Resolution modifying the General Provisions applicable to credit institutions (qualified investor)

DOF: 02/07/2026

RESOLUTION modifying the General Provisions applicable to credit institutions (qualified investor)

A seal with the National Coat of Arms appears at the margin, stating: United Mexican States.- Treasury.- Ministry of

Treasury and Public Credit.- National Banking and Securities Commission.

The National Banking and Securities Commission, based on the provisions of articles 63, first paragraph;

64, first and sixth paragraphs; 81 Bis, first paragraph and 98 Bis of the Credit Institutions Law;

as well as 4, fractions XXVI, XXXVI and XXXVIII and 16, fraction I of the National Banking and Securities

Commission Law, and

CONSIDERING

That, the Credit Institutions Law establishes the obligation that bank bonds and

subordinated obligations be issued through a unilateral declaration of will, which must be made

recorded before the National Banking and Securities Commission. In this sense, with the purpose of strengthening regulatory

coherence and providing greater legal certainty to credit institutions, clarifications are made in

the process to formalize it,

And

That, with the objective of providing legal certainty both to credit institutions and to

persons who carry out operations with securities and derivatives issued by them, the definition

of "qualified investor" is homogenized with the definitions established in other general provisions, has

resolved to issue the following:

RESOLUTION MODIFYING THE GENERAL PROVISIONS

APPLICABLE TO

CREDIT INSTITUTIONS

SINGLE.- Article 1, fraction XCI and Annex 74, in its subsection c), item 2 of the

"General Provisions applicable to credit institutions", published in the Official Gazette of the

Federations on December 2, 2005 and modified through resolutions published in the aforementioned medium

of dissemination, are REFORMED, to read as follows:

" Article 1.-

. . .

I. to XC. . . .

XCI.

Qualified investor:

a)

Basic: the person who maintains on average, during the last 12 months, investments in

Securities for an amount equal to or greater than 1,500,000 UDIs or who has obtained in each of the

last 2 years, annual gross income equal to or greater than 500,000 UDIs.

b)

Sophisticated: the person who maintains on average during the last 12 months,

investments in Securities in one or several financial entities, for an amount equal to or greater than

3,000,000 UDIs or who has obtained in each of the last 2 years annual gross income

equal to or greater than 1,000,000 UDIs.

c)

To participate in restricted public offerings: the person who maintained on average

during the last year, investments in Securities equivalent in national currency to, at least,

20,000,000 UDIs.

XCII. to CXLVII.

. . . "

TRANSITORY

SINGLE.- This Resolution will enter into force the day following its publication in the Official Gazette

of the Federation.

Respectfully

Mexico City, June 22, 2026. - President of the National Banking and Securities Commission,

Ángel Cabrera Mendoza.- Rubric.

" Annex 74

Instructions for recording before the Commission the unilateral declaration

of will through the minutes

of issuance.

. . .

a)

. . .

b)

. . .

c)

. . .

. . .

Certificate signed by the secretary of the board of directors of the common representative,

in which he authenticates that the powers of his attorney-in-fact have not been revoked,

modified or limited as of the date of signing the issuance act or the modification to the act of

corresponding issuance. "

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