Regulatory Alerts2002-01-10
Added · Updated
Banking (Amendment) Ordinance 2001 Annex 4: Managerial positions captured under the revised definition of manager
The Hong Kong Monetary Authority issued this circular to clarify the revised definition of a manager under the Banking (Amendment) Ordinance 2001. It specifically identifies which managerial positions within authorized institutions are captured by this new regulatory definition. The guidance ensures compliance with updated corporate governance and internal control standards for all authorized institutions.
CIR
Current
Issue Date:
10 Jan 2002
20020110-5-EN.doc (32.3 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 1 - Banking (Amendment) Ordinance 2001
Annex
Current
10 Jan 2002
Annex 2 - Draft SPM CG-2 Systems of Control for the Appointment of Managers
Annex
Current
10 Jan 2002
Annex 3 - Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
Cross referenced Document
Version History
Superseded Document
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