Regulatory Alerts2012-09-18
Added · Updated
Sale and marketing of Mandatory Provident Fund schemes
The Hong Kong Monetary Authority issued this circular to regulate the sale and marketing practices of Mandatory Provident Fund schemes by authorized institutions. The document establishes conduct requirements for registered intermediaries to ensure appropriate distribution and supervision of MPF products. It supersedes previous guidelines and aligns with recommendations from the HKMA's report on structured products connected to Lehman Brothers.
CIR
Current
Issue Date:
18 Sep 2012
20120918-1-EN.pdf (50.9 KB)
Topic:
Wealth Management & MPF - MPF products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
18 Sep 2012
Annex - Guidelines on Conduct Requirements for Registered Intermediaries
CIR
Archive
25 Mar 2009
Implementation of recommendations in the HKMA's Report on Issues Concerning the Distribution of Structured Products Connected to Lehman Brothers ("the HKMA's Report")
SPM-NGL
Archive
23 Nov 2001
MP-1 Supervision of Mandatory Provident Fund Intermediaries
Annex
Current
18 Sep 2012
Annex - Guidelines on Conduct Requirements for Registered Intermediaries
CIR
Archive
25 Mar 2009
Implementation of recommendations in the HKMA's Report on Issues Concerning the Distribution of Structured Products Connected to Lehman Brothers ("the HKMA's Report")
Version History
SPM-NGL
Archive
23 Nov 2001
MP-1 Supervision of Mandatory Provident Fund Intermediaries
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