Regulatory Alerts2018-10-08
Added
Securities And Futures (Approved Holding Companies) Regulations 2005
The Monetary Authority of Singapore issued these regulations to establish licensing requirements and obligations for holding companies of regulated market operators, clearing houses, and trade repositories. The framework mandates compliance with standards regarding licensing, operational risk management, key appointments, and corporate governance. Recent amendments in 2007 and 2018 have updated these provisions to ensure ongoing regulatory alignment for applicable holding companies.
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