Resolution modifying general provisions establishing the procedure for handling information and documentation requests from competent authorities to financial entities supervised by the CNBV

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DOF: 28/04/2017

RESOLUTION modifying the general provisions establishing the procedure for handling information and documentation requests from competent authorities to financial entities subject to the supervision of the National Banking and Securities Commission, through it.

A seal with the National Emblem is placed at the margin, which reads: United Mexican States.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.

The National Banking and Securities Commission, based on Articles 4, fractions V, XXXVI and XXXVIII, 16, fraction I and 19 of the National Banking and Securities Commission Law; 97, 110 Bis 2, fraction IV, 115 and 142 of the Credit Institutions Law; 192, 212 and 399, fraction IV of the Securities Market Law; 44, 78, 129 and 133, fraction IV of the Credit Unions Law; 34, 122 Bis and 146, fraction IV, of the Savings and Popular Credit Law; 69, 70, 71, 72 and 120, fraction IV, of the Law for Regulating the Activities of Savings and Loan Cooperatives; 55 and 91 of the Investment Funds Law; 51-A, 87-D and 95 of the General Law of Organizations and Auxiliary Credit Activities, and 45 of the Supervision Regulation of the National Banking and Securities Commission, published in the Official Journal of the Federation on January 18, 2005, and

CONSIDERING

That in attention to the fact that, in the processing of processes carried out before various fiscal, administrative and judicial authorities, it is necessary for these to have financial information and documentation that is requested from financial entities through the National Banking and Securities Commission, and

That given the importance that the requested information be obtained in the shortest possible time, in order for the aforementioned authorities to exercise timely the attributes conferred upon them by the applicable legal provisions, it has resolved to issue the following:

RESOLUTION MODIFYING THE GENERAL PROVISIONS ESTABLISHING THE PROCEDURE FOR HANDLING INFORMATION AND DOCUMENTATION REQUESTS FROM COMPETENT AUTHORITIES TO FINANCIAL ENTITIES SUBJECT TO THE SUPERVISION OF THE NATIONAL BANKING AND SECURITIES COMMISSION, THROUGH IT

UNIQUE.- Articles 2, fraction II; 9, fraction I, first paragraph are REFORMED and Annex 3 is ADDED to the "General provisions establishing the procedure for handling information and documentation requests from competent authorities to financial entities subject to the supervision of the National Banking and Securities Commission, through it", published in the Official Journal of the Federation on November 9, 2009, modified by Resolution published in said dissemination organ on October 11, 2010, to read as follows:

" Article 2.-

...

I.

...

II.

Financial Entities, to credit institutions, brokerage houses, investment funds, fund operating companies, fund share distribution companies, general warehouses, credit unions, exchange houses, regulated multiple-purpose financial societies, credit information societies, savings and loan cooperatives, popular financial societies and other societies regulated by the Savings and Popular Credit Law.

III. to VII.

...

"

" Article 9.-

...

I .

In case of Positive Response, they will send in paper to the offices of the Commission, the information and documentation in question, through a document signed by an attorney-in-fact or legal representative, unless the authority requires it through other means. Regarding statements of account, they will be sent in accordance with the characteristics and specifications indicated in Annex 3 of these provisions, when the authority itself so requests.

...

...

II . and III .

...

...

"

TRANSITORY PROVISIONS

FIRST.- This Resolution will enter into force the day following its publication in the Official Journal of the Federation.

SECOND.- Annex 3 will enter into force 210 days following the publication in the Official Journal of the Federation of this Resolution.

Respectfully,

Mexico City, April 21, 2017. - The President of the National Banking and Securities Commission, Jaime González Aguadé.- Rubric.

ANNEX 3

Financial Entities must send to the Commission for the purposes referred to in Article 9, fraction I of the Provisions, the account statements through a layout, understood as a set of structured data containing the information of the account statements and that will be provided in an XML format file.

Jointly, the account statements corresponding to the information provided in the layout will be sent in a PDF format file, according to the following:

Guarantee the integrity of the document properties.

Restrict document editing, which does not allow the insertion, deletion, rotation and extraction of pages, or any other editing activity.

Restrict the copying of text, images and other content from the document.

LAYOUT FOR SUBMISSION OF STATEMENTS OF ACCOUNT OF PASSIVE OPERATIONS

No.

FIELD NAME

XML TAG

MANDATORINESS

DATA TYPE

LENGTH

FORMAT/MASK

BUSINESS RULES

1

AUTHORITIES

STATEMENT OF ACCOUNT

<statement_of_account>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </statement_of_account> must be found.

1.1

INSTITUTION NAME

<institution_name>

Mandatory

Alphanumeric

1-150

N/A

VXSD: The field is mandatory. VXSD: The minimum length is 1 character and the maximum is 150 characters. VXSD: The field is alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </institution_name> must be found. VXSD: Blank character strings are not accepted.

1.2

ACCOUNT NUMBER

<account_number>

Mandatory

Alphanumeric

1 - 18

Pattern:

999999999999999999

VXSD: The field is mandatory. VXSD: The minimum length is 1 character and the maximum is 18. VXSD: Only accepts the following characters: numbers from 0-9. Accepts leading zeros. VXSD: The closing tag </account_number> must be found.

1.3

BRANCH

<branch>

Optional

Alphanumeric

1 - 8

Pattern: CCCCCCCC

Format: [A-Z 0-9]

VXSD: The field is optional. VXSD: The minimum length is 1 character and maximum is 8. VXSD: The field is alphanumeric. VXSD: Only accepts characters of numbers 0-9 or letters A-Z. Accepts leading zeros. Underscore (_) and hyphen (-). VXSD: The closing tag </branch> must be found. VC31521R1: The branch key must correspond to the branch catalog sent by the entity to the Regulatory Body. The key must be the branch number of assignment or where the client's account or contract is located.

1.4.1

DATA IF THE NAME IS UNIFIED OR SEPARATED

<name_type>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </name_type> must be found.

1.4.1.2

UNIFIED NAME

<unified_name>

Optional

XML Tag

N/A

N/A

VXSD: If the <unified_name> tag does not exist, then the <separated_name> tag is mandatory. Both cannot exist. VXSD: The closing tag </unified_name> must be found.

1.4.1.3

UNIFIED NAME DESCRIPTION

<name>

Mandatory

Alphanumeric

1-300

N/A

VXSD: The tag is mandatory if the <unified_name> tag is found within the <holder_name> tag. VXSD: The minimum length is 1 character and maximum is 300. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </name> must be found.

1.4.2

SEPARATED NAME

<separated_name>

Mandatory

XML Tag

N/A

N/A

VXSD: If the <unified_name> tag does not exist, then the <separated_name> tag is mandatory. Both cannot exist. VXSD: The closing tag </separated_name> must be found.

1.4.2.1

NAME(S)

<name>

Mandatory

Alphanumeric

1 - 60

N/A

VXSD: The field is mandatory. VXSD: The minimum length is 1 character and maximum is 60. VXSD: The field is alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </name> must be found. VXSD: Blank character strings are not accepted.

1.4.2.2

FIRST LAST NAME

<first_last_name>

Optional

Alphanumeric

1 - 60

N/A

VXSD: The field is optional. VXSD: The minimum length is 1 character and maximum is 60. VXSD: The field is alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </first_last_name> must be found.

1.4.2.3

SECOND LAST NAME

<second_last_name>

Optional

Alphanumeric

1 - 60

N/A

VXSD: The field is optional. VXSD: The minimum length is 1 character and maximum is 60. VXSD: The field is alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </second_last_name> must be found.

1.5

CLABE ACCOUNT NUMBER

<clabe_account_number>

Optional

Alphanumeric

18

Pattern:

999999999999999999

VXSD: The length is 18 characters. VXSD: The field is alphanumeric. VXSD: Only accepts the following characters: Numbers from 0-9. Accepts leading zeros. VXSD: The closing tag </clabe_account_number> must be found.

1.6

CUSTOMER NUMBER

<customer_number>

Optional

Alphanumeric

1-18

N/A

VXSD: The minimum length is 1 character and the maximum is 18. VXSD: The field is alphanumeric. VXSD: Only accepts the following characters: Numbers from 0-9. Accepts leading zeros. VXSD: The closing tag </customer_number> must be found.

1.7

UNIQUE POPULATION REGISTRY KEY

<curp>

Optional

Alphanumeric

18

Format:

AAAAAAAAAAAAAAA

AAA

Pattern:

LLLLAAMMDDGEFCC

C99; where, L=(A-Z) letter, AA=year, MM=month, DD=day, G=M or H, EF=Federative Entity CCC=(A-Z) letters 99=(0-9) number

VXSD: The length is 18 characters. VXSD: The field is alphanumeric and follows the pattern LLLLAAMMDDGEFCCC99 which represents the format where:

• LLLL Letters in uppercase, without accents or umlauts from A-Z corresponding to the first two letters of the paternal last name, the first letter of the maternal last name and the first letter of the name
• AA corresponds to the year of birth in two digits.
• MM month of birth in two digits.
• DD day of birth in two digits
• G Gender (H=man, M=woman)
• EF Federative Entity in two characters. Allowed characters from A-Z
• CCC Letters corresponding to the second consonant of the paternal last name, the second consonant of the maternal last name and the second consonant of the name. Allowed characters from A-Z
• 99 numbers assigned by the authority as a sequence VXSD: Consider the validations cited in the "Normative Instruction for the Assignment of the Unique Population Registry Key", issued by the General Directorate of the National Registry of Population and Personal Identification, issued by the Ministry of the Interior. VXSD: The closing tag </curp> must be found. In case of not having the data, it does not need to be included.

1.8

FEDERAL TAXPAYER REGISTRY

<rfc>

Optional

Alphanumeric

12 - 13

Pattern:

LLLLAAMMDDXXX

(Physical Person) or

LLLAAMMDDXXX

(Legal Person).

VXSD: The length is 12 to 13 characters; 12 for Legal Persons and 13 for Physical Persons. VXSD: For Physical Person, the field is alphanumeric and follows the pattern LLLLAAMMDDXXX which represents the format where:

• LLLL Letters in uppercase, without accents or umlauts, from A-Z (including Ñ and &) corresponding to the first two letters of the paternal last name, the first letter of the maternal last name and the first letter of the name.
• AA corresponds to the year of birth in two digits.
• MM month of birth in two digits.
• DD day of birth in two digits
• XXX Characters representing the homoclave. They can be letters from A-Z, including Ñ (uppercase, without accents and without umlauts) or numbers. VXSD: For Legal Person, the field is alphanumeric and follows the pattern LLLAAMMDDXXX which represents the format where:
• LLL Letters in uppercase, without accents or umlauts from A-Z corresponding to the letters of the legal name of the Legal Person.
• AA corresponds to the year of constitution in two digits.
• MM corresponds to the month of constitution in two digits.
• DD corresponds to the day of constitution in two digits.
• XXX Characters representing the homoclave. They can be letters from A-Z (uppercase, without accents and without umlauts) or numbers. -VXSD: The closing tag </rfc> must be found. In case of not having the data, it does not need to be included in the report.

1.9

ACCOUNT TYPE

<account_type>

Optional

Alphanumeric

1-180

N/A

VXSD: The minimum length is 1 character and maximum is 180. VXSD: The field is alphanumeric. VXSD: VXSD: Use UTF-8 encoding. VXSD: The closing tag </account_type> must be found. VXSD: Blank character strings are not accepted.

1.10

CURRENCY

<currency>

Mandatory

Alphabetic

3

Pattern: LLL

VXSD: The field is mandatory. VXSD: The length is 3 characters. VXSD: The field is alphabetic. VXSD: Only accepts uppercase characters from A-Z, where L corresponds to a letter. VXSD: The closing tag </currency> must be found. VC31511112R1: The key must correspond to the CURRENCY OR CURRENCY CATALOG provided by the UIF.

2

ADDRESS

<address>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </address> must be found.

2.1

DATA IF THE ADDRESS IS UNIFIED OR SEPARATED

<address_type>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </address_type> must be found.

2.1.1

UNIFIED ADDRESS

<unified>

Optional

XML Tag

N/A

N/A

VXSD: If the <separated> tag does not exist, then the <unified> tag is mandatory. Both cannot exist. VXSD: The closing tag </unified> must be found.

2.1.1.1

UNIFIED ADDRESS DESCRIPTION

<unified_address>

Mandatory

Alphanumeric

1-500

N/A

VXSD: The tag is mandatory if the <unified> tag is found within the <address> tag. VXSD: The minimum length is 1 character and maximum is 500. VXSD: VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </unified_address> must be found.

2.1.2

SEPARATED ADDRESS

<separated>

Mandatory

XML Tag

N/A

N/A

VXSD: If the <unified> tag does not exist, then the <separated> tag is mandatory. Both cannot exist. VXSD: The closing tag </separated> must be found.

2.1.2.1

FEDERATIVE ENTITY KEY

<federative_entity>

Mandatory

Alphanumeric

2

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: The length is 2 characters. VXSD: The closing tag </federative_entity> must be found. VC421121R1: The field key must correspond to the SEPOMEX Federative Entities Catalog.

2.1.2.2

ZIP CODE

<zip_code>

Mandatory

Alphanumeric

5

Pattern: 99999

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: The length is 5 characters. VXSD: Only accepts the characters 0-9. VXSD: The closing tag </zip_code> must be found.

2.1.2.3

CITY OR TOWN

<city_town>

Mandatory

Alphanumeric

1-70

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: The minimum length is 1 character and maximum is 70. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </city_town> must be found.

2.1.2.4

DELEGATION OR MUNICIPALITY KEY

<delegation_municipality>

Mandatory

Alphanumeric

1 - 150

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: Use UTF-8 encoding. VXSD: The length is 1 to 150 characters. VXSD: The closing tag </delegation_municipality> must be found.

2.1.2.5

NEIGHBORHOOD

<neighborhood>

Mandatory

Alphanumeric

1 - 70

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: The minimum length is 1 character and maximum is 70. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </neighborhood> must be found.

2.1.2.6

STREET, AVENUE OR WAY

<street>

Mandatory

Alphanumeric

1-70

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address> tag. VXSD: The minimum length is 1 character and maximum is 70. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </street> must be found.

2.1.2.7

EXTERIOR NUMBER

<exterior_number>

Mandatory

Alphanumeric

1-40

N/A

VXSD: The tag is mandatory if the <separated> tag is found within the <address_type> tag. VXSD: The minimum length is 1 character and maximum is 40. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </exterior_number> must be found.

2.1.2.8

INTERIOR NUMBER

<interior_number>

Optional

Alphanumeric

1-40

N/A

VXSD: The minimum length is 1 character and maximum is 40. VXSD: Use UTF-8 encoding. VXSD: Blank character strings are not accepted. VXSD: The closing tag </interior_number> must be found. In case of not having the data, it does not need to be included in the report.

3

BANKING PRODUCTS ASSOCIATED WITH THE ACCOUNT OR CONTRACT

<banking_products_associated>

Optional

XML Tag

N/A

N/A

VXSD: If the tag exists, the closing tag </banking_products_associated> must be found. VC3R1: The tag is mandatory in case of existing banking products associated with the account or contract. In case of not having associated banking products, it should not be included.

3.1

DATA OF THE BANKING PRODUCT ASSOCIATED WITH THE ACCOUNT OR CONTRACT

<banking_product_associated>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory if the <banking_products_associated> tag exists (at least one operation must be included). VXSD: The closing tag </banking_product_associated> must be found. VC31R1: There must be a <banking_product_associated> tag for each product listed.

3.1.1

ACCOUNT NUMBER

<account_number>

Mandatory

Alphanumeric

1 - 18

Pattern:

999999999999999999

VXSD: The field is mandatory for each associated banking product. VXSD: The minimum length is 1 character and the maximum is 18. VXSD: Numbers from 0-9. Accepts leading zeros. VXSD: The closing tag </account_number> must be found.

3.1.2

PRODUCT DESCRIPTION

<product_description>

Mandatory

Alphanumeric

1-150

N/A

VXSD: The field is mandatory for each associated banking product. VXSD: The minimum length is 1 character and maximum is 150. VXSD: The field is alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </product_description> must be found.

4

PERIOD COVERED BY THE INFORMATION

<information_period>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </information_period> must be found.

4.1

PERIOD START DATE

<period_start_date>

Mandatory

Numeric

8

Pattern: AAAA-MM-DD

VXSD: The length is 8 characters. VXSD: The field is numeric and follows the pattern AAAA-MM-DD which represents the date format, where:

• AAAA corresponds to the year in 4 digits.
• MM month in two digits.
• DD day in two digits VXSD: The closing tag </period_start_date> must be found. VC31611114R1: The date must be valid, that is, a valid month between 01-12, a valid day between 01 - 31 corresponding to the indicated month.

4.2

PERIOD END DATE

<period_end_date>

Mandatory

Numeric

8

Pattern: AAAA-MM-DD

VXSD: The length is 8 characters. VXSD: The field is numeric and follows the pattern AAAA-MM-DD which represents the date format, where:

• AAAA corresponds to the year in 4 digits.
• MM month in two digits.
• DD day in two digits VXSD: The closing tag </period_end_date> must be found. VC31611114R1:

VC31611114R1: The date must be valid, that is, a valid month between 01-12, a valid day between 01 - 31 corresponding to the indicated month.

5

DETAIL OF THE MOVEMENTS

<movements>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory. VXSD: The closing tag </movements> must be found.

5.1

MOVEMENT DETAIL

<movement>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory if the <movements> tag exists (at least one movement must be included). VXSD: The closing tag </movement> must be found. VC31R1: There must be a <movement> tag for each operation reported.

5.1.1

OPERATION DATE

<operation_date>

Mandatory

Numeric

8

Pattern: AAAA-MM-DD

VXSD: The length is 8 characters. VXSD: The field is numeric and follows the pattern AAAA-MM-DD which represents the date format, where:

• AAAA corresponds to the year in 4 digits.
• MM month in two digits.
• DD day in two digits VXSD: The closing tag </operation_date> must be found. VC31611114R1: The date must be valid, that is, a valid month between 01-12, a valid day between 01 - 31 corresponding to the indicated month.

5.1.2

CONCEPT/DESCRIPTION

<description>

Mandatory

Alphanumeric

1-200

N/A

VXSD: The minimum length is 1 character and the maximum is 200. VXSD: The field is Alphanumeric. VXSD: Use UTF-8 encoding. VXSD: The closing tag </description> must be found.

5.1.3

SERIAL/REFERENCE

<reference>

Optional

Numeric

1-18

Pattern:

999999999999999999

VXSD: The minimum length is 1 character and the maximum is 18. VXSD: Only accepts the following characters: letters from A-Z (without accents or umlauts), numbers from 0-9. VXSD: The closing tag </reference> must be found.

5.1.4

CREDIT/DEPOSIT

<deposit>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: If the <charge> tag does not exist, then the <deposit> tag is mandatory. Both cannot exist.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </deposito> must be found.

5.1.5

WITHDRAWAL/CHARGE

<cargo>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: If the <deposito> tag does not exist, then the <cargo> tag is mandatory.

Both cannot exist.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </cargo> must be found.

5.1.6

NEW BALANCE

(AFTER THE

MOVEMENT)

<nuevo_saldo>

Optional

Numeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ nuevo_saldo> must be found.

6

SUMMARY OF

OPERATIONS

<resumen_operaciones>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory.

VXSD: The closing tag </ resumen_operaciones> must be found.

6.1

INITIAL BALANCE

<saldo_inicial>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ saldo_inicial> must be found.

6.2

NUMBER OF

DEPOSITS/

CREDITS

MADE

<numero_depositos>

Optional

Numeric

1-6

Pattern: 999999

VXSD: The length is 6 characters.

VXSD: It only accepts characters from 0-9.

VXSD: The closing tag </ numero_depositos> must be found. In case of not having the data, it does not need to be included.

6.3

TOTAL AMOUNT

DEPOSITED/

CREDITED

<monto_total_depositado>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ monto_total_depositado> must be found.

6.4

NUMBER OF

WITHDRAWALS/CHARGES

MADE

<numero_retiros>

Optional

Numeric

1-6

Pattern: 99999

VXSD: The length is 6 characters.

VXSD: It only accepts characters from 0-9.

VXSD: The closing tag </ numero_retiros> must be found. In case of not having the data, it does not need to be included.

6.5

TOTAL AMOUNT

WITHDRAWN/CHARGED

<monto_total_retirado>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: The field is numeric with decimals. It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ monto_total_retirado> must be found.

6.6

FINAL BALANCE

<saldo_final>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </saldo_final> must be found.

6.7

TOTAL

FEES

<monto_total_comisiones>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ monto_total_comisiones> must be found.

7

SUMMARY OF

YIELDS

<resumen_rendimientos>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory.

VXSD: The closing tag </ resumen_rendimientos> must be found.

7.1

AVERAGE BALANCE

<saldo_promedio>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The field is mandatory.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ saldo_promedio> must be found.

7.2

DAYS OF THE

AVERAGE

<dias_del_promedio>

Mandatory

Numeric

2

Pattern: 99

VXSD: The minimum length is 1 character and the maximum is 2.

VXSD: It only accepts characters from 0-9.

VXSD: The closing tag </ dias_del_promedio> must be found.

7.3

GROSS ANNUAL

RATE

<tasa_bruta_anual>

Mandatory

Alphanumeric

4

Format: 1 integer position, decimal point (explicit), 2 decimal positions

VXSD: The minimum length is 3 characters (1 integer of 1 digit, 1 decimal point, and 1 decimal) and the maximum is 4 (1 integer of 2 digits, 1 decimal point, and 1 decimal). The first 2 positions will be used for integers and the last one for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .0.

VXSD: The closing tag </ tasa_bruta_anual> must be found.

7.4

TAXABLE AVERAGE

BALANCE

<saldo_promedio_gravable>

Optional

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ saldo_promedio_gravable> must be found.

7.5

INTERESTS IN

FAVOR

<intereses_a_favor>

Optional

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </ intereses_a_favor> must be found.

7.6

ISR WITHHELD

<isr_retenido>

Optional

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </isr_retenido> must be found.

8

FEES OF THE

PERIOD

<comisiones_del_periodo>

Optional

XML Tag

N/A

N/A

VXSD: If the tag exists, the closing tag </ comisiones_del_periodo> must be found.

VC3R1: The tag is mandatory in case there are fees in the period of the statement. In case there are no fees, it should not be included.

8.1

FEE OF THE

PERIOD

<comision>

Mandatory

XML Tag

N/A

N/A

VXSD: The tag is mandatory, if the <comisiones_del_periodo> tag exists (at least one operation must be included).

VXSD: The closing tag </comision> must be found.

VC31R1: There must be a <comision> tag for each fee reported.

8.1.1

DATE

<fecha>

Mandatory

Numeric

8

Pattern: YYYY-MM-DD

VXSD: The tag is mandatory, if the <comision> tag exists.

VXSD: The length is 8 characters.

VXSD: The field is numeric and follows the pattern YYYY-MM-DD which represents the date format, where:

• YYYY corresponds to the year in 4 digits.

• MM month in two digits.

• DD day in two digits.

VXSD: The closing tag </fecha> must be found.

The date must be valid, that is, a valid month between 01-12, a valid day between 01 - 31 corresponding to the indicated month.

8.1.2

CONCEPT

<concepto>

Mandatory

Alphanumeric

1-200

N/A

VXSD: The tag is mandatory, if the <comision> tag exists.

VXSD: The minimum length is 1 character and the maximum is 200.

VXSD: VXSD: Use UTF-8 encoding.

VXSD: The closing tag </concepto> must be found.

8.1.3

AMOUNT

<monto>

Mandatory

Alphanumeric

4 - 17

Format: 14 integer positions, decimal point (explicit), 2 decimal positions

VXSD: The tag is mandatory, if the <comision> tag exists.

VXSD: The minimum length is 4 characters (1 integer of 1 digit, 1 decimal point, and 2 decimals) and the maximum is 17 (1 integer of 14 digits, 1 decimal point, and 2 decimals).

The first 14 positions will be used for integers and the last 2 for decimals, separating the fractions with a point.

VXSD: It is mandatory to specify the decimals, even when the fractional amount is .00.

VXSD: The closing tag </monto> must be found.

8.1.4

REFERENCE

<referencia>

Optional

Alphanumeric

1-18

N/A

VXSD: The tag is optional, if the <comision> tag exists.

VXSD: The minimum length is 1 character and the maximum is 18.

VXSD: It only accepts the following characters: letters A-Z (without accents or diaeresis), numbers 0-9. Accepts leading zeros.

VXSD: The closing tag </referencia> must be found.

---

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