Regulatory Alerts2009-06-23
Added · Updated
Circular Issued by the Securities and Futures Commission Regarding Risk-disclosure Duties of CLN Issuers
The Securities and Futures Commission issued a circular on June 23, 2009, to establish specific risk-disclosure obligations for issuers of retail credit-linked notes. The directive mandates that issuers provide clear and comprehensive information regarding the credit risks and structural features associated with these complex investment products. This regulatory guidance aims to ensure that investors receive adequate transparency to make informed decisions when purchasing retail credit-linked notes.
CIR
Current
Issue Date:
23 Jun 2009
20090623-1-EN.pdf (255.2 KB)
Topic:
Miscellaneous - SFC/IA/MPFA
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
23 Jun 2009
Annex - Circular to issuers of retail credit-linked notes
Annex
Current
23 Jun 2009
Annex - Circular to issuers of retail credit-linked notes
Cross referenced Document
Version History
Superseded Document
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