Regulatory Alerts2024-01-24
Added · Updated
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
The Securities and Futures Commission issued amendments to the implementation arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area. These updates modify the regulatory framework governing the scheme to ensure continued compliance and operational efficiency for participating institutions. The document serves as the authoritative reference for the current requirements applicable to the pilot program.
CIR
Current
Issue Date:
24 Jan 2024
20240124-12-EN.pdf (644.4 KB)
Topic:
Mainland Activities
Wealth Management & MPF - Securities/investment products
Keyword:
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex
Current
24 Jan 2024
Annex 1 - Regulatory Requirements on the Southbound Scheme
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
SPM-SGL
Current
12 Sep 2025
SB-1 Supervision of regulated activities of SFC-registered authorized institutions
CIR
Current
30 Oct 2018
Requirements Applicable to Online and Offline Distribution of Non-SFO-Regulated Structured Investment Products
CIR
Current
12 Jun 2012
Selling of Investment Products to Private Banking Customers
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
Annex
Current
24 Jan 2024
Annex 1 - Regulatory Requirements on the Southbound Scheme
Annex
Current
24 Jan 2024
Annex 2 - Regulatory Requirements on the Northbound Scheme
SPM-SGL
Current
12 Sep 2025
SB-1 Supervision of regulated activities of SFC-registered authorized institutions
CIR
Current
30 Oct 2018
Requirements Applicable to Online and Offline Distribution of Non-SFO-Regulated Structured Investment Products
CIR
Current
12 Jun 2012
Selling of Investment Products to Private Banking Customers
Version History
Superseded Document
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