Resolution modifying the general provisions applicable to securities depository institutions

DOF: 26/04/2018

RESOLUTION that modifies the general provisions applicable to securities depository institutions

A seal with the National Coat of Arms appears at the margin, which reads: United Mexican States.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.

The National Banking and Securities Commission, based on what is provided in articles 210, fourth and fifth paragraphs, in relation with article 279, first paragraph of the Securities Market Law, as well as 4, fractions XXXVI and XXXVIII and 16, fraction I of the Law of the National Banking and Securities Commission, and

CONSIDERING

That it is necessary to repeal the norms regarding external independent audit services that must be contracted by securities depository institutions, due to the fact that these are integrated into a new normative body titled "General Provisions Applicable to Entities and Issuers Supervised by the National Banking and Securities Commission that Contract External Audit Services for Basic Financial Statements", has resolved to issue the following:

RESOLUTION THAT MODIFIES THE GENERAL PROVISIONS APPLICABLE TO SECURITIES DEPOSITORY INSTITUTIONS

SOLE.- Article 30, fraction VIII is ADDED and Articles 3 and 5 of the "General Provisions Applicable to Securities Depository Institutions", published in the Official Gazette of the Federation on January 12, 2017, are REPEALED, to read as follows:

" Article 3.- Repealed. "

" Article 5.- Repealed. "

" Article 30.-

. . .

I. to

VII.

. . .

VIII.

General Provisions Applicable to Entities and Issuers Supervised by the National Banking and Securities Commission that Contract External Audit Services for Basic Financial Statements. "

TRANSITIONAL PROVISION

SOLE.- This Resolution shall enter into force starting from August 1, 2018.

Respectfully,

Mexico City, April 17, 2018. - The President of the National Banking and Securities Commission, José Bernardo González Rosas.- Initialled.

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