Regulatory Alerts2002-05-14
Added · Updated
Banking (Amendment) Ordinance 2001 Annex I: List of Individuals Captured Under Revised Definition of Manager
The Hong Kong Monetary Authority issued this circular on 14 May 2002 to provide Annex I, which lists individuals captured under the revised definition of "Manager" as of 24 May 2002. This document serves as a regulatory reference for all Authorized Institutions to identify personnel subject to specific managerial obligations under the Banking (Amendment) Ordinance 2001. It is accompanied by related annexes detailing notification forms, privacy ordinance guidance, and explanatory notes on legal obligations.
CIR
Current
Issue Date:
14 May 2002
20020514-2-EN.doc (41.0 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Internal Controls - Others
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex II - Form for notification of appointment of managers under Section 72B of the Banking Ordinance
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
Cross referenced Document
Version History
Superseded Document
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