Regulatory Alerts2010-06-18
Added · Updated
Circular Issued by the Securities and Futures Commission Regarding Mystery Shopping Programme
The Securities and Futures Commission issued this circular to outline the requirements for its Mystery Shopping Programme. The document serves as an annex detailing the operational framework for evaluating registered institutions. This initiative aims to enhance consumer protection by assessing the conduct of financial service providers.
CIR
Current
Issue Date:
18 Jun 2010
20100618-2-EN.pdf (579.6 KB)
Topic:
Banking Conduct & Enforcement - Consumer Protection
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
18 Jun 2010
Circular Issued by the Securities and Futures Commission (SFC) Regarding Mystery Shopping Programme (MSP)
CIR
Current
18 Jun 2010
Circular Issued by the Securities and Futures Commission (SFC) Regarding Mystery Shopping Programme (MSP)
Cross referenced Document
Version History
Superseded Document
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