Regulatory Alerts2020-01-24
Added · Updated
Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading
The Hong Kong Monetary Authority issued Supervisory Policy Manual SB-2 to establish regulatory standards for authorized institutions engaging in leveraged foreign exchange trading. This revised document outlines the specific risk management frameworks and operational controls that institutions must implement to ensure prudent handling of leveraged FX activities. It serves as a binding guideline for maintaining financial stability and protecting clients within the wealth management sector.
CIR
Current
Issue Date:
24 Jan 2020
20200124-1-EN.pdf (71.4 KB)
Topic:
Wealth Management & MPF - Others
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
SPM-SGL
Current
24 Jan 2020
SB-2 Leveraged Foreign Exchange Trading
SPM-SGL
Current
24 Jan 2020
SB-2 Leveraged Foreign Exchange Trading
Cross referenced Document
Version History
Superseded Document
You may also be interested in
CIR
Archive
24 Mar 2003
Executive officers of registered institutions
CIR
Archive
28 Sep 2006
Controls to ensure the fitness and propriety of staff of authorized institutions
CIR
Archive
12 Sep 2002
Register of relevant individuals to be maintained by the HKMA under the Banking (Amendment) Ordinance 2002