Regulatory Alerts2026-01-21
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Superintendence Resolution No. 007-2026-SMV/10
The Superintendence of the Securities Market issued Resolution No. 007-2026-SMV/10 on January 21, 2026, revoking the operating authorization of Diviso Fondos Sociedad Administradora de Fondos S.A. This sanction was imposed due to a very serious infringement for conducting a public offering without previously registering the securities or the corresponding prospectus. The decision cites Article 1.1 of numeral 1, literal A) of Annex III of the Sanctions Regulation as the legal basis for this penalty.
Superintendence Resolution No. 007-2026-SMV/10 January 21, 2026
Diviso Fondos Sociedad Administradora de Fondos S.A. is sanctioned with the revocation of its operating authorization for committing one (01) very serious infringement classified in Annex III, literal A), numeral 1, subsection 1.1 of the SANCTIONS REGULATION, for conducting a public offering without having previously registered the securities in the Register or having registered the corresponding prospectus.
Superintendence Resolution SASP No. 007-2026-SMV_ PDF 1.7 MB Download