Regulatory Alerts2002-05-14
Added · Updated
Banking (Amendment) Ordinance 2001 Annex II: Form for Notification of Appointment of Managers under Section 72B
The Hong Kong Monetary Authority issued this circular to provide the standardized form required for the notification of the appointment of managers under Section 72B of the Banking Ordinance. This regulatory instrument implements amendments introduced by the Banking (Amendment) Ordinance 2001 to ensure proper oversight of managerial appointments within authorized institutions. The document serves as a procedural annex to support compliance with the revised legal obligations and definitions regarding managers of authorized institutions.
CIR
Current
Issue Date:
14 May 2002
20020514-3-EN.doc (39.9 KB)
Topic:
Corporate Governance - Others
Internal Controls - Compliance function
Internal Controls - Others
Group:
All Authorized Institutions
Specific
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
CIR
Current
14 May 2002
Banking (Amendment) Ordinance 2001
Annex
Current
14 May 2002
Annex I - List of individuals captured under the revised definition of “Manager” as of 24 May 2002
Annex
Current
14 May 2002
Annex III - Circular issued on 24 May 2002 re: Personal Data (Privacy) Ordinance
Annex
Current
14 May 2002
Annex IV - Explanatory Note on Legal Obligations of Managers of Authorized Institutions under the Banking Ordinance
Cross referenced Document
Version History
Superseded Document
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