Amendments and Additions to the Decision on Approving the Rules for Maintaining Statistical Reports in Commercial Banks

Decision of the Board of the Central Bank of the Republic of Uzbekistan, registered on November 27, 2021, registration number 3031-1

Date of Entry into Force

February 28, 2022

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[OKOZ:

1.02.00.00.00 Fundamentals of State Administration / 02.08.00.00 General Issues of State Administration in the Sphere of Economy, Social and Cultural Construction / 02.08.07.00 Accounting. Reporting. Statistics (also see 07.29.00.00);

2.07.00.00.00 Legislation on Finance and Credit. Banking Activity / 07.19.00.00 Banking System / 07.19.02.00 Commercial Banks. Private Banks. Foreign Banks]

[TSZ:

1. Economy / Accounting, statistics and reporting;

2. Finance / Banks and other credit institutions. Credits]

Decision of the Board of the Central Bank of the Republic of Uzbekistan

On Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"

[Registered by the Ministry of Justice of the Republic of Uzbekistan on November 27, 2021, registration number 3031-1]

In accordance with the Laws of the Republic of Uzbekistan "On Official Statistics" and "On Regulation of Currency," the Board of the Central Bank of the Republic of Uzbekistan decides:

1. Amendments and additions shall be made to the Decision of the Board of the Central Bank of the Republic of Uzbekistan No. 19/2 dated May 26, 2018 "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks" (registration number 3031, July 2, 2018) (National Database of Legislation, July 3, 2018, No. 10/18/3031/1441), in accordance with the Appendix.

2. This Decision shall enter into force three months after the date of its official publication.

Chairman M. NURMURATOV

Tashkent city,

October 27, 2021,

No. 25/3

Agreed:

Chairman of the State Statistics Committee of the Republic of Uzbekistan B. BEGALOV

October 25, 2021

Chairman of the Chamber of Commerce and Industry of Uzbekistan A. IKRAMOV

October 27, 2021

Decision of the Board of the Central Bank of the Republic of Uzbekistan No. 25/3 dated October 27, 2021 Decision

APPENDIX

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"

1. In the [preamble](/docs/3804295?ONDATE=03.07.2018 00#3831120) of the Decision, the words "On State Statistics" shall be replaced with the words "On Official Statistics."

2. In the [Rules](/docs/3804295?ONDATE=03.07.2018 00#3831129):

1. In the [preamble](/docs/3804295?ONDATE=03.07.2018 00#3831132), the words "On State Statistics" shall be replaced with the words "On Official Statistics";

2. In [paragraph 3](/docs/3804295?ONDATE=03.07.2018 00#3831136), the words "in Appendices 1 – 46" shall be replaced with the words "in Appendices 1 – 50";

3. In [paragraph 6](/docs/3804295?ONDATE=03.07.2018 00#3831141):

in the [fifth bullet point](/docs/3804295?ONDATE=03.07.2018 00#3831145), the words "by the 4th day of the month following the reporting month" shall be replaced with the words "by the 25th day of the month following the reporting quarter";

in the [sixth bullet point](/docs/3804295?ONDATE=03.07.2018 00#3831146), the words "to the Department of Currency Regulation and Balance of Payments" shall be replaced with the words "to the Department of Prudential Supervision of Credit Institutions";

the words "are submitted." shall be deleted from the [ninth bullet point](/docs/3804295?ONDATE=03.07.2018 00#3831149);

supplemented with the following tenth bullet point:

"according to the reporting form specified in Appendix 47 of these Rules, by the 3rd day of the month following the reporting month; according to the reporting form specified in Appendix 48, by the 4th day of the month following the reporting month; and according to the reporting forms specified in Appendices 49-50, by the 15th day of the month following the reporting quarter, to the Department of Currency Regulation and Balance of Payments of the Central Bank.";

4. [Appendix 37](/docs/3804295?ONDATE=03.07.2018 00#3865918) shall be stated in the edition corresponding to Appendix 1 of these amendments and additions;

5. Appendices 47 – 50 shall be supplemented in the edition corresponding to Appendices 2 – 5 of these amendments and additions.

3. These amendments and additions are agreed with the State Statistics Committee of the Republic of Uzbekistan and the Chamber of Commerce and Industry of the Republic of Uzbekistan.

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"1-APPENDIX

"On Amendments and Additions to the Rules for Maintaining Statistical Reports in Commercial Banks"

APPENDIX 37

Form 13-currency

Information on Bank Accounts Opened by Resident Legal Entities Outside the Territory of the Republic of Uzbekistan and Their Movements

No.	Client Name	Taxpayer Identification Number (TIN)	Foreign Bank Name	Bank Identification Code (BIC) or CODE (SWIFT)	Country Code of Foreign Bank Location*	Country Name of Foreign Bank Location	Full Address of Foreign Bank
1	2	3	4	5	6	7	8

Continuation of the Table

No.	Client Name	Account Opened at Foreign Bank	Currency Code of Account Opened at Foreign Bank	Date Account Opened at Foreign Bank	Document Serving as Basis for Opening Account Abroad	Date Account Closed at Foreign Bank	Account Status Indicator
		9	10	11	12	13	14

Continuation of the Table

No.	Client Name	Balance at Beginning of Reporting Period	Period (Month)	Funds Received to Foreign Bank Account			Fund Transfers from Foreign Bank Account			Balance at End of Reporting Period
Amount	Payer's Country	Payment Purpose	Amount	Receiver's Country	Payment Purpose
		15	16	17	18	19	20	21	22	23

Note: A separate table is filled out for each account."

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"2-APPENDIX

"On Amendments and Additions to the Rules for Maintaining Statistical Reports in Commercial Banks"

APPENDIX 47

Form 21-currency

Movement of Currency Funds by Economic Entities in Carrying Out Foreign Economic Operations*

No.	Category	Indicator
1.	Date and Time
2.	Bank Code
3.	Bank Branch Code
4.	Symbol Control Amount
5.	Information Section on Currency Operation
6.	Unique System Number of Operation
7.	Operation Sign
8.	Return Sign
9.	Currency Code of Operation
10.	Operation Amount
11.	Operation Code
12.	Operation Details
13.	Information Section on Client (Controlled Accounts)
14.	Bank Branch Code Executing Operation
15.	Client's Account
16.	Account Opening Date
17.	Client Name
18.	Client Residency
19.	Client's Country Code
20.	Territory Code Where Operation Was Performed
21.	Client's TIN
22.	Client's Economic Activity Type Code (OKED)
23.	Account Owner Status (Condition)
24.	Information Section on Correspondent (Controlled Account)
25.	Bank Branch Code
26.	Correspondent's Account
27.	Correspondent Name
28.	Country Code of Correspondent Location
29.	Correspondent's TIN
30.	Operation Date
31.	Client Type
32.	Correspondent Residency
33.	Correspondent Types
34.	Correspondent's Economic Activity Type Code (OKED)
35.	Payer Client Account
36.	Payer Bank Branch Code
37.	Country of Foreign Bank Receiving Funds
38.	Final Recipient's Account
39.	Final Recipient's Bank Branch Code
40.	Country of Foreign Bank Paying Funds
41.	Contract ID Number in TSOYEAAT
42.	Client Location Territory Code
43.	Client Location District Code
44.	Correspondent Location Territory Code
45.	Correspondent Location District Code
46.	Client Ownership Form
47.	Correspondent Ownership Form
48.	Export Settlement Form
49.	Import Settlement Form
50.	Source of Import Payments
51.	Country Code of Foreign Partner's Bank Location
52.	Country Code of Foreign Partner Location
53.	Grant Fund Purpose Indicator
54.	Note

Note:

• The reporting form is submitted automatically through relevant software."

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"3-APPENDIX

"On Amendments and Additions to the Rules for Maintaining Statistical Reports in Commercial Banks"

APPENDIX 48

Form 1-currency

Information on External Debt Contracts Not Guaranteed by the Republic of Uzbekistan

No.	Category	Indicator
Section A	Information on Contract
	No.
	Bank Name
A.1	Contract Unique Number*
A.2	Previous Contract Unique Number
A.3	Main Debt Account for Debt (filled for debt on bank balance sheet)
A.4	Interest Account for Debt (filled for debt on bank balance sheet)
A.5	Type of External Debt
A.6	Lender Name
A.7	Lender Type*
A.8	Lender's Country
A.9	Borrower Name
A.10	Borrower Type
A.11	Institutional Sector*
A.12	Economy Sector
A.13	Relationship Between Lender and Borrower*
A.14	Relevance to State Sector
A.15	Region (Oblast) Name
A.16	Borrower's Economic Activity Type Code (OKED)
A.17	Borrower's TIN
A.18	Credit Contract Number
A.19	Credit Contract Conclusion Date
A.20	Currency Amount in Contract
A.20.1	Amount
A.20.2	Currency Code
A.21	Interest Rate
A.22	Initial (Historical) Term of Fund Attraction (in months)
A.23	Fund Attraction Term (in months)
A.24	Repayment Currency
A.24.1	Repayment Currency for Main Debt
A.24.2	Repayment Currency for Interest
A.25	Purpose of Loan (Credit) Contract
A.26	Date and Number of Document on Accounting of Currency Operation
A.27	Total Amount of Contract
Section B	Balance at Beginning of Year
B.1	Main Debt Balance at Beginning of 20__ Year
B.2	Interest Balance at Beginning of 20__ Year
Section C	Operations During Reporting Month
C.1	Inflows
C.1.1	Inflows in Reporting Month
C.2	Repayment of Main Debt
C.2.1	Repayment of Main Debt in Reporting Month
C.2.1.1	From Borrower's Own Currency Funds
C.2.1.2	From Credit Funds
C.2.1.3	From Bank's Foreign Currency (Conversion)
C.3	Restructuring (Review) of Main Debt
C.3.1	Restructuring (Review) of Main Debt in Reporting Month
C.4	Growth of Main Debt Due to Capitalization of Interest
C.4.1	Growth of Main Debt Due to Capitalization of Interest in Reporting Month
C.5	Write-off (Forgiveness) of Main Debt
C.5.1	Write-off (Forgiveness) of Main Debt in Reporting Month
C.6	Other Changes in Main Debt (Balance)
C.6.1	Other Changes in Main Debt (Balance) in Reporting Month
C.7	Accrued Interest
C.7.1	Accrued Interest in Reporting Month
C.8	Interest Repayment
C.8.1	Interest Repayment in Reporting Month
C.8.1.1	From Borrower's Own Currency Funds
C.8.1.2	From Credit Funds
C.8.1.3	From Bank's Foreign Currency (Conversion)
C.9	Restructuring (Review) of Interest
C.9.1	Restructuring (Review) of Interest in Reporting Month
C.10	Capitalization of Interest
C.10.1	Capitalization of Interest in Reporting Month
C.11	Write-off (Forgiveness) of Interest
C.11.1	Write-off (Forgiveness) of Interest in Reporting Month
C.12	Other Changes in Interest (Balance)
C.12.1	Other Changes in Interest (Balance) in Reporting Month
Section D	Balance at End of Month
D.1	Main Debt Balance
D.1.1	As of Reporting Date
D.1.2	For Month Prior to Reporting Date
D.2	Interest Balance (Accrued but Unpaid Debt)
D.2.1	As of Reporting Date
D.2.2	For Month Prior to Reporting Date
	Including Delayed Debt
D.1.1.1	For Main Debt
D.2.1.1	For Interest
Section E.1	Note (Filled if there are other changes in main debt and interest)
Section F	Forecast Indicators for Main Debt Payments
F.1	Unpaid (Delayed) Funds
F.2	Total for Current Year
F.2.1	I Quarter
F.2.2	II Quarter
F.2.3	III Quarter
F.2.4	IV Quarter
F.3	Including from Conversion
F.4	Total for "Current Year + 1 Year"
F.4.1	I Quarter
F.4.2	II Quarter
F.4.3	III Quarter
F.4.4	IV Quarter
F.5	Total for "Current Year + 2 Years"
F.5.1	I Half-Year
F.5.2	II Half-Year
F.6	For "Current Year + 3 Years"
F.7	For "Current Year + 4 Years"
F.8	For "Current Year + 5 Years"
F.9	For "Current Year + 6 Years"
F.10	For "Current Year + 7 Years"
F.11	For Period After "Current Year + 8 Years"
Section G	Forecast Indicators for Interest Payments
	Total Amount of Forecast Indicators for Interest Payments
G.1	Unpaid (Delayed) Funds
G.2	Total for Current Year
G.2.1	I Quarter
G.2.2	II Quarter
G.2.3	III Quarter
G.2.4	IV Quarter
G.3	Including from Conversion
G.4	Total for "Current Year + 1 Year"
G.4.1	I Quarter
G.4.2	II Quarter
G.4.3	III Quarter
G.4.4	IV Quarter
G.5	Total for "Current Year + 2 Years"
G.5.1	I Half-Year
G.5.2	II Half-Year
G.6	For "Current Year + 3 Years"
G.7	For "Current Year + 4 Years"
G.8	For "Current Year + 5 Years"
G.9	For "Current Year + 6 Years"
G.10	For "Current Year + 7 Years"
G.11	For Period After "Current Year + 8 Years"

Notes:

• The unique number of the contract consists of 22 digits

1. Year of Contract (4 digits); 2. Borrower's TIN (9 digits); 3. Asset and Liability Sign (1-asset, 2-liability) (1 digit); 4. Contract Sequence Number (5 digits); 5. Tranche Sequence Number (3 digits).

Type of External Debt

1. Debt Securities; 2. Credits; 3. Loans; 4. Credits in Commodity Form; 5. Financial Leasing; 6. Others.

• Type of Lender

1. Foreign Banks; 2. Foreign Head Offices and Branches; 3. Others; 4. International Organizations; 5. Non-Bank Financial Institutions.

Type of Borrower

1. Bank; 2. Enterprise with Direct Investment; 3. Others.

• Institutional Sector

1. Central Bank; 2. Government; 3. Banking Sector; 4. Non-Bank Financial Institutions; 5. Non-Financial Corporations, Households and Non-Profit Institutions Serving Households.

Economy Sector

1. Oil, Gas and Energy; 2. Telecommunications; 3. Banks; 4. Textile; 5. Non-Bank Financial Institutions; 6. Others.

• Relationship Between Lender and Borrower

1. Lender is a direct investor (directly or indirectly) — Borrower is an enterprise that has attracted direct investment;

2. Lender is an enterprise that has attracted direct investment — Borrower is a direct investor (directly or indirectly);

3. Lender and Borrower are related enterprises;

4. Others (no relationship related to direct investment exists between Lender and Borrower).

Relevance to State Sector

1. No State Share; 2. State Share is Directly or Indirectly More Than 50 Percent; 3. State Share is Directly or Indirectly Less Than 50 Percent; 4. State Share is Directly or Indirectly Equal to 50 Percent."

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"4-APPENDIX

"On Amendments and Additions to the Rules for Maintaining Statistical Reports in Commercial Banks"

APPENDIX 49

Form 7-currency

Deposits Placed by Non-Residents in Banks of the Republic of Uzbekistan*

No.	Bank Name	Name of Legal Entity-Non-Resident or Full Name of Individual-Non-Resident	Type of Non-Resident (1-Embassy, 2-Permanent Mission, 3-Non-Residents Buying Products or Open Electronic Auction Shares from Commodity Raw Material Exchanges, 4-Individuals, 5-Other Legal Entities)	Account for Deposit Principal Amount	Account for Deposit Interest	Deposit Type (1-Term, 2-Pledged, 3-Current, 4-Until Demanded)
1	2	3	4	5	6	7

Continuation of the Table

No.	Depositor's Country	Deposit Interest Rate	Deposit Term (in months)	Currency Code	Balance at Beginning of Reporting Period	Actual Placement of Deposit During Reporting Period	Actual Return of Deposit During Reporting Period	Balance at End of Reporting Period
	8	9	10	11	12	13	14	15

Continuation of the Table

No.	Deposit Principal Repayment Schedule (in months)
Immediately (Until Demanded)	Up to 3 Months	3 to 6 Months	6 to 9 Months	9 to 12 Months	12 to 18 Months	18 to 24 Months	Over 24 Months
	16	17	18	19	20	21	22	23

Continuation of the Table

No.	Balance of Accrued but Unpaid Interest for Reporting Period	Interest Amount Accrued During Reporting Period	Interest Amount Paid During Reporting Period	Balance of Accrued but Unpaid Interest at End of Reporting Period
	24	25	26	27

Continuation of the Table

No.	Interest Payment Schedule for Deposit (in months)							Note
Immediately (Sum of Expired Interest)	Up to 3 Months	3 to 6 Months	6 to 9 Months	9 to 12 Months	12 to 18 Months	18 to 24 Months	Over 24 Months
	28	29	30	31	32	33	34	35	36

Note:

• Loro accounts of foreign banks and funds in deposits less than the equivalent of 100 US dollars are not taken into account."

Amendments and Additions to the Decision "On Approving the Rules for Maintaining Statistical Reports in Commercial Banks"5-APPENDIX

"On Amendments and Additions to the Rules for Maintaining Statistical Reports in Commercial Banks"

APPENDIX 50

Form 28-currency

Placement of Assets in Foreign Currency by Commercial Banks

No.	Bank Name	Name of Partner Financial Institution	Country Name	Currency Code	Asset Type	Amount of Placed Assets as of Reporting Period
1	2	3	4	5	6	7

Continuation of the Table

No.	Interest Rate (%)	Accrued Interest Amount		Date of Asset Placement	Date of Asset Return	Note
From Beginning of Current Year	Including, During Reporting Period
	8	9	10	11	12	13

".

(, November 27, 2021, No. 10/21/3031-1/1104)