, the Financial Intelligence Unit is an Administrative Unit of this Department authorized to determine and issue, in coordination with the competent decentralized organs of the Ministry of Finance and Public Credit, the official forms for the presentation of reports on the acts, operations, and services that the entities obliged to do so carry out with their clients and users, relating to the establishment of measures and procedures to prevent and detect acts, omissions, or operations that could favor, provide help, assistance, or cooperation of any kind for the commission of crimes of terrorism financing or operations with proceeds of illicit resources;

That it is convenient to continue with the automation of the corresponding information, in order to allow the obligated subjects to generate it in a sufficient, complete, and timely manner, as well as to achieve greater efficiency in its sending and reception, through the issuance of formats, whose technical characteristics will facilitate the delivery of the information, as well as its analysis by the competent authorities, which will contribute to the prevention and detection of operations that could be located in any of the scenarios provided for in Articles 139 Quater or 400 Bis of the Federal Penal Code, and

That after hearing the opinion of the National Banking and Securities Commission, formulated through letter number 221/DGPORPIA-171642/2016 dated April 6, 2016, I have deemed it appropriate to issue the following:

SINGLE ARTICLE.- The official format for the reporting of Relevant, Unusual, and Internally Concerning Operations contemplated in the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, with respect to unregulated multiple-object financial societies, and for the reporting of unusual and internally concerning operations contemplated in the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, as well as the instructions for its completion, are hereby issued.

Article 1.- This Resolution aims to establish the official format provided for in Articles 28th, 29th, and 34th of the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, with respect to unregulated multiple-object financial societies, and Articles 20th and 24th of the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, as well as the instructions for its completion.

For the purposes of this Resolution, as well as its Annexes, the definitions established in Article 2 of the Provisions referred to in the preceding paragraph shall apply, in addition to the following, which may be used in singular or plural:

I. Provisions, to the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, published in the Official Gazette of the Federation on March 17, 2011, and last modified by resolution published in that same official dissemination organ on December 31, 2014, and to the General Provisions referred to in Article 226 Bis of the Securities Market Law, applicable to investment advisors, published in the Official Gazette of the Federation on December 31, 2014, and reformed by resolution published on December 29, 2015, in the aforementioned dissemination medium.

II. Layout, to the electronic format referred to in Article 2 of this Resolution, and

III. Unit, to the Financial Intelligence Unit of the Ministry.

Article 2.- Unregulated multiple-object financial societies and investment advisors referred to in the Provisions shall remit to the Unit, through the Commission, the reports of Relevant, Unusual, and Internally Concerning Operations provided for therein, as appropriate, using for such effect the Layout and its filling instructions attached to this Resolution as Annexes 1 and 2, respectively.

The aforementioned information shall be presented in the terms and periodicity established in the Provisions.

Article 3.- Unregulated multiple-object financial societies and investment advisors referred to in the Provisions shall present the reports referred to in the previous article, by transmitting them electronically to the Commission. Such information shall be sent only once and will be received assuming it meets all required characteristics, in which case it cannot be modified, with the transmission system generating an electronic receipt stating the name of the unregulated multiple-object financial society or trade name, name of the investment advisor, folio number, type of report, reporting period, date and time of receipt, as well as the total number of records received.

Unregulated multiple-object financial societies and investment advisors shall be responsible for the sending of the financial information in question, as well as ensuring that it meets the quality and characteristics required.

Article 4.- Unregulated multiple-object financial societies in which no Relevant Operations have been carried out during the corresponding period shall send the respective report, capturing only the information corresponding to columns 1 "Type of Report", 2 "Reporting Period", 4 "Supervisory Body", and 5 "Obligated Subject Key", using for such effect the Layout and its filling instructions attached to this Resolution as Annexes 1 and 2.

The aforementioned information shall be presented in the terms and periodicity established in the Provisions.

Article 5.- Unregulated multiple-object financial societies and investment advisors referred to in the Provisions shall present the reports indicated in this Resolution through the Compliance Officer or Representative, as appropriate for each of them.

Article 6.- Unregulated multiple-object financial societies and investment advisors referred to in the Provisions shall maintain the confidentiality and secrecy of the information of their Clients and Users in accordance with applicable provisions, and shall be responsible for the information submitted in accordance with this Resolution, without prejudice to the supervisory powers of the Commission.

TRANSITIONAL PROVISIONS

FIRST.- This Resolution shall enter into force the day following its publication in the Official Gazette of the Federation.

SECOND.- The Resolution issuing the official format for the reporting of relevant, unusual, and internally concerning operations contemplated in the General Provisions referred to in Article 115 of the Credit Institutions Law in relation to 87-D of the General Law of Credit Institutions Auxiliary Organizations and Activities and 95 Bis of the latter legislation, applicable to multiple-object financial societies, as well as the instructions for its completion, with respect to unregulated multiple-object financial societies, published in the Official Gazette of the Federation on May 31, 2012, is hereby repealed.

THIRD.- Unregulated multiple-object financial societies shall remit reports of Relevant, Unusual, and Internally Concerning Operations in accordance with Articles 2, 3, and 4 of this Resolution, using for such effect the Layout and its filling instructions attached as Annexes 1 and 2, from the entry into force thereof, in accordance with the terms and periodicity provided for in the corresponding Provisions.

FOURTH.- Investment advisors shall begin to provide information regarding reports of Unusual and Internally Concerning Operations, in accordance with this Resolution and subject to the deadlines, terms, and conditions provided for in the Provisions.

FIFTH.- From the date of entry into force of this Resolution, the Commission shall make available to the obligated subjects the Layout referred to in Article 2 of this Resolution, as well as its corresponding filling instructions, for consultation and use.

Within the period referred to in the preceding paragraph, said decentralized organ shall make known to unregulated multiple-object financial societies and investment advisors the catalogs indicated in Annex 1 of this Resolution.

Mexico City, May 12, 2016. - The Head of the Financial Intelligence Unit of the Ministry of Finance and Public Credit, Alberto Bazbaz Sacal. - Signature.

ANNEX 1

LAYOUT OF RELEVANT, UNUSUAL, AND INTERNALLY CONCERNING OPERATION INTEGRATED

As a column separator, the semicolon (";") shall be used. For this reason, the improper use of this character in the description of text-type fields such as: "Description of the Operation", "Reasons why the act or operation is considered Internally Concerning or Unusual", "Address", etc., must be avoided, as this could cause problems in the validation of the information resulting in an incorrect file. Consequently, said character shall be used solely and exclusively to separate one column from another. In the case of not having information for any field, the semicolon shall be used consecutively without leaving blank spaces.

Example: ;JUAN JOSE;MARTINEZ;HERNANDEZ;;;19701024;

Where the name and two surnames are being provided but the RFC and CURP are not available, however the date of birth is available, therefore the semicolons were used to separate the corresponding columns.

When the size of any field is greater than that defined in the Layout, the information will be truncated to the number of characters defined in the instructions and will end with the (;).

All information contained in the file must be reported in uppercase letters.

In the case of related persons and/or accounts involved in reports of Unusual and Internally Concerning Operations, only columns 29 to 34 shall be filled, without it being necessary to repeat the information of the main account, with the exception of the information contained in columns 1 to 5, which correspond to the reference data of the report.

Note: for the main operation, the consecutive number of related accounts and/or persons (column 29) will contain the double zero (00).

It must be considered that the catalogs will be distributed by the Ministry of Finance and Public Credit through the National Banking and Securities Commission.

COLUMNS INTEGRATING THE REPORT FILE OF RELEVANT, UNUSUAL, AND INTERNALLY CONCERNING OPERATIONS

Column 1: TYPE OF REPORT Column 2: REPORTING PERIOD Column 3: FOLIO Column 4: SUPERVISORY BODY Column 5: OBLIGATED SUBJECT KEY Column 6: LOCALITY Column 7: POSTAL CODE OF THE BRANCH Column 8: TYPE OF OPERATION Column 9: MONETARY INSTRUMENT Column 10: ACCOUNT NUMBER, CONTRACT OR OPERATION Column 11: AMOUNT Column 12: CURRENCY Column 13: DATE OF OPERATION Column 14: DATE OF DETECTION OF THE OPERATION* Column 15: NATIONALITY Column 16: TYPE OF PERSON Column 17: COMPANY NAME OR DESIGNATION Column 18: NAME Column 19: PATERNAL SURNAME Column 20: MATERNAL SURNAME Column 21: RFC Column 22: CURP Column 23: DATE OF BIRTH OR CONSTITUTION Column 24: ADDRESS Column 25: COLONY Column 26: CITY OR TOWN Column 27: OFFICE/PRIVATE TELEPHONE Column 28: ECONOMIC ACTIVITY Column 29: CONSECUTIVE OF RELATED ACCOUNTS AND/OR PERSONS* Column 30: ACCOUNT NUMBER, CONTRACT, OPERATION, POLICY OR SOCIAL SECURITY NUMBER* Column 31: OBLIGATED SUBJECT KEY* Column 32: NAME OF ACCOUNT HOLDER OR RELATED PERSON* Column 33: PATERNAL SURNAME* Column 34: MATERNAL SURNAME* Column 35: DESCRIPTION OF THE OPERATION* Column 36: REASONS WHY THE ACT OR OPERATION IS CONSIDERED UNUSUAL OR INTERNALLY CONCERNING*

The columns marked with an asterisk (*) (14, 29 to 36) do not apply to Relevant Operations.

Column	Description	Type	Length	Relevant (Does not apply to Investment Advisors)
1	TYPE OF REPORT	Alphanumeric	1	* VRC1R1: The field is alphanumeric<br>* VRC1R2: The field must measure 1 character<br>* VRC1R3: The field is mandatory<br>* VRC1R4: The file must contain only operations of report type 1<br>* VRC1R5: The data must be equal to 1<br>* VIC1R1: The field is alphanumeric<br>* VIC1R2: The field must measure 1 character<br>* VIC1R3: The field is mandatory<br>* VIC1R4: The file must contain only operations of report type 2<br>* VIC1R5: The data must be equal to 2<br>* VPC1R1: The field is alphanumeric<br>* VPC1R2: The field must measure 1 character<br>* VPC1R3: The field is mandatory<br>* VPC1R4: The file must contain only operations of report type 3<br>* VPC1R5: The data must be equal to 3
2	REPORTING PERIOD	Numeric	6/8	* VRC2R1: The field is numeric<br>* VRC2R2: The field must measure 6 characters<br>* VRC2R3: The field is mandatory<br>* VRC2R4: Format YYYYMM<br>* VRC2R5: Only one period per file may exist<br>* VRC2R6: Only the current and/or previous period is received. Not future periods<br>* VIC2R1: The field is numeric<br>* VIC2R2: The field must measure 8 characters<br>* VIC2R3: The field is mandatory<br>* VIC2R4: Format YYYYMMDD<br>* VPC2R1: The field is numeric<br>* VPC2R2: The field must measure 8 characters<br>* VPC2R3: The field is mandatory<br>* VPC2R4: Format YYYYMMDD
3	FOLIO	Alphanumeric	6	* VRC3R1: The field is alphanumeric<br>* VRC3R2: The field must measure 6 characters<br>* VRC3R3: The field is mandatory<br>* VRC3R4: The field must be 6 numbers<br>* VRC3R5: The consecutive number must start at 000001 and increment by 1 for each main operation reported within the same file<br>* VIC3R1: The field is alphanumeric<br>* VIC3R2: The field must measure 6 characters<br>* VIC3R3: The field is mandatory<br>* VIC3R4: The field must be 6 numbers<br>* VIC3R5: The consecutive number must start at 000001 and increment by 1 for each main operation reported within the same file<br>* VPC3R1: The field is alphanumeric<br>* VPC3R2: The field must measure 6 characters<br>* VPC3R3: The field is mandatory<br>* VPC3R4: The field must be 6 numbers<br>* VPC3R5: The consecutive number must start at 000001 and increment by 1 for each main operation reported within the same file
4	SUPERVISORY BODY	Alphanumeric	6	* VRC4R1: The field is alphanumeric<br>* VRC4R2: The field must measure 6 characters<br>* VRC4R3: The field is mandatory<br>* VRC4R4: The field must be 6 numbers<br>* VIC4R1: The field is alphanumeric<br>* VIC4R2: The field must measure 6 characters<br>* VIC4R3: The field is mandatory<br>* VIC4R4: The field must be 6 numbers<br>* VPC4R1: The field is alphanumeric<br>* VPC4R2: The field must measure 6 characters<br>* VPC4R3: The field is mandatory<br>* VPC4R4: The field must be 6 numbers<br>* VRC4R5: The field key must be that of the National Banking and Securities Commission according to the Mexican Financial System Catalog (CASFIM) for Authorities and Supervisory Bodies. It must be without the intermediate hyphen (-) and with a zero added to the beginning of the key<br>* VRC4R6: Only one Supervisory Body key may exist per file<br>* VIC4R5: The field key must be that of the National Banking and Securities Commission according to the Mexican Financial System Catalog (CASFIM) for Authorities and Supervisory Bodies. It must be without the intermediate hyphen (-) and with a zero added to the beginning of the key<br>* VIC4R6: Only one Supervisory Body key may exist per file<br>* VPC4R5: The field key must be that of the National Banking and Securities Commission according to the Mexican Financial System Catalog (CASFIM) for Authorities and Supervisory Bodies. It must be without the intermediate hyphen (-) and with a zero added to the beginning of the key<br>* VPC4R6: Only one Supervisory Body key may exist per file
5	KEY OR REGISTRATION NUMBER OF THE OBLIGATED SUBJECT	Alphanumeric	7/8	* VRC5R1: The field is alphanumeric<br>* VRC5R2: The field must measure a maximum of 7 characters<br>* VRC5R3: The field is mandatory<br>* VRC5R4: The field key must be according to the CASFIM catalog for financial entities. It must be without the intermediate hyphen (-) and with a 0 (zero) added to the beginning of the key<br>* VRC5R5: Only one obligated subject key may exist per file<br>* VIC5R1: The field is alphanumeric<br>* VIC5R2: The field must measure 7 or 8 characters<br>* VIC5R3: The field is mandatory

mandatory

VIC5R4: The field key must be according to the CASFIM catalog for financial entities. It must be without the hyphen (-) in the middle and preceding a 0 (zero) at the beginning of the key. For investment advisor the key of the field must be according to the registration number granted by the National Banking and Securities Commission (CNBV) according to the following note.

Note: To form the key, a 0 (zero) will be preceded and the key of the sector composed of 2 (two) digits followed by the key of the investment advisor composed of 5 (five) digits. For example, if the key of the advisor in investment is 30001 and the key of the sector is 90, it will be captured in the following way: 09030001 to complete 8 digits.* VIC5R5:

Only one obligated subject key may exist per file

VPC5R1: The field is alphanumeric
VPC5R2: The field must measure 7 or 8 characters
VPC5R3: The field is mandatory
VPC5R4: The field key must be according to the catalog CASFIM for entities financial. It must be without the hyphen (-) in the middle and preceding a 0 (zero) at the beginning of the key. For investment advisor the key of the field must be according to the registration number granted by the National Banking and Securities Commission (CNBV) according to the following note.

VPC5R5: Only one key of obligated subject per file

6 LOCALITY Alphanumeric 8

VRC6R1: The field is alphanumeric
VRC6R2: The field must measure 8 characters
VRC6R3: The field is mandatory
VIC6R1: The field is alphanumeric
VIC6R2: The field must measure 8 characters
VIC6R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC6R1: The field is alphanumeric
VPC6R2: The field must measure 8 characters
VPC6R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC6R4: The Locality must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VIC6R4: The Locality must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VPC6R4: The Locality must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.

7 BRANCH POSTAL CODE Alphanumeric 5

VRC7R1: The field is alphanumeric
VRC7R2: The field must measure 5 characters
VRC7R3: The field is mandatory
VIC7R1: The field is alphanumeric
VIC7R2: The field must measure 5 characters
VIC7R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC7R1: The field is alphanumeric
VPC7R2: The field must measure 5 characters
VPC7R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC7R4: The field must be of 5 numbers
VRC7R5: The branch postal code must be valid for the federal entity of the reported locality. If the operation does not occur at a branch, the postal code must be that of the head office.
VIC7R4: The field must be of 5 numbers
VIC7R5: The branch postal code must be valid for the federal entity of the reported locality. If the operation does not occur at a branch, the postal code must be that of the head office.
VPC7R4: The field must be of 5 numbers
VPC7R5: The branch postal code must be valid for the federal entity of the reported locality. - If the operation does not occur at a branch, the postal code must be that of the head office.

8 TYPE OF OPERATION Alphanumeric 2

VRC8R1: The field is alphanumeric
VRC8R2: The field must measure 2 characters
VRC8R3: The field is mandatory
VIC8R1: The field is alphanumeric
VIC8R2: The field must measure 2 characters
VIC8R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC8R1: The field is alphanumeric
VPC8R2: The field must measure 2 characters
VPC8R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC8R4: The Type of Operation must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission
VIC8R4: The Type of Operation must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission
VPC8R4: The Type of Operation must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking Commission and Securities

9 MONETARY INSTRUMENT Alphanumeric 2

VRC9R1: The field is alphanumeric
VRC9R2: The field must measure 2 characters
VRC9R3: The field is mandatory
VIC9R1: The field is alphanumeric
VIC9R2: The field must measure 2 characters
VIC9R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC9R1: The field is alphanumeric
VPC9R2: The field must measure 2 characters
VPC9R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC9R4: The Monetary Instrument must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VIC9R4: The Monetary Instrument must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VPC9R4: The Monetary Instrument must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.

10 ACCOUNT NUMBER, CONTRACT OR OPERATION Alphanumeric 16

VRC10R1: The field is alphanumeric
VRC10R2: The field must measure maximum 16 characters
VRC10R3: The field is mandatory
VIC10R1: The field is alphanumeric
VIC10R2: The field must measure maximum 16 characters
VIC10R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC10R1: The field is alphanumeric
VPC10R2: The field must measure maximum 16 characters
VPC10R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null

11 AMOUNT Numeric 17

VRC11R1: The field is numeric
VRC11R2: The field must measure maximum 17 characters
VRC11R3: The field is mandatory
VIC11R1: The field is numeric
VIC11R2: The field must measure maximum 17 characters
VIC11R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC11R1: The field is numeric
VPC11R2: The field must measure maximum 17 characters
VPC11R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC11R4: The first 14 positions will be used for the integers and the last 2 for the decimals, separating the fractions with a point
VIC11R4: The first 14 positions will be used for the integers and the last 2 for the decimals, separating the fractions with a point
VPC11R4: The first 14 positions will be used for the integers and the last 2 for the decimals, separating the fractions with a point
VIC11R5: In cases where no operation is involved but an act, conduct or behavior that requires reporting, this box must be captured in zeros
VPC11R5: In cases where no operation is involved but an act, conduct or behavior that requires reporting, this box must be captured in zeros

12 CURRENCY Alphanumeric 3

VRC12R1: The field is alphanumeric
VRC12R2: The field must measure maximum 3 characters
VRC12R3: The field is mandatory
VIC12R1: The field is alphanumeric
VIC12R2: The field must measure maximum 3 characters
VIC12R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC12R1: The field is alphanumeric
VPC12R2: The field must measure maximum 3 characters
VIC12R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC12R4: The Currency must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VIC12R4: The Currency must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.
VIC12R4: The Currency must be captured according to the catalog that the Financial Intelligence Unit will make known through the National Banking and Securities Commission.

13 OPERATION DATE Numeric 8

VRC13R1: The field is numeric
VRC13R2: The field must measure 8 characters
VRC13R3: The field is mandatory
VIC13R1: The field is numeric
VIC13R2: The field must measure 8 characters
VIC13R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC13R1: The field is numeric
VPC13R2: The field must measure 8 characters
VPC13R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC13R4: Format YYYYMMDD
VIC13R4: Format YYYYMMDD
VPC13R4: Format YYYYMMDD
VRC13R5: The operation date must be less than or equal to the reporting period
VIC13R5: The operation date must be less than or equal to the reporting period
VPC13R5: The operation date must be less than or equal to the reporting period
VRC13R6: Must be sent within the last ten business days of the months of January, April, July and October of each year
VIC13R6: Must be less than or equal to the date of the field "date of detection of the operation"
VPC13R6: Must be less than or equal to the date of the field "date of detection of the operation"

14 DATE OF DETECTION OF THE OPERATION* Numeric 8

VRC14R1: The field must be null
VIC14R1: The field is numeric
VIC14R2: The field must measure 8 characters
VIC14R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VIC14R4: Format YYYYMMDD
VIC14R5: Must be sent within sixty natural days counted from the date of detection
VPC14R1: The field is numeric
VPC14R2: The field must measure 8 characters
VPC14R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC14R4: Format YYYYMMDD
VPC14R5: Must be sent within sixty natural days counted from the date of detection

15 NATIONALITY Alphanumeric 1

VRC15R1: The field is alphanumeric
VRC15R2: The field must measure 1 character
VRC15R3: The field is mandatory.
VIC15R1: The field is alphanumeric
VIC15R2: The field must measure 1 character
VIC15R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC15R1: The field is alphanumeric
VPC15R2: The field must measure 1 character
VPC15R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC15R4: The key must coincide with the following catalog: 1 --> Mexican 2 --> Foreigner
VIC15R4: The key must coincide with the following catalog: 1 --> Mexican 2 --> Foreigner
VPC15R4: The key must coincide with the following catalog: 1 --> Mexican 2 --> Foreigner

16 TYPE OF PERSON Alphanumeric 1

VRC16R1: The field is alphanumeric
VRC16R2: The field must measure 1 character
VRC16R3: The field is mandatory
VIC16R1: The field is alphanumeric
VIC16R2: The field must measure 1 character
VIC16R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VPC16R1: The field is alphanumeric
VPC16R2: The field must measure 1 character
VPC16R3: The field is mandatory if it is a main operation. In case of related persons or accounts it must be null
VRC16R4: The key must coincide with the following catalog: 1 --> Natural Person 2 --> Legal Person
VIC16R4: The key must coincide with the following catalog: 1 --> Natural Person 2 --> Legal Person
VPC16R4: The key must coincide with the following catalog: 1 --> Natural Person 2 --> Legal Person

17 BUSINESS NAME OR NAME Alphanumeric 125

VRC17R1: The field is alphanumeric
VRC17R2: The field must measure maximum 125 characters
VRC17R3: The field is mandatory if the "type of person" field has value 2.
VIC17R1: The field is alphanumeric
VIC17R2: The field must measure maximum 125 characters
VIC17R3: The field is mandatory if the "type of person" field has value 2 and is main operation. In case of related persons or accounts it must be null
VPC17R1: The field is alphanumeric
VPC17R2: The field must measure maximum 125 characters
VPC17R3: The field is mandatory if the "type of person" field has value 2 and is main operation. In case of related persons or accounts it must be null

18 NAME Alphanumeric 60

VRC18R1: The field is alphanumeric
VRC18R2: The field must measure maximum 60 characters
VRC18R3: The field is mandatory if the "type of person" field has value 1
VIC18R1: The field is alphanumeric
VIC18R2: The field must measure maximum 60 characters
VIC18R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VPC18R1: The field is alphanumeric
VPC18R2: The field must measure maximum 60 characters
VPC18R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VRC18R4: It must be different from the "business name or designation" field
VIC18R4: It must be different from the "business name or designation" field
VPC18R4: It must be different from the "business name or designation" field

19 PATERNAL SURNAME Alphanumeric 60

VRC19R1: The field is alphanumeric
VRC19R2: The field must measure maximum 60 characters
VRC19R3: The field is mandatory if the "type of person" field has value 1
VIC19R1: The field is alphanumeric
VIC19R2: The field must measure maximum 60 characters
VIC19R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VPC19R1: The field is alphanumeric
VPC19R2: The field must measure maximum 60 characters
VPC19R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VRC19R4: In case the reported person does not have paternal surname, four Xs (XXXX) must be captured and the "maternal surname" field must be mandatory and different from (XXXX)
VIC19R4: In case the reported person does not have paternal surname, four Xs (XXXX) must be captured and the "maternal surname" field must be mandatory and different from (XXXX)
VPC19R4: In case the reported person does not have paternal surname, four Xs (XXXX) must be captured and the "maternal surname" field must be mandatory and different from (XXXX)

20 MATERNAL SURNAME Alphanumeric 30

VRC20R1: The field is alphanumeric
VRC20R2: The field must measure maximum 30 characters
VRC20R3: The field is mandatory if the "type of person" field has value 1
VIC20R1: The field is alphanumeric
VIC20R2: The field must measure maximum 30 characters
VIC20R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VPC20R1: The field is alphanumeric
VPC20R2: The field must measure maximum 30 characters
VPC20R3: The field is mandatory if the "type of person" field has value 1 and is main operation. In case of related persons or accounts it must be null
VRC20R4: In case the reported person does not have maternal surname, four Xs (XXXX) must be captured
VIC20R4: In case the reported person does not have maternal surname, four Xs (XXXX) must be captured
VPC20R4: In case the reported person does not have maternal surname, four Xs (XXXX) must be captured

21 RFC Alphanumeric 13

VRC21R1: The field is alphanumeric
VRC21R2: The field must measure maximum 13 characters
VRC21R3: The field is optional as long as CURP or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and CURP are not available
VIC21R1: The field is alphanumeric
VIC21R2: The field must measure maximum 13 characters
VIC21R3: The field is optional as long as CURP or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and CURP are not available and is a main operation. In case of related persons or accounts it must be null
VPC21R1: The field is alphanumeric
VPC21R2: The field must measure 13 characters
VPC21R3: The field is optional as long as CURP or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and CURP are not available and is a main operation. In case of related persons or accounts it must be null
VRC21R4: The field must follow the pattern LLLLAAMMDDXXX that represents the format where:
VIC21R4: The field must follow the pattern LLLLAAMMDDXXX that represents the format where:
VPC21R4: The field must follow the pattern LLLLAAMMDDXXX that represents the format where:

LLLL Letters in uppercase, without accents or dieresis from A-Z that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name. The characters & or Ñ may be included.
LLLL Letters in uppercase, without accents or dieresis from A-Z that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name. The characters & or Ñ may be included.
LLLL Letters in uppercase, without accents or dieresis from A-Z that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name. The characters & or Ñ may be included.
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
DD day of birth in two digits.
DD day of birth in two digits.
DD day of birth in two digits.
XXX Characters representing the homoclave, they can be letters from A-Z (uppercase, without accents and without dieresis) or numbers
XXX Characters that represent the homoclave, they can be letters from A-Z (uppercase, without accents and without dieresis) or numbers
XXX Characters that represent the homoclave, they can be letters from A-Z (uppercase, without accents and without dieresis) or numbers

VRC21R5: It will be considered only RFC when the Homoclave is included
VIC21R5: It will be considered only RFC when the Homoclave is included
VPC21R5: It will be considered only RFC when the Homoclave is included

22 CURP Alphanumeric 18

VRC22R1: The field is alphanumeric
VRC22R2: The field must measure 18 characters
VRC22R3: The field is optional as long as RFC or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and RFC are not available
VIC22R1: The field is alphanumeric
VIC22R2: The field must measure 18 characters
VIC22R3: The field is optional as long as RFC or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and RFC are not available and is a main operation. In case of related persons or accounts it must be null
VPC22R1: The field is alphanumeric
VPC22R2: The field must measure 18 characters
VPC22R3: The field is optional as long as RFC or date of birth is available, being able to provide all 3 if they are available. It is mandatory when date of birth and RFC are not available and is a main operation. In case of related persons or accounts it must be null
VRC22R4: The field must follow the pattern LLLLAAMMDDGEFCCC99 that represents the format where:

LLLL Letters that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name.

VIC22R4: The field must follow the pattern LLLLAAMMDDGEFCCC99 that represents the format where:

LLLL Letters that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name.

VIC22R4: The field must follow the pattern LLLLAAMMDDGEFCCC99 that represents the format where:

LLLL Letters that correspond to the first two letters of the paternal surname, the first letter of the maternal surname and the first letter of the name.
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
DD day of birth in two digits
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
DD day of birth in two digits
AA corresponds to the year of birth in 2 digits.
MM month of birth in two digits.
DD day of birth in two digits
G Gender (H=man, W=woman)
EF Federal Entity in two characters. Permitted characters from A-Z
G Gender (H=man, W=woman)
EF Federal Entity in two characters. Permitted characters from A-Z
G Gender (H=man, W=woman)
EF Federal Entity in two characters. Permitted characters from A-Z
CCC Letters that correspond to the second consonant of the paternal surname, the second consonant of the maternal surname and the second consonant of the name. Permitted characters from A-Z
99 numbers assigned by the authority as consecutive
CCC Letters that correspond to the second consonant of the paternal surname, the second

consonant of the maternal surname

and the second consonant of the

name. Permitted characters

from A-Z

99 numbers assigned by the

authority as a consecutive number

CCC Letters corresponding

to the second consonant of the

paternal surname, the second

consonant of the maternal surname

and the second consonant of the

name. Permitted characters

from A-Z

99 numbers assigned by the

authority as a consecutive number

DATE OF

BIRTH OR

INCORPORATION

Numeric

VRC23R1: The field is

numeric

VRC23R2: The field must measure

8 characters

VRC23R3: The field is

mandatory if the "RFC" and

"CURP" fields are empty

VIC23R1: The field is

numeric

VIC23R2: The field must measure

8 characters

VIC23R3: The field is

mandatory if the "RFC" and

"CURP" fields are empty and

it is a principal operation. In

case of related persons or accounts

it must be null

VPC23R1: The field is

numeric

VPC23R2: The field must

measure 8 characters

VPC23R3: The field is

mandatory if the "RFC"

and "CURP" fields are empty

and it is a principal operation. In

case of related persons or accounts

it must be null

VRC23R4: Format

YYYYMMDD

VRC23R5: It must be less than the

operation date field and

greater than 19000101

VIC23R4: Format

YYYYMMDD

VIC23R5: It must be less than the

operation date field and

greater than 19000101

VPC23R4: Format

YYYYMMDD

VPC23R5: It must be less than the

operation date field and

greater than 19000101

ADDRESS

Alphanumeric

VRC24R1: The field is

alphanumeric

VRC24R2: The field must measure

maximum 60 characters

VRC24R3: The field is

mandatory

VIC24R1: The field is

alphanumeric

VIC24R2: The field must measure

maximum 60 characters

VIC24R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC24R1: The field is

alphanumeric

VPC24R2: The field must

measure maximum 60 characters

VPC24R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

NEIGHBORHOOD

Alphanumeric

VRC25R1: The field is

alphanumeric

VRC25R2: The field must measure

maximum 30 characters

VRC25R3: The field is

mandatory

VIC25R1: The field is

alphanumeric

VIC25R2: The field must measure

maximum 30 characters

VIC25R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC25R1: The field is

alphanumeric

VPC25R2: The field must

measure maximum 30 characters

VPC25R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

CITY OR

TOWN

Alphanumeric

VRC26R1: The field is

alphanumeric

VRC26R2: The field must measure

8 characters

VRC26R3: The field is

mandatory

VIC26R1: The field is

alphanumeric

VIC26R2: The field must measure

8 characters

VIC26R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC26R1: The field is

alphanumeric

VPC26R2: The field must

measure 8 characters

VPC26R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VRC26R4: The City or

Town must be captured according to the catalog published by the Financial Intelligence Unit through the

National Banking and Securities Commission.

VIC26R4: The City or

Town must be captured according to the catalog published by the Financial Intelligence Unit through the

National Banking and Securities Commission.

VPC26R4: The City or

Town must be captured according to the catalog published by the Financial

Intelligence Unit through the National Banking

and Securities Commission.

TELEPHONE

Alphanumeric

VRC27R1: The field is

alphanumeric

VRC27R2: The field must measure

maximum 40 characters

VIC27R1: The field is

alphanumeric

VIC27R2: The field must measure

maximum 40 characters

VIC27R3: In case of related persons

or accounts it must be null

VPC27R1: The field is

alphanumeric

VPC27R2: The field must

measure maximum 40 characters

VPC27R3: In case of

related persons or accounts

it must be null

ECONOMIC

ACTIVITY

Alphanumeric

VRC28R1: The field is

alphanumeric

VRC28R2: The field must measure

7 characters

VRC28R3: The field is

mandatory

VIC28R1: The field is

alphanumeric

VIC28R2: The field must measure

7 characters

VIC28R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC28R1: The field is

alphanumeric

VPC28R2: The field must

measure 7 characters

VPC28R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VRC28R4: The Economic

Activity must be captured according to the catalog published by the Financial Intelligence Unit through the

National Banking and Securities Commission.

VIC28R4: The Economic

Activity must be captured according to the catalog published by the Financial Intelligence Unit through the

National Banking and Securities Commission.

VPC28R4: The Economic

Activity must be captured according to the catalog published by the Financial

Intelligence Unit through the National Banking

and Securities Commission.

CONSECUTIVE OF

ACCOUNTS AND/OR

PERSONS*

Alphanumeric

VRC29R1: The field must be

null.

VIC29R1: The field is

alphanumeric

VIC29R2: The field must measure

2 characters

VIC29R3: If the operation is

principal and has no related persons or

accounts the field

must be null. In case the

operation is principal and does

have related parties

it must have the

value "00"

VIC29R4: If the operation is

related, the consecutive number

must go from "01" to "n"

number of related persons

VPC29R1: The field is

alphanumeric

VPC29R2: The field must

measure 2 characters

VPC29R3: If the operation is

principal and has no related persons or

accounts the field

must be null. In case the

operation is principal and does

have related parties

it must have the

value "00"

VPC29R4: If the operation is

related, the consecutive number

must go from "01" to "n"

number of related persons

ACCOUNT NUMBER,

CONTRACT,

OPERATION, POLICY

OR SOCIAL SECURITY

NUMBER*

Alphanumeric

VRC29R1: The field must be

null.

VIC30R1: The field is

alphanumeric

VIC30R2: The field must measure

maximum 16 characters

VIC30R3: If the operation is

related the field is

mandatory. In case of principal operation it must be null

VPC30R1: The field is

alphanumeric

VPC30R2: The field must

measure maximum 16 characters

VPC30R3: If the operation is

related the field is

mandatory. In case of

principal operation it must be

null

KEY OF THE

OBLIGATED PARTY*

Alphanumeric

VRC29R1: The field must be

null.

VIC31R1: The field is

alphanumeric

VIC31R2: The field must measure

maximum 7 characters

VIC31R3: If the operation is

related the field is

mandatory. In case of principal operation it must be null

VIC31R4: The key of the field

must be according to the

CASFIM catalog for financial

entities. It must go without the hyphen

(-) in the middle and preceding a

0 (zero) at the beginning of the key

VPC31R1: The field is

alphanumeric

VPC31R2: The field must

measure maximum 7 characters

VPC31R3: If the operation is

related the field is

mandatory. In case of

principal operation it must be

null

VPC31R4: The key of the field

must be according to the

CASFIM catalog for financial

entities. It must go without the hyphen

(-) in the middle and preceding a

0 (zero) at the beginning of the key

NAME OF THE

ACCOUNT HOLDER OR

THE RELATED

PERSON*

Alphanumeric

VRC29R1: The field must be

null.

VIC32R1: The field is

alphanumeric

VIC32R2: The field must measure

maximum 60 characters

VIC32R3: The field can

contain value only if the

operation is related. In

case of principal operation it must

be null

VPC32R1: The field is

alphanumeric

VPC32R2: The field must

measure maximum 60 characters

VPC32R3: In case of

principal operation it must be

null

PATERNAL SURNAME*

Alphanumeric

VRC29R1: The field must be

null.

VIC33R1: The field is

alphanumeric

VIC33R2: The field must measure

maximum 60 characters

VIC33R3: The field can

contain value only if the

operation is related. In

case of principal operation it must

be null

VIC33R4: In case the

related person does not have

paternal surname four x's (XXXX) must be

captured and the "maternal surname" field

must be mandatory and different from

(XXXX)

VPC33R1: The field is

alphanumeric

VPC33R2: The field must

measure maximum 60 characters

VPC33R3: The field can

contain value only if the

operation is related. In

case of principal operation it must

be null

VIC33R4: In case the

related person does not have

paternal surname four x's (XXXX) must be

captured and the "maternal surname"

field must be mandatory and different from

(XXXX)

MATERNAL SURNAME*

Alphanumeric

VRC29R1: The field must be

null.

VIC34R1: The field is

alphanumeric

VIC34R2: The field must measure

maximum 30 characters

VIC34R3: The field can

contain values only if

the operation is related. In

case of principal operation it must

be null

VIC33R4: In case the

related person does not have

maternal surname four x's (XXXX) must be

captured.

VPC34R1: The field is

alphanumeric

VPC34R2: The field must

measure maximum 30 characters

VPC34R3: The field can

contain values only if

the operation is related. In

case of principal operation it must

be null

VIC33R4: In case the

related person does not have

maternal surname four x's (XXXX) must be

captured.

DESCRIPTION OF THE

OPERATION*

Alphanumeric

4000

VRC29R1: The field must be

null.

VIC35R1: The field is

alphanumeric

VIC35R2: The field must measure

maximum 4000 characters

VIC35R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC35R1: The field is

alphanumeric

VPC35R2: The field must

measure maximum 4000 characters

VPC35R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

REASONS WHY THE

ACT OR

OPERATION IS

CONSIDERED UNUSUAL

OR INTERNALLY

CONCERNING*

Alphanumeric

4000

VRC29R1: The field must be

null.

VIC36R1: The field is

alphanumeric

VIC36R2: The field must measure

maximum 4000 characters

VIC36R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

VPC36R1: The field is

alphanumeric

VPC36R2: The field must

measure maximum 4000 characters

VPC36R3: The field is

mandatory if it is a principal

operation. In case of related persons or

accounts it must be null

ANNEX 2

LAYOUT INSTRUCTIONS

FILE NAME NOMENCLATURE

The Reports of Relevant, Unusual and Internally Concerning Operations issued by non-regulated multiple-object financial societies, as well as investment advisers, as applicable, shall be transmitted electronically, in a plain text file complying with the guidelines specified in

the layout, assigning it a name according to a specific nomenclature, where the file name

is integrated by 15 characters for the Relevant Operations file and 17/18 characters for

Unusual and Internally Concerning Operations. The National Banking and Securities Commission (CNBV) will use the SITI

as the transmission medium, so the nomenclature will not apply.

The file name is integrated by the following types of data:

Data1

Data2

Data3

Data4

Data5

REPORT TYPE

KEY OF THE

OBLIGATED PARTY

PERIOD

POINT

SUPERVISORY

BODY

DATA

LENGTH

DESCRIPTION

REPORT TYPE

This character identifies the type of report, the keys are: 1 = Relevant Operation, 2 = Unusual Operation, 3 = Internally Concerning Operation.

KEY OF THE OBLIGATED PARTY

Identifies the non-regulated multiple-object financial society or investment advisers.

The keys of the obligated parties are included in the Catalog of the Mexican Financial System (CASFIM) or for

investment advisers the key is the registration number granted by the National Banking and Securities Commission (CNBV).

4/6

PERIOD

For Relevant operations:

Format YYMM

Where YY=the last two digits of the year, MM=Month,

For Unusual and Internally Concerning operations:

Format YYMMDD

Where YY=the last two digits of the year, MM=Month, DD=Day

POINT ( . )

SUPERVISORY BODY

Indicate the supervisory body based on the following classification

(CNBV=002).

Example of File Name: 10 13 00 50412.002

Considering that it is a Relevant Operation report and as the key of the financial entity 013005, and

it reports the month of December 2004.

DATA

FILE NAME

013005

0412

002

A plain text file can only contain operations of one type of report, either Relevant, Internally

Concerning or Unusual.

In the document you are viewing, there may be text, characters or objects that do not display correctly due to conversion to HTML format, so we recommend always taking the digitized image of the DOF or the PDF file of the edition as reference. The content, form and scope of published documents are the strict responsibility of their issuer.

INQUIRY

BY DATE

INDICATORS

Exchange Rate and Rates as of 08/31/2026

DOLLAR

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8.810483 TIIE 28 DAYS

6.7659% TIIE 91 DAYS

6.8033% TIIE 182 DAYS

6.8577% TIIE OVERNIGHT

6.51%

SURVEYS

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Electronic address: dof.gob.mx

111