Swiss Financial Market Supervisory Authority

38 documents, newest first.

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2026-09-23Circular 2016/7 Video and online identification
2025-03-05FINMA Circular 2025/4 Consolidated supervision of financial groups under the BA and FinIA
2024-12-12FINMA Circular 2026/1 on Nature-related Financial Risks
2024-10-31FINMA Circular 2025/2 Conduct Requirements under the Financial Services Act and Financial Services Ordinance
2024-10-31FINMA Circular 2025/1 Audit
2024-10-31FINMA Circular 2025/3 Liquidity – insurers
2024-06-26FINMA Circular 2024/1 Swiss Solvency Test (SST)
2024-06-26FINMA Circular 2024/2 Life Insurance
2024-06-26FINMA Circular 2010/3 Health Insurance under the Insurance Contract Act (VVG)
2024-06-26FINMA Circular 2016/3 ORSA - Insurers
2024-06-26FINMA Circular 2017/5 Business Plans - Insurers
2024-06-26FINMA Circular 2016/4: Insurance Groups and Conglomerates
2024-06-26FINMA Circular 2016/2 Disclosure - insurers Principles for the financial condition report
2023-03-08FINMA Circular 2015/2 Liquidity Risks - Banks
2022-12-07FINMA Circular 2023/1 Operational risks and resilience – banks
2021-05-06FINMA Circular 2016/7 on Video and Online Identification for Client Onboarding
2021-03-04FINMA Circular 2017/6 Direct Transmission of Non-Public Information
2020-11-11FINMA Circular 2020/1 Accounting – Banks
2020-11-04FINMA Circular 2008/4 Securities Journal
2020-11-04FINMA Circular 2018/1: Organised Trading Facilities
2020-11-04FINMA Circular 2018/3 Outsourcing
2020-11-04FINMA Circular 2008/14 Supervisory Reporting - Banks
2020-11-04FINMA Circular 2018/2 Duty to report securities transactions
2020-11-04FINMA Circular 2013/8 Market conduct rules
2019-10-31FINMA Circular 2019/1 Large Exposures - Banks
2019-10-31FINMA Circular 2011/2 Capital buffer and capital planning – banks
2019-10-31FINMA Circular 2017/1 Corporate governance – banks
2019-06-26FINMA Circular 2008/3 Public Deposits with Non-Banks
2018-11-01FINMA Circular 2018/4 Tariffing – Occupational Pension
2018-06-20FINMA Circular 2019/2 Interest Rate Risks – Banks
2016-12-07FINMA Circular 17/4 Responsible Actuary
2016-12-07FINMA Circular 2017/2 Corporate governance – insurers
2016-10-26FINMA Circular 2011/1: Activity as a Financial Intermediary under the AML Act
2016-09-22FINMA Circular 2010/1 Remuneration Schemes Minimum Standards for Financial Institutions
2013-05-29FINMA Circular 2013/7 Limitation of Intra-Group Positions - Banks
2010-10-20FINMA Circular 2008/17: Exchange of Information Between SROs and FINMA
2008-11-20FINMA Circular 2008/36 on the Operating Statement for Occupational Pension Provision
2008-11-20FINMA Circular 2008/15 Mergers of Health Insurers