Regulatory Alerts2024-08-07
Added · Updated
Revised Return of Securities Related Activities (Securities Return)
The Hong Kong Monetary Authority issued this circular on 7 August 2024 to implement the Revised Return of Securities Related Activities for registered institutions. The document mandates the use of an updated Securities Return template and provides revised completion instructions to standardize reporting requirements. It also formally supersedes previous circulars to ensure compliance with the new regulatory framework for wealth management and investment products.
CIR
Current
Issue Date:
07 Aug 2024
20241008-3-EN.pdf (660.6 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
07 Aug 2024
Revised Return of Securities Related Activities (Securities Return)
Annex
Current
07 Aug 2024
Annex 2 - Revised Completion Instructions
Annex
Current
07 Aug 2024
Annex 3 - Previous circulars superseded
CIR
Current
07 Aug 2024
Revised Return of Securities Related Activities (Securities Return)
Annex
Current
07 Aug 2024
Annex 2 - Revised Completion Instructions
Annex
Current
07 Aug 2024
Annex 3 - Previous circulars superseded
Cross referenced Document
Version History
Superseded Document
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