Resolution modifying the Agreement delegating the authority to impose administrative sanctions

DOF: 20/12/2019

RESOLUTION modifying the Agreement by which the Board of Directors of the National Banking and Securities Commission delegates to the President, Legal Vice President, Director General of Crimes and Sanctions, and Assistant Directors General of Administrative Sanctions A, B and C of said Commission, the authority to impose administrative sanctions.

A seal with the National Coat of Arms appears at the margin, which reads: United Mexican States.- GOVERNMENT OF MEXICO.-

TREASURY.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.

The National Banking and Securities Commission, through an agreement formulated by its Board of Directors in the session held on September 23, 2019, and based on the provisions of articles 12, fractions IV and X; and 16, fraction I of the Law of the National Banking and Securities Commission and 10 of the Internal Regulations of the National Banking and Securities Commission, and

CONSIDERING

That in accordance with what is provided in article 12, fraction IV of the Law of the National Banking and Securities Commission, it is the responsibility of the Board of Directors of the Commission to delegate the authority to impose administrative sanctions, based on the nature of the infringement or the amount of the fine, to the President or to the public servants of said Commission, and

That it is necessary to specify in Article ONE of the "Agreement by which the Board of Directors of the National Banking and Securities Commission delegates to the President, Legal Vice President, Director General of Crimes and Sanctions, and Assistant Directors General of Administrative Sanctions A, B and C of said Commission, the authority to impose administrative sanctions", those legal frameworks that grant the National Banking and Securities Commission the authority to impose administrative sanctions, it has seen fit to issue the following:

RESOLUTION MODIFYING THE AGREEMENT BY WHICH THE BOARD OF DIRECTORS OF THE NATIONAL BANKING AND SECURITIES COMMISSION DELEGATES TO THE PRESIDENT, LEGAL VICE PRESIDENT, DIRECTOR GENERAL OF CRIMES AND SANCTIONS, AND ASSISTANT DIRECTORS GENERAL OF ADMINISTRATIVE SANCTIONS A, B AND C OF SAID COMMISSION, THE AUTHORITY TO IMPOSE ADMINISTRATIVE SANCTIONS

SOLE.- Article ONE, first paragraph of the "Agreement by which the Board of Directors of the National Banking and Securities Commission delegates to the President, Legal Vice President, Director General of Crimes and Sanctions, and Assistant Directors General of Administrative Sanctions A, B and C of said Commission, the authority to impose administrative sanctions", published in the Official Gazette of the Federation on November 21, 2014, and amended through resolutions published in said dissemination organ on December 19, 2014; June 7, 2016; April 25 and October 19, 2018, is REFORMED, to read as follows:

"ARTICLE ONE.- The authority to impose administrative sanctions for infringements referred to in the following legal frameworks is delegated to the President, Legal Vice President, Director General of Crimes and Sanctions, and Assistant Directors General of Administrative Sanctions A, B or C of the National Banking and Securities Commission: Law to Regulate Financial Groupings, Law of Credit Institutions, General Law of Credit Auxiliary Organizations and Activities, Law of Investment Companies, Law of Investment Funds, Securities Market Law, Popular Savings and Credit Law, Law to Regulate the Activities of Savings and Loan Cooperatives, Law to Regulate Credit Information Societies, Law of Credit Unions, Law for the Transparency and Regulation of Financial Services, Law to Regulate Financial Technology Institutions, Law of the National Institute for the Protection of Consumers, Organic Law of the National Financial Development Institution for Agriculture, Rural, Forestry and Fisheries, as well as the Federal Revenue Law in force at the time the corresponding sanction is imposed, and the provisions emanating from them, without prejudice to the direct exercise of this authority by the Board of Directors itself, according to the following:

a) to c)

. . . "

TRANSITORY

SOLE.- This Resolution shall enter into force the day following its publication in the Official Gazette of the Federation.

Respectfully

Mexico City, December 12, 2019. - The President of the National Banking and Securities Commission, Adalberto Palma Gómez.- Signature.

In the document you are viewing, there may be text, characters or objects that are not displayed correctly due to conversion to HTML format, so we recommend always taking the digitized image of the DOF or the PDF file of the edition as a reference. The content, form and scope of the published documents are the strict responsibility of their issuer.

INQUIRY

BY DATE

Do

Lu

Ma

Mi

Ju

Vi

Sá

INDICATORS

Exchange Rate and Rates as of 28/08/2026

DOLLAR

16.9712 UDIS

8.808812 TIIE 28 DAYS

6.7559% TIIE 91 DAYS

6.7931% TIIE 182 DAYS

6.8474% TIIE DE FONDEO

6.50%

See more

SURVEYS

Did you like the new look of the Official Gazette of the Federation website?

No

Yes

Official Gazette of the Federation

Río Amazonas No. 62, Col. Cuauhtémoc, C.P. 06500, Mexico City Tel. (55) 5093-3200, where you can access our menu of services

Electronic address: dof.gob.mx

113

LEGAL NOTICE | SOME RIGHTS RESERVED © 2026