Regulatory Alerts2016-05-30 | DOF 5439234Added
Resolution issuing the official format for reporting relevant, unusual, and internally concerning operations for unregulated multiple-object financial societies and investment advisors
The resolution establishes the official electronic layout and filling instructions for reporting relevant, unusual, and internally concerning operations for unregulated multiple-object financial societies and investment advisors. It mandates the transmission of these reports via the National Banking and Securities Commission, specifying technical validation rules, field definitions, and catalog codes. The document repeals the previous 2012 resolution and sets the effective date for compliance immediately following its publication in the Official Gazette.
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