2005-04-26

Added 2026-07-10

Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005

The Monetary Authority of Singapore issued the Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005 to grant specific regulatory exemptions to Trans-Pacific Credit Ptd Ltd and UOB Kay Hian Pte Ltd. These regulations relieve the named entities from certain requirements regarding dealing in capital markets products, product financing, and providing custodial services under the ESOS Financing Scheme. The document establishes the legal framework for these exemptions while maintaining broader licensing and financial resource obligations for the regulated entities.

Singapore

Monetary Authority of Singapore

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Regulations

Published Date: 26 April 2005

Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005

Sets out the exemptions for Trans-Pacific Credit Ptd Ltd and UOB Kay Hian Pte Ltd in relation to the ESOS Financing Scheme.

Exemptions

Applies to:

Dealing in Capital Markets Products

,

Product Financing

,

Providing Custodial Services

View Document

Securities and Futures (ESOS Financing Scheme) (Exemption) Regulations 2005

Sets out the minimum capital and financial resources, and other financial and margin requirements.

Sets out requirements for licensing, representative notification and conduct of business, and criteria for exemptions from licensing.