Return of Large Exposures (Form MA(BS)28)

under the Banking Ordinance RETURN OF LARGE EXPOSURES

• LOCAL OFFICE(S) / LOCAL OFFICES AND OVERSEAS BRANCHES / CONSOLIDATED POSITION for the quarter ended ......................................................................... (last day of the quarter) Chief Accountant Chief Executive Name Telephone Number MA(BS)28 (Rev. 9/2019) E1 SECRET Co. No. MM YY CAT. (For Official Use Only)
• Delete where inapplicable Name of Authorized Institution Date of Submission The Banking Ordinance Information requested in this Return is required under section 63(2) of the Banking Ordinance. The Return should be submitted to the Monetary Authority not later than 6 weeks after the end of each quarter ending on 31 March, 30 June, 30 September and 31 December, unless otherwise advised by the Monetary Authority. Note: This Return is to be prepared in accordance with the Completion Instructions issued by the Monetary Authority. We certify that this Return is, to the best of our knowledge and belief, correct. Name and telephone number of responsible person who may be contacted by the Monetary Authority in case of any query. 1

(in HK$'000) On-balance sheet exposures in the banking book (excluding those in relation to columns (5) and (6)) Trading book exposures (excluding those in relation to column (6)) Off-balance sheet exposures arising from commitments and contingent liabilities Default risk exposures arising from derivative contracts and SFTs Exposures arising from investment with additional risk factor Indirect exposures (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) 0 Total 0 Memorandum items Amount (in HK$'000) Amount (in HK$'000) As % of Tier 1 capital (%) As % of Tier 1 capital (%) Before CRM After CRM Before CRM After CRM Aggregate exposure to non-bank connected parties Aggregate exposure to connected natural persons I. Exposures to any non-bank connected party equal to or exceeding 5% of Tier 1 capital during the reporting period As % of Tier 1 capital (%) Maximum exposure Exposures at reporting date before CRM in reporting period Name of entity Memorandum item: Deductions (amount of deduction according to rule 57 of BELR excluded from columns (3) to (8)) Exposure before CRM Total exposure before CRM = Sum of columns (3) to (8) Total exposure after CRM 2

II. Twenty largest exposures (and all those equal to or exceeding 10% of Tier 1 capital) before CRM during the reporting period (in HK$'000) On-balance sheet exposures in the banking book (excluding those in relation to columns (5) and (6)) Trading book exposures (excluding those in relation to column (6)) Off-balance sheet exposures arising from commitments and contingent liabilities Default risk exposures arising from derivative contracts and SFTs Exposures arising from investment with additional risk factor Indirect exposures (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) 0 Total 0 Memorandum item: Deductions (amount of deduction according to rule 57 of BELR excluded from columns (3) to (8)) Maximum exposure Exposures at reporting date before CRM in reporting period Name of entity / LC group Total exposure before CRM = Sum of columns (3) to (8) As % of Tier 1 capital (%) Exposure before CRM Total exposure after CRM 3

III. Twenty largest exposures (and all those equal to or exceeding 10% of Tier 1 capital) after CRM during the reporting period (in HK$'000) On-balance sheet exposures in the banking book (excluding those in relation to columns (5) and (6)) Trading book exposures (excluding those in relation to column (6)) Off-balance sheet exposures arising from commitments and contingent liabilities Default risk exposures arising from derivative contracts and SFTs Exposures arising from investment with additional risk factor Indirect exposures (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) 0 Total 0 Memorandum Items Amount (in HK$'000) As % of Tier 1 capital (%) For monitoring clustering exposures: After CRM After CRM Aggregate large exposure Total exposure after CRM = Sum of columns (3) to (8) Maximum exposure Exposures at reporting date after CRM in reporting period Name of entity / LC group Memorandum item: Deductions (amount of deduction according to rule 57 of BELR excluded from columns (3) to (8)) Exposure after CRM As % of Tier 1 capital (%) Total exposure before CRM 4

IV. Exempted exposures before CRM (other than intragroup exposures) equal to or exceeding 10% of Tier 1 capital (in HK$'000) On-balance sheet exposures in the banking book (excluding those in relation to columns (5) and (6)) Trading book exposures (excluding those in relation to column (6)) Off-balance sheet exposures arising from commitments and contingent liabilities Default risk exposures arising from derivative contracts and SFTs Exposures arising from investment with additional risk factor Indirect exposures (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) 0 Total 0 V. Intragroup exposures equal to or exceeding 5% of Tier 1 capital (local AIs) or 20 largest intragroup exposures (overseas AIs) during the reporting period (in HK$'000) On-balance sheet exposures in the banking book (excluding those in relation to columns (5) and (6)) Trading book exposures (excluding those in relation to column (6)) Off-balance sheet exposures arising from commitments and contingent liabilities Default risk exposures arising from derivative contracts and SFTs Exposures arising from investment with additional risk factor Indirect exposures (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) 0 Total 0 Memorandum Items Amount (in HK$'000) Amount (in HK$'000) As % of Tier 1 capital (%) As % of Tier 1 capital (%) Before CRM After CRM Before CRM After CRM Aggregate intragroup exposure As % of Tier 1 capital (%) Total exempted exposure after CRM Name of entity / LC group Name of entity Maximum exposure before CRM in reporting period Exempted Exposure before CRM Exposures at reporting date Memorandum item: Deductions (amount of deduction according to rule 57 of BELR excluded from columns (3) to (8)) Total exempted exposure before CRM = Sum of columns (3) to (8) Maximum exposure before CRM in reporting period Exempted Exposure before CRM As % of Tier 1 capital (%) Provision(s) under which exemption is granted Exposures at reporting date Total exempted exposure before CRM = Sum of columns (3) to (8) 5