Regulatory Alerts2018-10-08
Added
Securities And Futures (Approved Holding Companies) Regulations 2005
The Monetary Authority of Singapore issued these regulations to establish licensing requirements and obligations for holding companies of regulated market operators, clearing houses, and trade repositories. The framework mandates compliance with standards regarding licensing, operational risk management, key appointments, and corporate governance. Recent amendments in 2007 and 2018 have updated these provisions to ensure ongoing regulatory alignment for applicable holding companies.
Regulations
Last Revised Date: 08 October 2018
Regulations setting out licensing requirements and obligations of Holding Companies of operators of regulated markets, regulated clearing houses and trade repositories
Licensing, Authorisation and Registration
Operational Risk
Key Appointments
Corporate Governance
Applies to:
Holding Company of Exchange or Clearing House
View Document
Securities And Futures (Approved Holding Companies) Regulations 2005
08 Oct 2018 Securities and Futures (Approved Holding Companies) (Amendment) Regulations 2018
takes effect. 01 Mar 2007 Securities and Futures (Approved Holding Companies) (Amendment) Regulations 2007
takes effect.