Resolution modifying the general provisions applicable to stock exchanges

DOF: 26/04/2018

RESOLUTION modifying the general provisions applicable to stock exchanges

At the margin, a seal with the National Coat of Arms, which says: United Mexican States.- Ministry of Finance and Public Credit.- National Banking and Securities Commission.

The National Banking and Securities Commission, based on the provisions of Articles 210, fourth and fifth paragraphs, in relation to Article 243, first paragraph of the Securities Market Law, as well as 4, sections XXXVI and XXXVIII and 16, section I of the Law of the National Banking and Securities Commission, and

CONSIDERING

That it is necessary to repeal the norms regarding the independent external audit services that stock exchanges must contract, due to the fact that these are integrated into a new regulatory body called "General Provisions Applicable to Entities and Issuers Supervised by the National Banking and Securities Commission that Contract External Audit Services for Basic Financial Statements", has resolved to issue the following:

RESOLUTION MODIFYING THE GENERAL PROVISIONS APPLICABLE TO

STOCK EXCHANGES

SOLE.- Article 44, section VIII is ADDED and Articles 2, section III, subsection f); 18 and 21 of the "General Provisions Applicable to Stock Exchanges", published in the Official Gazette of the Federation on May 15, 2017, and reformed by the resolution published in the said Gazette on December 18, 2017, are REPEALED, to read as follows:

" Article 2.-

. . .

I. and II.

. . .

III.

. . .

a) to e)

. . .

f)

Repealed.

g)

. . .

IV. to IX.

. . .

. . . "

" Article 18.- Repealed. "

" Article 21.- Repealed. "

" Article 44.- . . .

I. to VII.

. . .

VIII.

General Provisions Applicable to Entities and Issuers Supervised by the National Banking and Securities Commission that Contract External Audit Services for Basic Financial Statements. "

TRANSITORY

SOLE.- This Resolution will enter into force as of August 1, 2018.

Respectfully

Mexico City, April 17, 2018. - The President of the National Banking and Securities Commission, José Bernardo González Rosas.- Signature.

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