Regulatory Alerts2018-10-08
Added
Securities And Futures (Trade Repositories) Regulations 2013
The Monetary Authority of Singapore issued the Securities And Futures (Trade Repositories) Regulations 2013 to establish licensing requirements and operational obligations for trade repositories. These regulations mandate specific governance standards, including key appointments and corporate governance frameworks, to ensure robust operational risk management. The legal framework was subsequently amended in 2013 and 2018 to refine supervisory powers and align with broader financial sector regulations.
Regulations
Last Revised Date: 08 October 2018
Securities And Futures (Trade Repositories) Regulations 2013
Regulations setting out licensing requirements and obligations of Trade Repositories
Licensing, Authorisation and Registration
Key Appointments
Corporate Governance
Operational Risk
Applies to:
Trade Repository
View Document
Securities And Futures (Trade Repositories) Regulations 2013
08 Oct 2018 Securities and Futures (Trade Repositories) (Amendment) Regulations 2018
takes effect. 31 Oct 2013 Securities and Futures (Trade Repositories) (Amendment) Regulations 2013
takes effect.
This circular provides guidance on how financial institutions should report incidents to MAS under the various acts, regulations, notices, circulars and guidelines.
Proposed amendments to enhance and harmonise MAS authorisation and supervisory powers across the SFA, FAA and TCA. MAS also sought comments on allowing the pledging of securities held in CDP direct accounts for collateralised trading.
Consultation number:
P015 - 2015
Start date:
18 September 2015
Closing date:
16 October 2015
MAS response date:
09 July 2018