Regulatory Alerts2009-01-02
Added · Updated
Circular Issued by the Securities and Futures Commission on the Revised Advertising Guidelines Relating to SFC-authorised Collective Investment Schemes
The Securities and Futures Commission issued this circular on 2 January 2009 to promulgate revised advertising guidelines for SFC-authorised collective investment schemes. The document updates regulatory standards to ensure that promotional materials for these investment products are fair, clear, and not misleading to investors. Registered institutions must adhere to these enhanced requirements when marketing collective investment schemes to maintain compliance with SFC regulations.
CIR
Current
Issue Date:
02 Jan 2009
20090102-1-EN.pdf (335.8 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
02 Jan 2009
Annex 1 - SFC Circular
Annex
Current
02 Jan 2009
Annex 2 - Revised Advertising Guidelines
Annex
Current
02 Jan 2009
Annex 1 - SFC Circular
Annex
Current
02 Jan 2009
Annex 2 - Revised Advertising Guidelines
Cross referenced Document
Version History
Superseded Document
You may also be interested in
CIR
Archive
02 Mar 2018
Fund Management Activities Survey 2017 Conducted by the Securities and Futures Commission ("SFC")
Annex 2: Questionnaire B
CIR
Archive
22 Feb 2010
Fund Management Activities Survey 2009 Conducted by the Securities and Futures Commission (SFC)
Annex: Fund Management Activities Survey
CIR
Archive
16 Feb 2015
Fund Management Activities Survey 2014 Conducted by the Securities and Futures Commission (SFC)
Annex: Securities and Futures Commission Fund Management Activities Survey For the year ended 31 December 2014