Regulatory Alerts2002-05-14
Added · Updated
Banking (Amendment) Ordinance 2001 Annex II: Form for Notification of Appointment of Managers under Section 72B
The Hong Kong Monetary Authority issued this circular on 14 May 2002 to provide Annex II of the Banking (Amendment) Ordinance 2001. This annex establishes the standardized form required for the notification of the appointment of managers under Section 72B. The document serves as a regulatory instrument to ensure compliance with the revised definition of managers within authorized institutions.
CIR
Current
Issue Date:
14 May 2002
20020514-3-EN.doc (39.9 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Internal Controls - Others
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
Cross referenced Document
Version History
Superseded Document
You may also be interested in
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex 3: Banking (Amendment) Ordinance 2001 Miscellaneous Amendments
CIR
Current
10 Jan 2002
Banking (Amendment) Ordinance 2001
Annex 2: Draft SPM CG-2 Systems of Control for the Appointment of Managers
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.