Swiss Financial Market Supervisory Authority

37 documents, newest first.

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• 2025-03-05FINMA Circular 2025/4 Consolidated supervision of financial groups under the BA and FinIA
• 2024-12-12FINMA Circular 2026/1 on Nature-related Financial Risks
• 2024-10-31FINMA Circular 2025/2 Conduct Requirements under the Financial Services Act and Financial Services Ordinance
• 2024-10-31FINMA Circular 2025/3 Liquidity – insurers
• 2024-10-31FINMA Circular 2025/1 Audit
• 2024-06-26FINMA Circular 2016/3 ORSA - Insurers
• 2024-06-26FINMA Circular 2010/3 Health Insurance under the Insurance Contract Act (VVG)
• 2024-06-26FINMA Circular 2016/2 Disclosure - insurers Principles for the financial condition report
• 2024-06-26FINMA Circular 2017/5 Business Plans - Insurers
• 2024-06-26FINMA Circular 2024/1 Swiss Solvency Test (SST)
• 2024-06-26FINMA Circular 2016/4: Insurance Groups and Conglomerates
• 2024-06-26FINMA Circular 2024/2 Life Insurance
• 2023-03-08FINMA Circular 2015/2 Liquidity Risks - Banks
• 2022-12-07FINMA Circular 2023/1 Operational risks and resilience – banks
• 2021-05-06FINMA Circular 2016/7 on Video and Online Identification for Client Onboarding
• 2021-03-04FINMA Circular 2017/6 Direct Transmission of Non-Public Information
• 2020-11-11FINMA Circular 2020/1 Accounting – Banks
• 2020-11-04FINMA Circular 2018/1: Organised Trading Facilities
• 2020-11-04FINMA Circular 2018/3 Outsourcing
• 2020-11-04FINMA Circular 2018/2 Duty to report securities transactions
• 2020-11-04FINMA Circular 2008/14 Supervisory Reporting - Banks
• 2020-11-04FINMA Circular 2008/4 Securities Journal
• 2020-11-04FINMA Circular 2013/8 Market conduct rules
• 2019-10-31FINMA Circular 2017/1 Corporate governance – banks
• 2019-10-31FINMA Circular 2019/1 Large Exposures - Banks
• 2019-10-31FINMA Circular 2011/2 Capital buffer and capital planning – banks
• 2019-06-26FINMA Circular 2008/3 Public Deposits with Non-Banks
• 2018-11-01FINMA Circular 2018/4 Tariffing – Occupational Pension
• 2018-06-20FINMA Circular 2019/2 Interest Rate Risks – Banks
• 2016-12-07FINMA Circular 17/4 Responsible Actuary
• 2016-12-07FINMA Circular 2017/2 Corporate governance – insurers
• 2016-10-26FINMA Circular 2011/1: Activity as a Financial Intermediary under the AML Act
• 2016-09-22FINMA Circular 2010/1 Remuneration Schemes Minimum Standards for Financial Institutions
• 2013-05-29FINMA Circular 2013/7 Limitation of Intra-Group Positions - Banks
• 2010-10-20FINMA Circular 2008/17: Exchange of Information Between SROs and FINMA
• 2008-11-20FINMA Circular 2008/15 Mergers of Health Insurers
• 2008-11-20FINMA Circular 2008/36 on the Operating Statement for Occupational Pension Provision