Regulatory Alerts2002-01-10
Added · Updated
Banking (Amendment) Ordinance 2001
The Hong Kong Monetary Authority issued this circular on 10 January 2002 to communicate the enactment of the Banking (Amendment) Ordinance 2001 to all authorized institutions. The document serves as the primary notification for the new legislation while referencing several annexes that detail miscellaneous amendments and revised definitions for managerial positions. It also directs readers to supplementary materials regarding systems of control for appointing managers and legal obligations under the Banking Ordinance.
CIR
Current
Issue Date:
10 Jan 2002
20020110-2-EN.pdf (121.5 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
Cross referenced Document
Version History
Superseded Document
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