RegAlert
2018-10-08

Added · Updated

Securities And Futures (Trade Repositories) Regulations 2013

The Monetary Authority of Singapore issued the Securities And Futures (Trade Repositories) Regulations 2013 to establish licensing requirements and operational obligations for trade repositories. These regulations mandate specific governance standards, including key appointments and corporate governance frameworks, to ensure robust operational risk management. The legal framework was subsequently amended in 2013 and 2018 to refine supervisory powers and align with broader financial sector regulations.

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Regulations

Last Revised Date: 08 October 2018

Securities And Futures (Trade Repositories) Regulations 2013

Regulations setting out licensing requirements and obligations of Trade Repositories

Licensing, Authorisation and Registration

Key Appointments

Corporate Governance

Operational Risk

Applies to:

Trade Repository

View Document

Securities And Futures (Trade Repositories) Regulations 2013

08 Oct 2018
Securities and Futures (Trade Repositories) (Amendment) Regulations 2018

takes effect.
31 Oct 2013
Securities and Futures (Trade Repositories) (Amendment) Regulations 2013

takes effect.

This circular provides guidance on how financial institutions should report incidents to MAS under the various acts, regulations, notices, circulars and guidelines.

Proposed amendments to enhance and harmonise MAS authorisation and supervisory powers across the SFA, FAA and TCA. MAS also sought comments on allowing the pledging of securities held in CDP direct accounts for collateralised trading.

Consultation number:

P015 - 2015

Start date:

18 September 2015

Closing date:

16 October 2015

MAS response date:

09 July 2018

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Lineage: In force

Securities and Futures (Trade R…Securities and Futures (Trade Repositories) (Amendment) Regulations 2013 dated 2013-10-31Securities and Futures (Trade R…Securities and Futures (Trade Repositories) (Amendment) Regulations 2018 dated 2018-10-08Securities And Futures (TradeRepositories) Regulations 20132018-10-08 · this documentSecurities And Futures (Trade Repositories) Regulations 2013 (2018-10-08)
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