Regulatory Alerts2010-03-18
Added · Updated
Circular issued by the Securities and Futures Commission Regarding Information Technology Management
The Securities and Futures Commission issued this circular to establish standards for information technology management among licensed corporations. The document outlines specific requirements for technology risk management and operational controls to ensure system integrity and security. It serves as a regulatory guideline for registered institutions to maintain robust IT infrastructure and governance frameworks.
CIR
Current
Issue Date:
18 Mar 2010
20100318-2-EN.pdf (247.0 KB)
Topic:
Technology Risk Management - Others
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
18 Mar 2010
Circular issued by the Securities and Futures Commission (SFC) Regarding Information Technology Management
CIR
Current
18 Mar 2010
Circular issued by the Securities and Futures Commission (SFC) Regarding Information Technology Management
Cross referenced Document
Version History
Superseded Document
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