Regulatory Alerts2020-01-24
Added · Updated
Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading
The Hong Kong Monetary Authority issued Supervisory Policy Manual SB-2 to establish regulatory standards for authorized institutions engaging in leveraged foreign exchange trading. The document outlines specific conduct requirements and risk management controls that institutions must implement to ensure fair treatment of customers and maintain operational integrity. It serves as the primary guidance for compliance with the associated Circular regarding leveraged foreign exchange trading rules.
SPM-SGL
Current
Issue Date:
24 Jan 2020
SB-2.pdf (116.8 KB)
Topic:
Wealth Management & MPF - Others
Keyword:
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Jan 2020
Supervisory Policy Manual (SPM) SB-2: “Leveraged Foreign Exchange Trading” (Revised)
SPM
Current
10 Apr 2025
GL Glossary
SPM
Current
17 Jan 2025
IN Introduction
SPM-SGL
Archive
28 Mar 2003
SB-2 Leveraged Foreign Exchange Trading - Conduct of Unsolicited Calls V1
GLI
Archive
19 Dec 1994
Leveraged foreign exchange trading rules
CIR
Current
24 Jan 2020
Supervisory Policy Manual (SPM) SB-2: “Leveraged Foreign Exchange Trading” (Revised)
SPM
Current
10 Apr 2025
GL Glossary
SPM
Current
17 Jan 2025
IN Introduction
SPM-SGL
Archive
28 Mar 2003
SB-2 Leveraged Foreign Exchange Trading - Conduct of Unsolicited Calls V1
GLI
Archive
19 Dec 1994
Leveraged foreign exchange trading rules
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