Regulatory Alerts2002-01-10
Added · Updated
Banking (Amendment) Ordinance 2001 Annex 3: Miscellaneous Amendments
The Hong Kong Monetary Authority issued this circular on 10 January 2002 to communicate Annex 3 of the Banking (Amendment) Ordinance 2001. The document outlines miscellaneous amendments to the regulatory framework governing authorized institutions. It specifically addresses corporate governance and internal controls, including the compliance function and the revised definition of managerial positions.
CIR
Current
Issue Date:
10 Jan 2002
20020110-4-EN.doc (27.6 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 4 - Managerial positions captured under the revised definition of “manager”
Cross referenced Document
Version History
Superseded Document
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