Regulatory Alerts2025-09-12
Added · Updated
SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions
The Securities and Futures Commission issued SB-1 to outline its supervisory approach for regulated activities conducted by SFC-registered authorized institutions. This document establishes the framework for overseeing wealth management and MPF-related securities and investment products. It details the regulatory expectations and compliance standards applied to these registered entities.
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